EFTA01114577.pdf

06/10/2013 10:01 FAX 12128936399 CO001/0001 Pricing: Annual Fees Annual fees apply based on the applicable pricing schedule below determined by the percentage of aggregated accounts that are updated via electronic feed (Electronic Accounts). The applicable license fee and the annual services are payable in monthly installments. The service fee is computed using the applicable basis point factor multiplied by the absolute market value of the aggregated accounts. The applicable pricing schedule is assessed and applied semi-annually. No fees are charged for personal property and real estate. K Number of Annual Annual Type Amount Annual Service Fee Platform Accounts Service Fees (Basis Points) Fee (• accounts 60 39 $.530M 2.0 bps sioo,000 . i kt 14 $1.1B I 'I- Concentiated Sux k Positions 1 42-Bps 131.,000 ll .56ps _I $55000 PUA/luans/Mortitagesietr 45 $113 A 0 bps $0 1 Total 235 . $234000 I --- - - —- - - - — I $2.63B - I $161,600, Stood Implementation Fees A one-time implementation fee in the amount off$24,20jof the annualized service fees apply to new service agreements and will be payable in equal monthly installments over the implementation period (usually 3 to 4 months). Custom Report Pack There is a one-time fee on the amount ot$20,000ifor the development of the Consolidated Portfolio Performance Report. Private and Confidential Page 3 EFTA01114577