EFTA01521447.pdf

GHISLAINE MAXWELL ACCT. For the Period II/I/12 W 11/30/12 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield Preferred Stocks CITIGROUP CAPITAL XIII 28 00 10,000.000 280,000.00 261,300.00 18,700.00 19,690.00 7.03% 7 7,6% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 25.13 4,200.000 105,546.00 98,778.96 6,767.04 7,350.00 6.96% 7% PFD 222388-20-9 CFC PB JPM CHASE CAPITAL XXIX 25.86 2,500.000 64,850.00 62,500.00 2,150.00 4,187.50 6.48% 61% PFD 48125E-20-7 JPM PC Total Preferred Stocks $460.196.00 $422,679.99 $27,617.04 $31,227.60 6.93% Concentrated & Other Equity GENERAL MOTORS CO 40.47 1,000.000 40,470.00 50,000.00 (9,530.CO) 2,375.00 5.87% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 112.98 150.000.000 169,473.00 157,909.17 11,583.83 11,850.00 8.92% 7.9% PFD STK APR 30 2049 1,020.30 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $209,943.00 $207,909.17 $2.033.83 $14,225.00 6.72% $1,614.05 JP Morgan Page 7 of 32 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048832 Chase CONFIDENTIAL SDNY_GM_00318030 EFTA01521447