EFTA01392825.pdf

Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering ectivitin, Federalism requires all financial institutions to obtain. verify and record Information that identifies each person who establishes en aatount, Investment or other business relationship with a financial Institution. This means that we will ask for your name, address and other information that will allow us to identity you. We may also mkt's° identifying documents such as a certificate of formation or good standing (legal entities) ore passport or other photo Identification (Individuals). 3rd EU Notion Governmental ruin have &no liroadoned the 'cope of than Bank's oblioutens to aid In the fight mare money launclufing and terrorist financing: these rules call for an active irwolvernant of both asset management firms and their clients. For new and existing ciente we currently have a legal obligation to ask our customers questions regarding their identities. addresses, source of funds and. it neosatahi, legal representatives, authorized sirmarles, Nnettsilel owners or contort °Luauin and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional Infomiation change, our clients would be obliged to lautheellasely notify us of the oltenge(s) end provide us pith relevant documented:in to verity these chaffigait ATM/Debit Service You agree that the retention-or the of the ATM/Debt card constitute acceptance of the Lerma and conditions of the Cardholder Agreement contained In the Terms end Conditions of Deposit Accaunts. Internet Banking Service If you have selected to receive Internet Banking Servioes, you widertend that you will be required to enter into • twat Internet Banking Services Agreement with DBTCA before you can scans the Internet Banking Service. Acknowlecipsmant of Receipt of Privacy Notice By signing below, you acknowledge receipt of DEITCA's Privacy Notts Included In the Application Package. Telephone, Facsimlid or E-mail Instructions By signing below, you agree that from firm to time you may gin Instructions by telephone. facsimile or e-mail regarding the above condoned ecoount(s) (defined herein as 'Verbal Instructions"). It is understood that the risk of Verbal Instruaiora being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of DOTCA, you agree to Indemnify arid hold hermits DBTCA for anycialmtk losses, expenses, costs or attorneys' fees. • resulting from DEITCA's acting upon such manntherttoodentillittuthorized Verbal leafy:dons. You.undrustand that Dalt inee;butsholl net bona:tubed to, seek vilification of your verbal, facsimile or amen Instructions by cat back: In one of I doubt, OBTC8 May itilte sole discretion refuse to execute your Verbal Instruction...or any part thereof. without Incurring airy habil** (MCA b under no obligation Iona-cute your Verbal instructons to transfer funds or securities to any account(*) without written Inetruotices bearing your cuisine' signature. Non-U.S. Organizations: Confirmation of Tax and Compliance Responalliiikaa You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting dudes applicable nit in any relevant Jurisdictions that may arise in Connection with assets, income or vensectionein.youreccountlaisiedyeer business relationship with-087GL Furthermore, youconfirm that es eiceseroyhticomettonliptirsbait 01!.yiall knowledge' end capabilities) Is made available no less than annualhit the relevant beneficial oviner(s),'oettinds),*beneticiery(es), partner(s), etc., to enable him/her/thorn to fulfill any respective tax obligations that may else. for Nritifhoorthoinin Connection WO your business relationship vrittrMITCA. Please complete end attach separate W-8 or W-9 documentation se applicable. Terms and Condtions and Representations By signing below, you acknowledge receipt of the Terms end Conditions for Deposit Accounts attached to this Application and agree to la bound by than. In edition, you agree to notify us immediately of any materiel thongs to the information provided by you on this Appliance,. You represent and watont that all of the information provided by you nn this Apo/hearth, le arcarts. The Terms and Conditions for Deposit Accounts ere subject to change. 2 Insii34671 15124 CONI3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098094 CONFIDENTIAL SDNY_GM_00244278 EFTA01392825