EFTA01357112.pdf

rdc Person Name: Richard Kahn DB12000P - Deutsche Bank Private Bank Batch Date: 10/12/2016 Added to Monitoring: 10/12/2016 Date of Birth: Alert Date: Alert 10/12/2016 Address: Cru':t United States Tracking ID: Reporting ID: Alerted Entity # 2 of 4 Alert ID: Entity Information Entity ID: Riskid: Entity Name: RICHARD JEFFREY KAHN Address: Florida. UNITED STATES Recent Event(s): • REG - Regulatory Action / FIM - Fine - More than $10.000, 06/21/2011 This entity appears on the Florida Office of Financial Regulation list of Final Orders. Richard J. Kahn shall pay an administrative fine of $20,000 with the submission of this Stipulation and Consent Agreement, 06/21/2011. US Florida Office of Financial Regulation Final Orders Event: • REG - Regulatory Action / FIM - Fine - More than $10,000, 06/21/2011 This entity appears on the Florida Office of Financial Regulation list of Final Orders. Richard J. Kahn shall pay an administrative fine of $20,000 with the submission of this Stipulation and Consent Agreement, 06/21/2011, US Florida Office of Financial Regulation Final Orders Alert Notes Notes: Richard Jeffrey Kahn, of Florida, appears on Florida Office of Financial Regulation list of Final Orders. Source Information RDC URL: https://grid.rdc.conVwss/entity.html?entityld=6e6eb2a5d59448e75d3f3d53eb346cc4 Source Name: RiskConnect, 10/11/2016 Entity URL: https://real.flofr.com/DocumentsNiew.aspx?docGuid=5F712B04-5DC0-466E-A0C2- 17F882707D5D&docFileName=0154-sr-5-11.pdf Sources: US Florida Office of Financial Regulation Final Orders, US Florida Office of Financial Regulation Final Orders, hrips://real.flofr.com/ConsumerServices/SearchLegalDocuments/LDSearch.aspa/searchLegalDocuments Calsotent uith the terms and modems d your RDC Subscnber Agreement the informaban contained n ths document is for alert purposes only and not to be used la purposes of deteernrang an eclocluafs avidly la any areal or any Atha FCRA permissible purposes User further agrees to hold such mistral and intonation in totes! coihdence. not to matte use thereof other than la authorged purposes to fade I only to employees revering such tralarrohco, and not to release a disclosed to any other party The Alert Somata, contained s the &current nay a my not pertain to the ondr.dual a 'May referenced o your nquicy. Page 2 at 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043440 CONFIDENTIAL SDNY_GM_00189624 EFTA01357112