EFTA01362524.pdf

To: Xavier Avila ; Mathew Ne us Jitan Patel Cc: Alastai Marti < >; Davide- A Sferrazz m>; Mathew Negus Nina Tona Subject: RE: SF [I] Including Zack who will be the case manager on this. From: Xavier Avila Sent: Monday, Ma To: Rita Shte nber ; Mathew Negus < >; Jitan Patel Cc: Alastair Mackinla Martin Zeman ; Davide- A Sferrazza >; Mathew Negus ; Nina Tona Subject: RE: SF [I] Hi Rita/Mat, let us know what we need to extend SF to Credit Derivatives as the client is still live in one trade they want to execute. Thanks From: Rita Shteynberg Sent: Friday, March 02, 2018 12:41 PM To: Mathew Ne us < Nina Tona <nina.tona db.com>; Jane Varley >; Xavier Avila >; lain Macara Cc: Alastair Mackinla Martin Zeman < A Sferrazza < >; Aziz Anwar < >; Zack Bunimovich Subject: RE: SF [I] Thanks for the confirmation. We will proceed with the onboarding. From: Mathew Negus Sent: Friday, March 02, 2018 12:34 PM To: Nina Tona ; lane Varley >; GM ACO < >; Xavier Avila < >; lai >; Rita Shteynberg >; Jitan Patel Cc: Alastair Mackinla Martin Zeman < >; Davide- A Sferrazza < m>; Aziz Anwar ; Tanushree Kirti Subject: RE: SF [I] I'll take this one for Jitan. As CIB green please proceed with the NCA process and the inherent KYC update. Thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051968 CONFIDENTIAL SONY GM_00198152 EFTA01362524