EFTA00124811.pdf

NAVY FEDERAL In repty refer to: Credit Union August 30, 2019 AUSA United States Attorney's Office 1 St. Andrew's Plaza New York, NY 10007 RE: Grand Ju Sub oena No. Dear Attorney M, Please find the enclosed documents in response to the grand jury subpoena served on Navy Federal Credit Union. Upon receipt, please email me or call me at to obtain the password for the enclosed disk. The information provided herein is confidential and should be used in connection with a judicial proceeding or for investigatory purpo only. If you have any questions or need additional information, please email me at: shelbypol avyfederalorg. helby Polk Subpoena Specialist Copy/Subpoena Copy/Membership Application Copy/Member Profile Copy/AL Screen Copy/Statements Copy/Transaction Details Copy/Credit Card Application Copy/Credit Card Statements Invoice Certification Statement PO Box 3000 Merrifield VA 22119-3000 EFTA00124811 Grand Jury Subpoena Prrilebatutez Pia-tritt Trani SOUTHERN DISTRICT OF NEW YORK TO: Navy Federal Credit Union 820 FoIlin Lane Vienna, VA 22180-4907 Attn: Subpoena Compliance GREETINGS: WE COMMAND YOU that all and singular business and excuses being laid aside, you appear and attend before the GRAND JURY of the people of the United States for the Southern District of New York, at the United States Courthouse, 40 Foley Square, Room 220, in the Borough of Manhattan, City of New York, New York, in the Southern District of New York, at the following date, time and place: Appearance Date: September 2, 2019 Appearance Time: 10:00 a.m. to testify and give evidence in regard to an alleged violation of : 18 U.S.C. §§ 201, 371, 1001, 1346,1519, 2 and not to depart the Grand Jury without leave thereof, or of the United States Attorney, and that you bring with you and produce at the above time and place the following: Please see attached rider. Personal appearance is not re uired if the requested records are (I) produced on or before the return date to Assistant U.S. Atto of th 's Office, 1 St. Andrew's Plaza, New York, NY 10007. Tel: and accompanied by an executed copy of the attached Declaration of Custodian o ecords. RefNo. Failure to attend and produce any items hereby demanded will constitute contempt of court and will subject you to civil sanctions and criminal penalties, in addition to other penalties of the Law. DATED: New York, Ncw York August 19, 2019 GEOFFREY S. BERMAN United States Attorneyfor the ew York Assistant United States Attorney One St. Andrew's Plaza New York, New York 10007 Telephone: Email: rev. 02.01.12 EFTA00124812  RIDER (Grand Jury Subpoena to Navy Federal Credit Union, dated August 19, 2019) Ref. No. REQUEST: For the following account, and any other account controlled by the account holder of one of the below accounts: Please provide any and all documents, to include, but not limited to those identified below, for the period January 1, 2019 until the present: a. Account opening documents, including applications and signature cards; b. Records of account holders for debit and credit cards liked to the accounts; c. Account statements and ledgers; d. Images of checks (both front and back) deposited in account; e. Images of canceled checks (both front and back) drawn on account; f. Images of cashier's checks (both front and back) and depositing bank account information; g. Account deposit slips, withdrawal slips, debit & credit memos, and cash tickets; h. Detailed wire transfer records, ACH transfer records (including routing/account numbers funds transferred to/from), money orders, and traveler's check records; i. All credit card and line of credit records, including, but not ►imited to: applications, monthly statements, billing slips, and records evidencing the source of payment (copies of checks, ACH records (including routing/account numbers funds transferred to/from), or cash received slips); j. Customer information associated with the account, including name(s), address(es), telephone number(s), e-mail address(es), and any other identifying or contact information. INSTRUCTIONS FOR PRODUCTION OF DOCUMENTS: 1. All transactions-based information, include wire and ACH transfers, withdrawals/deposits, charges/payments, and bank account activity should be provided in electronic spreadsheet format (either Microsoft Excel or similarly compatible format). Specifically: a. For wires and other types of transfers the account holder name, account number, and bank name of both the originator and beneficiary of the transaction should be clearly stated in separate fields. b. Cash and check transactions should be indicated within a transaction type field. i. Check transactions should include the name of the payee in the recipient field. Additionally, check images should be attached in graphic data files in a commonly readable, non-proprietary format with the highest image quality maintained, and named in a manner that uniquely associates them with the relevant transaction record(s). ii. Cash withdrawals should be indicated with CASH written in the recipient field. EFTA00124813  iii. Cash deposits should be indicated with CASH written in the sender/originator field. c. Field headers should be included for each column of data, and a data dictionary or other explanation of the contents of each column provided. 2. Where more than one account is being requested, each account's transaction records should be returned in a separate file. 3. All document images are to be produced in electronic PDF format. Where images of checks, deposit slips, withdrawal slips, or cash tickets are being produced, they should be produced no more than two per page. 4. In lieu of an appearance you may comply with this subpoena by providing the requested information, along with a business records certification pursuant to Fed. R. Evid. 803(6) to Assistant U.S. Attorney of the United States Attorne 's Office I St. Andrew's Plaza, New York, NY 10007. Tel: email: EFTA00124814  Declaration of Custodian of Records Pursuant to 28 U.S.C. § 1746, _.\igned, hereby declare: My name is Sb c)\__ (name ofus-% want) I I am a United States citizen and I am over eighteen years of age. I am the custodian of records of the business named below, or I am otherwise qualified as a result of my position with the business named below to make this declaration. am in receipt of a Grand Jury Subpoena, dated August 19, 2019, and signed by Assistant United States Attorney requesting specified records of the business named below. Pursuant to Rules 902(11) and 803( )o t e Fe eral Rules of Evidence, I hereby certify that the records provided herewith and in response to the Subpoena: (1) were made at or near the time of the occurrence of the matters set forth in the records, by, or from information transmitted by, a person with knowledge of those matters; (2) were kept in the course of regularly conducted business activity; and (3) were made by the regularly conducted business activity as a regular practice. I declare under pe Ity of rjury that the foregoin • is true and correct. Executed on da ofdeelasan (name and wk of 1 air F address) s)-4On-ro. foac 3790 Definitions of terms used above: As defined in Fed. R. Evid. 803(6), "record" includes a memorandum, report, record, or data compilation, in any form, of acts, events, conditions, opinions, or diagnoses. The term "business" as used in Fed. FL Evid. 803(6) and the above declaration includes business, institution, association, profession, occupation, and calling of every kind, whether or not conducted for profit. EFTA00124815  U.S. Department of Justice United States Attorney Southern District ofNew York The Silwo J. Aiello lholiday One Saul kalfor's Pka New Yost New Yew& 10007 August 19, 2019 Re: Grand Jury Subpoena This letter describes the procedure for requesting reimbursement for subpoenaed records. 12 CFR part 219 (subpart A). issued by the Board of Governors of Federal Reserve System under section 1115 of the Right to Financial Privacy Act (12 U.S.C. § 3415), sets the rates and conditions for reimbursement of costs directly incurred by financial institutions in assembling or providing customer financial records to a government authority pursuant to the Act. No costs are reimbursable if the records are those of a corporation or a partnership comprised of more than five individuals If reimbursement is authorized and the estimated billing to the government will exceed $500, advance permission is necessary fr at If the subpoenaed records indicated on the rider are eligible for reimbursement, please complete section B of the enclosed form OBD-2I I, which will serve as your invoice, and return it with a copy of the subpoena to the following address: U.S. Attorney's Office - SDNY Accounts Payable 86 Chambers Street, 3s floor New York. NY 10007 Please send your invoice to the above address within 60 days of the submission of the subpoenaed records. If no invoice is received within 120 days, funds will not be available to pay the invoice. Thank you for your cooperation in this matter. Very truly yours, GEOFFREY S. BERMAN United States Attorney By: Assistant United States Attorney Enclosure: OBD- 211 EFTA00124816 U.S. Department of Justice Request for Financial Information Under the Right to Financial Privacy Act (RFPA) Washington, D.C. 20530 (Authorization, Purchase Order and Receiving Report) This Rem dun be used SibM requising firtaneal words ofindividuals arid pannerthips of five or fewer intividuals tear the RFPA. Tracking Number. 2 Due Order Prepared: SIM I Section A - Authorization and Purchase Order A N/A 4 Name end Address of Financial Institution: Funding Certification & Soden Officio St tri4ng Available Dye Navy Federal Credit Union Authoriruion: B. _Aporovinsi_Onicial S ranee Date 5 Deliver Records To: Send Completed LISA-21I Form & Invoice To: 6 Return Date: U.S. Attorneys Office- SONY Budget / Nod Unit See attached subpoena for delivery Instructions 56 Omahas Sam 3rd Flax New York. NY 10007 See attached 7 Remarks: Dona rafts with compliance if the total cost will exceed S 500.00 without prior approval. To obtain approval, call the requester listed in Item S. If invoicing for these services is expected to exceed 120 days. please notify the United States Attorney's Office immediately to ensure funds remain available for payment. Please see the studied important Notice fee additional information on invoicing and other requirements for reimbursement. 8 Name of Re orator. 9 Telephone Number: 10 Date of request AUSAI 8/19/2019 Section B - Financial Institution Invoice No Payment Shall Be Made Unless Expenses Are Itemized Below Or Set Forth On Your Attached Invoice. }•1 HA Invoice Number at iitallariNAranIII.4.1 • Unit Price Quantity Amount HD Tax ID Number: Cost Pa I IC Servke(sYRecords Pro P 8 A. Searching and processing cos s Ica or tz'a mealpersonnel) F .j ...ml 522.00 Hour B. Searching and processing costs (management/supervisory personnel) $30.00 Hour C. Searching and processing costs (computer support specialist) 530.00 Hour D. Reproduction Costs (Photocopying) - "Note: Copy charges will be disallowed if $0.25 Page the information is stored electronically, unless the US Attorney's Office requests paper. E. Reproduction Costs (Paper Copies of Microfiche: provide justification) $0.25 Frame F. Reproduction Costs (Duplicate Microfiche: provide justification) 50.50 Microfiche G. Storage Media Cost (e.g., Compact Disc, DVD, etc., at Actual Cost) ion) ICD __ _ H. Transportation Costs (Direct Costs Only) I. I ...Isi tstilt 'ry that the services i td a we not performed relative to any corporate ac pertain only to accounts and Sups of five or fewer individuals. 12 f ipai must Instianion 0 al: 13 @aJe I^ Total Amount Claimed By Financial Institution 16 Disallowance Section C - Me Hog Report (Ste Aswan') 14 I certify that the articles and services listed wee received- IS Date Received: 17 Net to Financial Institution I8 Right to Financial Privacy Act- Public Law 95-630 19 Signature of Approving Official: (12 U.S.C. 3401.3422) Request Pursuant To: (Chick One Only) OWECT SECTION CLASS r 5404 Customer Authorizauon 2545 20 Funding Source r 3405 Administrative Subpoena et Summons 2545 Accounting Code: rr 3406 3407 Search Warrant Judicial Subpoena 2545 2545 Program I r MOS Formal Written Request 2545 21 Other Accounting/Fund Information: r 3413 Grand Jury Subpoena 2545 Program Code: N/A Project Code: N/A r 3414 Special Procedures 2545 YREGDOC: Call Number (if applicable): 22 Remarks: OBL Month (YR.M0) Tax ID Number. To the best ofmy knowledge. the &uncial weals received. foe witch we re beics billed. at those din irayidual at pumenhip of ave or fewer individual. FORM USA•2II Surname., of United Stares Anomey's Office Representative Date FEEL 2014 EFTA00124817 NAVY FEDERAL in reply refer to: Credit Union CERTIFICATION STATEMENT The undersigned is a duly authorized custodian of records of NAVY FEDERAL CREDIT UNION and has the authority to certify said records. The enclosed is a true copy of all the records described in the Subpoena / Customer Consent / Authorization Form. Said records were prepared by the custodian or the personnel of NAVY FEDERAL CREDIT UNION in the ordinary course of business and were prepared from records which were themselves prepared at or near the time of the act, condition or event. I declare under the penalty of perjury that the foregoing is true and correct. Executed on this day Pugs+ 20 , 2019 in the Co ty of Escambia, State of Florida. BY: (Signature) Shelby Polk (Print or Type) Subscribed and sworn to before me on this 3 trit day of aril- , 2019. My commission expires: art- a ct, c4t) ft: eis KARON ICIIIRNER • ion:GO 139095 a tcl \LA-1 . 7' SramffnM ..SiI,r, k; faI Expires August 2.9.2021 (Notary Public) °Kfi,-/ wad DAP TroyFyn Sums8 8018 PO Box 3030 Merrifield VA 22119-3000 EFTA00124818