EFTA01480549.pdf

Background Check Date Comments (Required If Check Carried (Required If Check Carried Out) Out) F Morgan Network 05/13/2009 This entity is 100% owned by Jeffrey Epstein. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage client, particularly in foreign exchange, and as of this year he is a custody-only client. Formerly, Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several JPM PB employees and to Jes Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Steams will hold the brokerage relationship with Mr. Epstein. r TRW/CIC r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r other Summary Summary Of Findings: This entity is 100% owned by Jeffrey Epstein. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage client, particularly in foreign exchange, and as of this year he is a custody-only client. Formerly, Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several JPM PB employees and to les Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. les Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Steams will hold the brokerage relationship with Mr. Epstein. Anticipated Product(s) Others Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID N256838 Banker BAC: 8634--CHBG FNEN: 01 Does the DDR have Multiple No Entities? Client Hierarchy and Additional Entity Assignment: Name Tax ID xr Existing Linking to CAS Id DM Id Hyperion Air, Inc. Confidential Treatment Requested by JPM-SDNY-00002735 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271933 EFTA01480549