EFTA01424006.pdf

Subject: RE: Swaps Protocol and U dated Financials - Southern Financial, LLC From: Martin Zeman Date: Wed, 11 Oct 2017 10:06:59 -0400 To: Richard Kahn Cc: Paul Barrett Vahe Stepanian Stewart Oldfield Xavier Avila Richard, Thanks very much — as soon as we have the swaps protocol, we'll get on with the ISDA. Martin From: Richard Kahn [mailto: Sent: Wednesday, October 11, 2017 9:17 AM To: Martin Zeman Cc: Paul Barrett ; Vahe Stepanian Stewart Oldfield ; Xavier Avila Subject: Re: Swaps Protocol and Updated Financials - Southern Financial, LLC attached are updated financials swaps protocol to follow later today or tomorrow thank you EFTA01424006 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Sep 28, 2017, at 9:40 AM, Martin Zeman wrote: Paul, Richard, We are working with our credit officers and also legal to get the ISDA for Southern Financial LLC back up. To do that, we will need updated financials for Southern Financial LLC and also signed Swaps Protocol — attached to this email. As soon as we get the updated financials, our credit guy can give the credit terms to our legal guy who will give us the new ISDA draft. Thank you, Martin <image001.gif> Martin Zeman Director I Key Client Partners EFTA01424007 Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Mobile Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. <SWAPS PROTOCOL - Version 01.29.2014.pdf> EFTA01424008 EFTA01424009