EFTA01459424.pdf

For CSBC use only Internal Ref click here to enter text. Internal Audit 1. Have all mandatory areas been completed with sufficient and accurate detail? Choose an item. 2. Have internal checks been completed and evidenced that justify request for REDD. (KYC, etc)? Choose an item. 3. Have all electronic copies of notifications been included with the request: Choose an item. 4. Have all approvals been obtained, and are they appropriately indicated on the request (and are they accompanied by the relevant electronic email approvals)? Choose an item. 5. Has business reconciled outstanding PO's Choose an item Referred to RISAG: Choose an item. Referral Date / Time Click here to enter a date. Persons Referred To Ciick here to enter text. Evidence (electronic copy of email) Next Steps: Save this document and send it to the appropriate authority For internal use only CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 119808 CONFIDENTIAL SDNY_GM_00265992 EFTA01459424