EFTA00615175.pdf

Valuations 228/13 EFTA00615175  JEE and Related &ROSS inviralnient Summary 2.28/13 Cash 8. Ernivitants Financial Trust Company- Wm note baow) 13,858711 J.Eps1* 1,413204 0412E Twa 28,372 FT Real Estate 84,489 Southern truss Company 14,000,000 Jetport 4041,393 J Epstein VI Foundation 4805978 Total Cash 8 Equivalents 38,322,127 Less: Ccah 1.1 Operrekat Accounts (681,505) Cash in Foundations (4.895978) (5.577,483) Toms. Ando* Cash & EquIve1ards 32,744,844 JP Morgan Tradna Account (cash. secuillaes, DertvitNns)- FTC- Son Nolo A 68,846,749 JP Morgan Trudme Account (cash, necunpius, DetvitIvre)- HAZE 22,235,104 Marketable Securities -ffmv) 12,187706 Investment Island Yacht Harbor (per JEE) 1.000,000 Settlements Receive* -DU 69,458,708 Partnership Investments 105.654,638 (P:s attached sohedulo) Total' 313,127,639 Value Above 313,127.639 AdJustrnerds: Operating testi 681,505 Loans Receivable 1,845,415 Tc4alser attached valuation schedule 315.864.559 • Investment partnerships are sublet-I to VatIOUS warlt-llom on Wthdrawals, and therefem. 315054650 the timing a avallablIN of funds calm bo so NOTE A: The SIM trading account was funded with $75 Milton. Oudnq July 2011 wo wandrovi $ $2.478,520. Ca 2/14/12 the account was reduced by $501,930 for the purchase of 16.535 Aried Pharmaceuticals 8 2,095 Dorn fine. on 522312 the account was reduced by 51.330,000 for the purchase of 35,000 shares Facebook. hiAugust 2012 the account received 5349,402 from the sales proceeds od 17,500 el of Facebook Ch W12112 Iho account was reduced by $10mrn for the gander to Mort Inc. CIA 11/8/12 there was a transfer to JEE of $1,000,000 EFTA00615176  J EPSTEN 8. RELATED ENTMES VALUATIONS CASKIJASILMES.INVESTISMTS 2RIY13 EIDISKCIAL TAUST O1431/13 02~3 01/111/13 YTD ~Iry ACCOUNTS VALUATION PERFORMANCE J P WORD" Cal+ 9.450#70 11.027.177 .P Morgan Trading Accoull 443.56/0.23,5 "84%749 J P ~pr. ~ea 7.057.480 7,359,83P 011w Sank Amu" 220.393 174005 PM (Seer Seen) 4.937,634 4.983.273 iNVESITIENTS • - TUDOR FUTURES 13.112,017 13,308040 12,578.990 S8O% 1.49% TUDOR FUTURES - ~Nab» TiGnoitilY2E CMS" 19,007,4615 18.958,574 18.024.903 1.79% -028% aaLleiRTZ 3378,038 3.830.704 tee foornate, RENAISSANCE INST EQUITY FUN() isSIA20 1.320.820 IDeeewbe BEAR STEARNS Amet Feared Seceibee (7431/08 Talk 331,882 031,882 2334E101111E9~14 J P MORS" Ceen 14.00).003 .23 Mama, Trecleg ActoaN P22.530 Seterrent JEEPERs DI32MORN SPECIAL OPFURTIJNFTIES FØ 74000.000 73.003,C00 leas "Mel welickeaml porlert ~ad (6.541.2921 (4041.292) J P MelleGAN• Ciran 5,644.137 4041,311 JP Masan "Meg~mint 1,504891 Jeffrey FEATS, INVESTMENT laird YaTIN wØ 1W0.000 1,040.000 FT Real "eta Sash babe" 84.489 84.409 FT Reel "Me Irwetbllett ptchp RI cast 92%5CE 921).500 F1' Real ETtate - Exam°SUMS aleclIngs 900,003 500.000 CHECIO NO/SAVINGS ACCOUNTS 1.528.093 081305 LOANS DUE FROM INONIDUALS 1.745.413 1.745.415 CORE CLUB NOTE 100,000 100,030 BROKERAGE ACCOUNTS JP% (Beer "am% 833010 003.360 J P MORGAN 50.800 93B35 MPS Inc. Aliphoxn (et cow best) 10.000.0:0 10,00003 (1,2)50233 else; 0( comme, en0 8953O1 terve of Ser 5 Pfd) Battelly Tr" 8044 8.044 NAZE Tnett IMGHBRIDOE CAPITAL 26,133,051 35.042304 34,404.350 IØ -0.2" KINO STREET (ate•rete) 23.7133.4434 23,95%572 23270.473 291% 0,9014 Morgan - Ceen 28.349 28.372 JP Merponenramad MOW « 2213403 22.235.194 TOTAL sy:unspn 315.064,450 TrESEAMOUNTs CO NOT INCLUDE NOISES. AIRRLANERNIURES d OTHER ASSETS EFTA00615177  ...EE me Relate Entitles Avafable Eatery fee Inercanenta 2728/13 See wit cm Low 0 Feu maraca Value Pumhace 2/70013 1/31/13 gaatlaam 70,500 Anent, Resell at .1114 (Iernwei Beer Selena Flt 20030 SorAboordlet 1.103,0705 1.194,075 (11.203) et OM (brelerlY kw Steams) FTC I30.682 11,759 JP Wigan at Sae (Mmarly Bear Meares) 79095 1,107 FTC 1.004,157 1,023,479 66679 14107 Aimee Gabel Mee90470M4 MJPM FTC 17,503 Facemeek (aerobe:me SW12) &186521 6,89&506 326,315 +WPM- eeld 17500 Amen FTC 470275 54193 16.535 Arad Phanniceulierr at JPM (65.275) FTC 347,731 =TAW 19415 2.008 Mere IOC JPM FTC 149.400 JPM Ft Rabe 424% 346,462 328.008 21.494 at Jar (Pail Elwell emend Amami 1.594093 1,606,863 1,000200 Peer. *mamas 6.5% 1112/17 et JPM (Paul Senn warred 0.003 STC 1.090.503 002,500 (7500 12.107 103 0334300 333 397 JPM Twine (see 31:1c/NO Liftrearded 0.328,758 Net MU 2010 (1.519,300) rearmed-251C Not P812011 m114,42511 (5050.209) (741052) 1,541.549 Nee PM 2011 11,327324 3.799,305 Net P812013 (350075) reei ace-1013 M.92 6041 To PSL area rampart 6037 797 a607 797 Inveffleneritt 2201(3 at Farr Maillot Value FTC TUDOR FUTURES FTC MOMERIDZIE CAPITAL 13.309,040 FTC ML marrr2 acereced a defrautlea &$1.308976 claim Dec 73121 19,050,574 FTC RENIUSSANCEINST EQUITY FUND 3839.768 FTC ABSTeem est( vaiuotbn 7/310 FTC receive:: more* clarIlweeets) • 331.652 HAZE liGNBRIDGE CAPITAL MAZE 'ONG STREET 15.04z 354 4.572 7.39e FT Rest/ Advsmar Scar LLC (Met Gat) FT RcMy LC(13 21 LLC (034 Mats/ 790.030 FT Remy Excreta -Columbia Meklingrr 221,3500 530.990 Mort Inc MOW= (OM bete) (7,269,333 sh creme, 695.30 Y. See 5 ple) lo oao coo ipo.ss4 sib EFTA00615178  Reconciliation of large items Value 1/31113 300,035,087 Partnerships 557,001 see below JPM lading account- FTC 256,514 JPM Trading account- HAZE 100.301 Securft1es 333,397 Dividends/Interest 1,176 Apollo Distribution 276,315 Change in loan account cash spent : JEE (844,588) FTC (74,266) L. Black Fee 15,000,000 cash received BSABS 13,897 mlocelloncous (343) total 315,654,559 Value Z/26,13 315,654,559 Pad/withDe FTC TUDOR FUTURES 196,023 FTC HIGHBRIDGE CAPITAL (49,421) FTC ML HERTZ 311,728 FTC RENAISSANCE INST EQUITY FUND • Haze HIGHBRIDGE CAPITAL (91,347) Haze KING STREET 190,106 557,091 EFTA00615179  JEE ard Refloated Entlbes Cash 2728/13 FTC JPM 11,027,777 JPM (Bear Simms) 2654.639 Bank scowls 178.3K 13,858.711 JEE Elam( accoures 681,505 631,505 JPM (Beer Storm) 036.853 JPM 56.80S smarmy Tort (Beer Steerrtn) 8,044 1,411.204 JEEPERS JP Itiorgan 4.041.393 4 041 393 HAZE Tont JPM 28.372 28,372 FT Reel Estme 84,469 04 409 Southern trust CurC071Y JPM 14.000.000 14,0O3,000 Enhanced Educetbn 4,895,978 4 W4 970 Tool Cash .322127 30.322 127 this dcee inaude cash in JP Morgan nary, account EFTA00615180  Financial /Mg Company Am.hull of Investment Investment FMV unrested 228/13 Gain(loss) Ml Hertz 17/1SPOS 5,100,00. distrait/lions 8111106 (2180021) itiStrdoution.s 1211106 (550,005) tistributiens 7126'37 (2,440,906) distributions 420111 (1297,3621 damtbudons 12/12112 (1.308.976) (2,667.261) 3,639,766 6,307,027 redone/ion partneiship Is illiquid and therefor0 D,roderrciflons allow0d statue orkanal Investment of 500,000 idi Hit Received dentbinlon of 112,744 and 92,269 and 92,268 sh Of 1472. Cummt imdtityind investment Is 202,716 sh MTh Valuation is boxed on the value Of lin (228/13 - 619.9`44044 Share) B.3 ABS 1129/06 10,000,000 distributions 13.882,278) 6,117,722 331682 (5.785§40)r lighbridge Capital Gem 1/11/01 25,000.000 deAributions 2128/03 (25.003.0301 1...faSit,S74 18,958,574 ltik Mores/Ws the total of I-11316X100 Capes! Corp. and FP3 Mulb-SltiMegy Holding Ud. DB Znern 42902 10,000.000 il/30.22 10.000000 122/02 30.000,000 ISQA:0 10=0,CW 1/3/05 201300000 12/21/12 dleldbulfon (3.541,292) 73.458,708 69,458,708 (4icaopoo) DEC- settlement This is based on the folbrAne msurnAlions: the full win recognize a withdrawal ariveitt toreabie to Jeene4110tilina 670 ninon 70.000.000 Jeotin WIN receive an Wormier G DUNIIS Phew interest valued at spore* 33.8 million with a 5,000,000 berns100 payment tram G. Cobh 044X4 to the excess of SS rnifion over the mares:late value of all distributions made vAth tweet to this investment JEE vii pay $1 nylon for 2vwna Interest In Corbin. JEE v,01 rercioni al dierlbullorts unto $2 melon 1,003,000 and the ramarnIno distrbutrons 1N be divided 50/50 balween JEE and 2v en 76003,030 Tudor 1/30/01 5,000,000 1/14/13 &drib/Mon (4,193,300) 800,100 13,308,040 12,501.340 EFTA00615181  Haze Trust Anolysls of Investments Invettment FMV unrealized 228/13 GaIndorse) HIghbnclge cracti 4/2099 10,041.866 35,042,304 25,CCO.E38 This represents the total of leghbridge Capital Con). and HB Mutti/Stratepy Hohilnpa Ltd. King Street 111/99 10,000,030 7/28/10 50% redemption /20000.787) (19.090787) 23,953,572 34,044,359 EFTA00615182  ENHANCED EDUCATION 21215H3 PARTNERSHIPS S. TUN, c,csr sgaRiTiv BEAR STEARNS SANE 4,792.109 4.792.1Ce 103,9439 f03.S% GOLDMAN SAC149 TOTAL 995.97. 4 EEC 9ra EFTA00615183  Beer Steams Insert Decked 5etuddes Dittre4/00r. /teethed FTC heel PMtM NP8 Trutt Patatahlp That IMO “47,291.0o 1047.291.00 3/12106 431.015.00 aLinsa 4/14/08 147,707.03 147,707.00 5/14/08 14/707.00 147,70720 6/16/08 135.377.00 135.37720 7116/08 110,71100 110,71100 8,121/03 110615.00 110.615.00 9/29/08 110,37800 12037303 10/29/08 92,127.00 92,127.00 11/25/08 86,95100 85.953,00 22/22/08 73.670.00 73,670.03 1/23/09 71,670.00 73,670.00 2/20/09 73414.00 71614.00 3/12/09 67,434.00 67,434.00 4/30/09 6.5,443.00 66443.00 5/29/09 57,986.00 57,986.03 7/74/09 Note A 34,387.00 84387.00 8/26/09 47,911.00 47,911.00 9/21/09 3171120 35,712.00 32/2/09 87,89520 37495.00 1/8/10 25,07330 23,073,30 2/8/10 31.073.84 3/.073.84 3/8/10 3330183 33.605.83 4/8/10 72,612.71 22213.71 5/10/10 21315.18 21315.18 6/8/10 25.243.91 1.5.24191 7/8/10 19,961.45 19,96/45 6/10/10 22,012.08 22,012.08 9/8/20 24989.61 24,989.61 3413/10 20327.91 20.527.91 11/8/10 23.33635 12.336.55 12/1/10 25,734.17 25.234.17 1/10/11 24.62191 2432391 1/31/11 Note B 25,793.17 25,793.17 2/1/11 26,966,92 20966.92 3/3/11 26.313.00 26,313.00 4/8/11 21.11225 21112.23 5/1/11 21,557.96 21.557.96 6/9111 18371174 1067874 7/1/11 16,69035 16,690.35 3/11/11 11554.19 15396.19 9/8111 16,810.22 16210.22 10/12/11 15419.76 15.519.76 1/23/11 17,377.32 17.377.32 12/8/11 27,832.49 17,13249 1/9/12 Litman 14,088/3 2/8/12 18.61156 18,612_56 3/ 9/12 19,767.40 19.767.40 4/9/12 17,622.23 17222.23 5/1/12 14900.79 14200.79 6/8/12 1720130 1730130 7/9/12 16.165.50 16,I6530 8/9/12 16.60296 16,602.96 9/11/12 14272.40 14/172_40 10/9/12 15,645.81 15,64521 11/8/12 15.03104 1.5171805 12/10/12 14,208.21 14.203.21 1/9/13 14344.00 14.594.03 2/6/13 13392.21 _ 13297.23 Tote 3.88217818_ 331159547 764683.01 . ........1... .... FTC Irnrestet1 510.000.000 In Beet Stearns Asset Backed SeasItlet on 11/29/06 Ostributlant are based on maturing aquas NOTE A: IntereeeN3 1 trait per Owctity 04041M NOTE 8: (vale Ellusenent In partnership) EFTA00615184  , 4 . . :? . - • • '•!:1 ... -Lef c .n. ,:' 471.....• •1 .....:••••.. ; H. " • ;•. .t A' . A 1.1v:tel....LTA 4.Y •• Ir. ' rz-:_n, 31.4•• 1J - • IP:- ,:.• iu ,ii ...el .." . 14 . "*-4Z: L7:71 • '• t), At. „. " ..:".11 • II —Xi r t? -1 14-.1‘ "I•Kt "•••••/M.11, !?:•;iN 4 ..... :42.."7:P:1•••:rilre f • .1;f:. ..... .2 li;,:::::1^1rt:: . • " . h I 'rm .:fat .;•I'jY;'11:14.1.4•11O.1.11 .1";1;Ctrat.Vgri THISCERVIFIES THAT Mo rt, Inc d holder rti2b0.233) shares of the Common. is the record ej'afa istixty Thousand Two ndred Thirty Stock of Amigo angefra ndw person or by duly authorized attorney, upon surrender. Of this ble only on the books of the cogforation Hucr -Three • CeKticate property endorsed by t e holder ereo , A statement of the rights, or assrined. of stock of the Corporationpre fere nce s,wrivileges and restric or by any certiiicaterof determ tions granted to or imposed upon the rtipectittertraises the designations the ination of preferences, and the or series Corporation. ay be ,by. number ofsflici.eristinnifig eac of shares upo rey and wi h class and • ”••••• I g office of the k el, ••,,, • J et? 'i . "b ia iret . I R.. ,7f..1/;Et , .41 Ne. (•?. Jc•C•P',. • fikerip Ni• O jet i. ; : EFTA00615185  Tuts CERTIFIES THAT Mo shares of the Series 5 Pret rt Inc. is the record holder of Six Hundred Ninety-Fiv person or by duly authoriz red Stock of ALIPHCOM transferable only on the book e Thousand Three Hundred One (695:301) ed attorney, upon surrender of s this Certificate properly endo of the corporation by the holder hereof, in rsed or assigned. A statement of the rights, pre of stock of the Corporation or fer en ces , pri vileges and restrictions grante by any certificate of determ d to or imposed .the designations ination of preferences, and upon the respective classes or series of shares Corporation. the number of shares constitu ting each class and pal office of the No CP EFTA00615186  Global.Investment Opportunities Group . Moevan Socurttl99 11C. Account Position ancl MTM summary (Open POSiti011S) ; cnee,i C Im mimest -1 0 unormounn. Perposed (of Wate Tnist am of Feimme 72, 7017 astet!IX* Ccernodllso nein /11030.91 12.7393 )VUUSI) 1577.97 4871.131 1.5178 U501PY 12.740 USOARS 50453 USOZAll 9.0023 EURUSO 1.506 0301111( 19731 IJSCCIS 03342 U509_80 10293 UM/1W 1.79/ USOMOIC 53306 ilructuttd Hole% • Manuel PO via .IPMe boroilnaont Dank aß of ad I.Jun-12 2143013 A9.0000 brtCnMBv fgAatLOiN6a1380%Cpnlln9arrtr.li%Cpn16%Cap 151,020.,Y)) 12,745,900 50 00.00 1.53 1515.8,00) 5 Ap7,17 14Apt,15 '.540,1500 1515iItOt aN 1.200%<PNI)4/15(1013 CM 04/102012 792,74479 11.538259 569.337 $10000 S102.55 S100.137 Suncluned Note: Oftbl $ 4.500.1180) 54.284,130 569.887 US. / bad Incomo •mlMd. Plilin to Moor* to intot Inf. r. ntto Inteurrly Fm. Arn um t Mumm £8.0 Rating 73.vt Colt IMbe Coupon Principal Cent Malmt Votur M., 171 Accm,4 1141.)••11 01-Nev.2016 /20%003 Poatx419 ErtsyCorp 39» MA 7,375% (.$1,153_5C0) S1374,003 159,300 113.13 4.59 ..540 .2-0L+12 11 1 41-2018 9)0,000 Ipernent IOC CCC. 515/10/5 10.250% (5445,1:41 4441750 520,785 MIO $92.75 519.535 1-08122 014314039 1,002000 ?Indio] IIMIthcatO Im edirlOi4 8.250% (19911.2391 sipis,003 533.458 sees3 110139 112.106 10.1eloy-11 Faipeluol 3,000000 Ipmetgän Chem & Co au 4.00/2018 7.900% (S3337,992 31,451,500 1471600 1111.27 111595 5140,150 /01.1ay-11 Peepitual 3.000,000 lenk Of Amoks Cotp 99. 505/2014 1.173% ($.3199.314) $3.319,375 $439.730 1/12.99 111331 $4µ511 5 Fni'd MTN1 159.5 0.• 5 I 4,10, Med Saut Ilatkod • uni IP ce 04.441454at Jank (414 V Fritty fOlte (17.• 84 Pr, 1,890 042 3',9....ty Onn.n I F.Juir 1. tue 5&P Rating Myst Colt Gut< Coupon 9/immal Ont 111,4, 1 V IU, (1.0441) 11... 541) 29808-11 /5-00-2035 5,100000 Wein 2005-9 61 CC 127252016 541472% IA1693.103) 1,614,A% 5302,995 29 OJ 2992 25.9.473 108.4,9-12 25140.2037 7,000,000 ann•2007.31 1703 I2,250025 5.26151 (1721,17!-57) $712,017 51/2.310 ;9,50 84.41 92.753 MalgagxnndA.Vl6adedMTM (52‘,174.061) 32, i46.952 3651,9.54 Maul Funds and Mama Wart et Dividenda tnttyNAV ratimed NA./ lmdte UM* Symbol 44.5.44, Inntal CositS) Marie. Valuo 1s) N11111 Roceloo4(5) (Local) (total) 12-tan.13 JPIOX 19252/606 tpmcrgan F ng ato-5.9 5150 nr554,5 SO 10.419 1009 30 1 F40-13 011411( 03031 t9t009)4n floming Rei•Sel 1150 (54 •'r1 56,162 $o 10,06 l0.(» 319 AM 0.053 115,517.94 lpmoison indjh Yiet-54.1 ;ZO 52,556,753 3.28 813 ae.s.,.:01 EQI 1.0 50 $0 $0 %iss. 11,442,422 1303,5(0 31A419.91 1012109 Open MIM $1.15? S64 Repo SO 50 10 Genant Opon MlY $1,447.561 WIST 1.171.1) (574.90.1) (139714) Derivative SO 59 SO YlD Mango rn Op in WTA (44( 1 703) Afterrwtivo SO 10 SO 1013 C1osed 5356558 Olbor ruh= IlactooLai SO So SO thee • IM ' . ,2017 Peflotenke ISZ4 3.12) (O2011ltaloma Como a Co EFTA00615187  ••1 P. Marx: nunHi:. a LLI: a Gry rou (201; Closed Positions) • • • . •