📄 Extracted Text (231 words)
From: Ian Salters
Sent: 2/26/2019 8:34:44 AM
To: Rosema Vrablic ; Russell Daulton • Bradle Gitlin
; Sean Jules ;Joshua Shoshan ; Xavier Avila
• Eva Pace Brian P Conve Douglas Robertson
• Stewart Oldfield
CC: Ian Salters
Subject: Closed account II]
Classification: For Internal use only
Dear All
As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM
(derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our
clean up exercise. Please let me know your thoughts.
WM Client Name WM Contact/ RM Updated
509 Madison Avenue Associates LP Rosemary Vrablic
Cascade Investment LLC Russell Daulton
CHARLES M VON ARENTSCHILDT TR UAD 04/19/12
Bradley Gillin
CHARLES & MEREDITH TTEES
Heritage Investing Inc Jimmy Benzaquen
James E Ferrell Revocable Trust Two Sean Jules (RM) Josh Shoshan (KCP)
JOHN R MILLER ENTERPRISES LLC Xavier Avila
Mantiqueira Overseas Eva Pace
Meister, Keith A Rosemary Vrablic (RM) Josh Shoshan (KCP)
PETER FINE Brian Convey
Robert L Allbritton Douglas Robertson
Robert Lewis Allbritton 1996 Trust Douglas Robertson
SOUTHERN FINANCIAL LLC Stewart Oldfield
Southern Trust Company Inc Stewart Oldfield
The Shenandoah 20O8 Trust Rosemary Vrablic (RM) Josh Shoshan (KCP)
Kind regards.
Ian Salters
li
Ian Salters
CCX) Americas - Institutional Wealth Partners
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073394
CONFIDENTIAL SDNY_GM_00219578
EFTA01376925
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EFTA01376925
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