EFTA00165581.pdf

' Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium TM Private Wealth Premium TM Private Wealth Premium Tm Elite Personal Accounts Elite Business Accounts Banking Services O Checking Acct. I Ef Checking Acct. X O Consumer Debit Card I O Elite Checking with Interest O Elite Checking with Interest O Joint Applicant Debit Card I Acct. Acct. N APY ZAPY Business Debit Card O Elite Money Market Deposit Elite Money Market Deposit Acet. X Acct. I Del , emspgabook Style/ f APY APY tnt-Krer, &teal• ,94% ID Certificate of Deposit ❑ Certificate of Deposit 0 Name Only 'Du I - 3 -3*pastrA Acct. Amt. I 0/Name and Address Trap licc&fr APY APY Term Term O Duplicate Statement lam'. Addr Carril lictiit4Caopc O DB AG NY Preferred ❑ 08 AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. Acct State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr lOBTCA deposit account required. (OBTCA deposit account required. along wan a Eig AG Preferred Terms along with a DB AG Preferred Terms City and Conditions) and Conditfons) State Zip Code Private Wealth Premiumml O Cash Master Sweop Account Int,net Banking Services Checking Acct. I O DB Private Wealth Online Plus Elite Money Market Deposit 4/ 29S3 yz y O Link to Existing Online Relationship Acct. N (User/Co. ID Number) APY Target Amount 1-7`//z i) Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common D Non-Profit Organization Et Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow D Estate IlAWM-0101 NAOS0000015602-000104611 013959 032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001319 EFTA_000 14793 EFTA00165581  Account _ jilt .12vand Joint Application Information F fie.; t_I-C, Han. of p A oust Title Joint Applicant past ..,,,,..j.......mme. middle initial) or Busmen Past name, first name, middle initial) !- -Lo locialSecurity 7mber or Ta Loa yei ID ter Social Sitcom Number or Taxpayer Number too el) - 6 v-lai /53 Address Address 0° Ca rl ' - '3t..._— Tkoutts •_ is5 / fal aim:likable los City, State andZipO3dt Nome Telephone Number iness etephone Nun** Business Telephone Number OiteFirttinh Date of Birth Name of Employes Name of Employer Adtress Address Not eppeciatte City. State and Zip Code City. State and Zip Code Notice of Customer Identification Policy Important Inhumation To help the government fight the funding of terrorism and money laundering activities. Federal law requites all financial institutions to obtain, verily, and record Information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address. and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing chants we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and. if necessery, legal representatives, authorized signatories, beneficial owners or contra! structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that Should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(S) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from rime to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions- I. It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DEITCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole disoretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DB1CA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the loflowing information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may hdnor checks. orders or withdrawal requests from any owner dining the lifetime of ell owners. The Bank may he required by service of legal process to rerhit funds held in the point account to satisfy a judgment entered against. or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survive:MI after the death of any owner(s) and may treat the account as the soie prnperty of the survivals) alter the death of any owner(s). Unless DBTCA receives wrineo meice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence. DBTCAitnay Meta* the written authorization of any or all joint owners for any lathe' payments or deliveries. 13-AWI1 4/4.0101 012959.032613 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001320 EFTA_000 14794 EFTA00165582  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets• income or transactions in your account(s) and your business relationship with DBTCA Furthermore. you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlons). beneficiary(ies), panner(s). etc. to enable him/her/ them to fulfil any respective tax obligations that may arise for himiher/ them in connection with your business relationship with DBTCA Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition• you agree to ratify us immediately of any material change to the information provided by you on this Application. You represent and warrant that allot the information provi ed-byliiii on this Application is accuratet The Terms and C Mon • r Deposit Acco are subject to change. Acceptanc You u t‘csland that th' e by DBTCA. to O14/3 n't Hotder's Signature Joint Account Holder's Signature Date fitcs‘ ;v7 tM lorti`N% 4%--akt ,.,-Itas:- H a 4, "7 C 4ittl'W 1 c 4444n FtiS: t k ot. ..nic-sge co, .0amanaus 13.AWM-0101 013959 032013 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001321 EFTA_00014795 EFTA00165583  IN WITNESS WHEREOF, the undersigned, by and through its authorized officer, has caused this instrument to be executed on the date listed below. (FOR BUSINESS USERS( Napvg, Business Na s-p-PSHCe5ki'h Nam.„Ma Bignature Date 514 / 3-4.; DEUTSCHE BANK TRUST COMPANY AMERICAS Print Name/li sof IT I n Dal I (FOR ALL OTHER USERS( Account Name Neale/Tree Signature Data V016i11667 21 010141080613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001322 EFTA_000 14796 EFTA00165584