EFTA01434367.pdf

Subject: RE: Alpha Capital [I] From: Stewart Oldfield ‹ > Date: Thu, 31 Jan 2019 12:30:58 -0500 To: Yoonsun Chung Classification: For internal use only Perfect. Thanks From: Yoonsun Chung Sent: Thursday, Januar 31, 2019 12:28 PM To: Stewart Oldfield Subject: RE: Alpha Capital [I] Classification: For internal use only Sure. I am a bit jammed today. Tomorrow, I will get you in the morning? between 10:30 and 11:30? Icid:[email protected] Yoonsun Chung Vice President Deutsche Bank Trust Company Americas WM Americas 345 Park Avenue, New York, NY 10154-0004 Tel. Email From: Stewart Oldfield Sent: Thursday, Januar 31, 2019 12:21 PM To: Yoonsun Chung Subject: FW: Alpha Capital [I] EFTA01434367 Classification: For internal use only Yoonsun, Can we discuss this when you get a chance? Thanks, Stew From: Andrew Gallivan Sent: Thursday, Januar 31, 2019 12:07 PM To: Stewart Oldfield Subject: Re: Alpha Capital [I] No I would try to grab Yoonsun to see what we would need to do if we wanted to onboard this type relationship Sent from my iPhone On Jan 31, 2019, at 12:04 PM, Stewart Oldfield <a> wrote: Classification: For internal use only Were you able to have discussions about this? Thanks From: Stewart Oldfield Sent: Thursday, Januar 24, 2019 10:59 AM To: Andrew Gallivan Subject: Fwd: Alpha Capital EFTA01434368 Can we chat about this later today, tmw or Monday? Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. Begin forwarded message: From: Alan Brody e > Date: January 24, 2019 at 10:35:41 AM EST To: Stewart Oldfield > Cc: Liam Osullivan , Davide-A Sferrazza Subject: Alpha Capital EFTA01434369 Classification: Public Hi Stewart I spoke to Paul Barrett today. He wants to open a Pershing account in IWP (KCP's new name) with DVP away instructions. Paul says he can sign the KCP onboarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul? Happy to discuss if you have any questions. Best Alan Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York, NY 10154-0004 Work Email: EFTA01434370