EFTA01356789.pdf

LIB Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. 14I" floor. New York. NY 10154 Tel Fax Mobile Email Securities offered through Deutsche Bank Securities Inc. From: Coley Jellinghaus Sent: Thursday, October 11, 2018 10:35 AM To: Kimberly Hart < Cc: zia Memon < >; Diana Canter < >; Funda Bozkurt >; Zbynek Kozelsky < Subject: RE: Butterfly brokerage [Cl [I] Classification: For internal use only Ok that's what I thought. This would not be a 'ring fence' opportunity to pursue. I'll assign the new account to someone on my team. Thanks From: Kimberly Hart Sent: Wednesday, October 10, 2018 7:59 PM To: Coley Jellinghaus < Cc: zia Memon < >; Diana Canter < >; Funda Bozkurt >; Zbynek Kozelsky < Subject: Re: Butterfly brokerage [C] [I] KCP should only be servicing KCP eligible clients - with the exception of a few clients belonging to Josh Shoshan which have been ring-fenced with special controls (including a quarterly attestation). If this account is another exception, someone will need to detail how it will be handled and what special controls will be put in place. Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue New York, NY 10154 Tel. Fax Mobile Email Securities offered through Deutsche Bank Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042868 CONFIDENTIAL SONY GM_00189052 EFTA01356789