EFTA01361431.pdf

From: Vaishali-P Mehta Sent: 6/17/2016 9:45:17 AM To: Paul Morris Subject: FW: MDs Approvals required for ACUs completed for High Risk clients. [I] Classification: For internal use only Hello Paul Could you please approve the below? Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 60 Wall Street. 27th floor. 10005-2836 New York. NY. USA Tel. Mobile - Email From: Vaishali-P Mehta Sent: Tuesday, May 31, 2016 4:52 PM To: Paul Morris Subject: MDs Approvals required for ACUs completed for High Risk clients. [I] Classification: For Internal use only Dear Paul, Based on the email I sent last week, below are the ACUs which were completed for your High Risk customers this month. All the below ACUs were completed showing no material changes to the client's circumstances. Please review the ACU comments, and reply back with your approval. Annual Annual A15. Client GCIS Client Client Customer Status SILO Customer Customer Name Update: A14. A16. A17. Update: Owner Update Number Created ID Description Date client is CEO of Apollo Global management. Family office Distributions established from APO in 2014 to and other Paul US- manage diversified 0075022 Morris Onshore 00000409100 Black, Leon D. 5/10/2016 famil wealth. investments. Yes No J. Epstein Paul US- Virgin Islands Private investment 0075020 Morris Onshore 00000486427 Foundation, Inc 5/10/2016 foundation income Yes No CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050603 CONFIDENTIAL SDNY_GM_00196787 EFTA01361431