EFTA01453458.pdf

rrr rrl 7 I. 27 Mar 2014 Page 2 Of 2 Dads** Bank AO SOUTHERN FINANCIAL, LLC OS • OPSoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long! Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.0e0 C0D®, USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 : ia :lit eittt FINANCIAL. LLC SOUTHERN FXOneBadDneT 21-Nov.2013 20-No4-2014 2541mi-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 13.597 04 FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21,M0 CO) USD 0 JPY LONG EUROPEAN 0.000D 11,560 62 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21000 WI USD 0 JPY LONG EIRCPEAN 0.0000 9,742 10 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10.030f:03M USD 1.025000.000 JPY SHORT ELRCPEAN CALL 1025000 :SO 241 at) FINANCIAL. LLC SOUTHERN FXDc4aCpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (I,0000:0 OD) USD SHORT EUROPEAN CALL 375960 :474240D) FINANCIAL, LLC Subtotal: Commodities • Dedvatives Long! Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15.May-2014 22.May-2014 LONG ELRCFEAN WTI 100.00000 USD 0 CODO Din2i' (:,, . LLC Derivative Subtotal. [:•C-5 3kf; X,.: Total: (334,325.74) Statement ID : 182298_20140327_20140328_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet sa CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111054 CONFIDENTIAL SDNY_GM_00257238 EFTA01453458