EFTA01412939.pdf

Subject: FW: PRIME OFAC Case Escalation [C] From: Wayne Salit ‹ > Date: Fri, 17 Mar 2017 17:01:03 -0400 To: Danya Friedman Cherie Quigley Cc: Kripa Aryal-Moore Maura Liconte Ying-A Wang Classification: Confidential Danya/Cherie — I know that these transaction were cleared from an OFAC Perspective. However, I was just curious if you have looked at these from a broader AML/- Negative Media perspective. I know these a relatively small amounts, but it seems odd that Mr. Epstein would be sending payments to various individuals in Russia. I suggest an inquiry to the RM to inquire why Mr. Epstein is sending periodic, small payments to an individual in Russia where the payment instructions list the name of a woman named " " and no other information. You should ask to RM to find out, among other things — the specific ur ose of the payments, who is (the beneficiary) and who Kind Regards, Wayne Salit Deutsche Bank Americas EFTA01412939 From: Felix Jose Sent: Thursday, March 16, 2017 6:48 PM To: Danya Friedman < Cc: Saam Youssefi-Rad ; Louie Vargas a re Salit ; Cherie Quigley Subject: RE: PRIME OFAC Case Escalation [C] >; Kripa Aryal-Moore Classification: Confidential Hi Danya, Thank you for escalation these transactions. We confirmed that the transactions are screened in Hotscan and Hotscan did not stop this transaction for . Though and are arts of OFAC SDNs, there is no evidence that is an OFAC SADN. Best Regards Felix From: Louie Vargas Sent: Thursday, March 16, 2017 5:54 PM To: Felix Jose <[email protected]> Cc: Saam Youssefi-Rad Subject: RE: PRIME OFAC Case Escalation [C] Classification: Confidential Felix, Please see attached. Sorry for the delay. I was having issues with OnDemand. I had to uninstall/reinstall it. For 15916650 it appears twice in OnDemand (CPS and FRB). Let me know if you need a pdf of the other instance (provided CPS). The others only appear once. EFTA01412940 From: Felix Jose Sent: Thursday, March 16, 2017 2:14 PM To: Louie Vargas Cc: Saam Youssefi-Rad Subject: Fw: PRIME OFAC Case Escalation [C] Importance: High Hi Louie, Can you please try to identify the attached transactions in OnDemand as these transactions are expected to be screened in Hotscan. Best Regards Felix Sent from my BlackBerry 10 smartphone. From: Danya Friedman e > Sent: Thursday, March 16, 2017 9:59 AM To: Felix Jose; 'Alexandra D-Acosta'; Saam Youssefi-Rad Cc: Wayne Salit; Kripa Aryal-Moore; Cherie Quigley Subject: PRIME OFAC Case Escalation [C] EFTA01412941 Classification: Confidential Good Morning: I've got a PRIME OFAC Alert I need to escalate: 297715. It refers to an Outgoing Wire being sent to an account holder named , who has an account with SBERBANK OF RUSSIA ), which is an exact match. The account has sent a total of 3 transactions to this person at SBERBANK (see attached). Please advise. Thanks! Kind regards, Danya Friedman fhttps://brandportal.intranet.db.com/img/modules/logo.gifl Danya Friedman PWM AML Compliance Associate DB USA Core Corporation Tel. Email Visit us: http://www.db.com fhttps://brandportal.intranet.db.com/img/modules/claim.gifl EFTA01412942 EFTA01412943