EFTA01372909.pdf

715:2019 KYC Print One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summar 3A. Individual Details (for all parties) Intinticluath Name: Jeffrey E. Epstein - Date of Birth: Country of Residence: USVI Country of Citizenship: USA Has client resided outside of Litte Saint James Saint Thomas (0602 United States his/her country of nationality (or yes 49 No Address of primary residence: 5 years or more' Profession/Occupation: Self Empolyed Tax ID ; SSN: Current Employer: Southern Financial LLC Position/Title/Rank: President Address of employer: 6100 Red Hook Quarter 83 St. Thomas United States 07802 Does the person work as senor executive of a DB-recognized regulated entity in the financial Industry> or an entity listed on a 06-recognised exchange' (Not applicable for operating entities ' Yes I No Is the individual a Politically Exposed Person (PEP)>(7f Ye; *saes) connection with Prince 1 Yes . No Andrew and Bill Clinton To the best of your knowledge, is the individual related to an employee of the DB group, (dFamrk ' Family l•-,- Friendship 1 None or Friendship, desafbe) To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche u it No Bank (e.g., external legal counsel, client referral source, supplier of goods or sereices)70/ Yes Yesdescribe) Indicate where and when the cSent meeting(s) took place: If applicable, indicate which bank officers have met the person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: pomkile: Business: O 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 7) Nature of the Individual's Business: Private investments Primary Country of source of wealth/source of Funds> Primary industry of source of Wealth,tource of Funds> Summarize Source of Wealth: 11Business Owner Salary/Eamings 1 Investment • Inheritance/Gifts Other: Further Describe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth' For inheritance, how did family accumulate weakh'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of major activities, important business partners.) Jeffrey Edward Epstein (born January 20, 1953) is an American financier and registered sex offender in the United States. He worked at Bear Steams early in his career and then formed his own firm, 3. Epstein & Co. In 2008, Epstein was convicted of soliciting an underage girl for prostitution, for which he served 13 months in prison. He lives in the US Virgin Islands. Epstein taught calculus and physics at the Dalton School in Manhattan from 1973 to 1975. Among his students was a son of Alan C. Greenberg, chairman of Bear Steams. In 1976, Epstein started work as an options trader at Bear Steams where he worked in the special products division, advising high-net-worth clients on tax strategies. Proving successful in his financial career, in 1980 Epstein became a partner at Bear Stearns. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than SI billion in net worth. In 1987, Leslie Wexner, founder and chairman of Ohio-based The limited chain of women's clothing stores, became a well-known client. Wexner acquired Abercrombie & Fitch the following year. In 1992 he converted a private school on the Upper East Side into an enormous residence. Epstein later bought that property, in the wealthiest part of Manhattan. In 1996, Epstein changed the name of his firm to the Financial Trust Company and, for tax advantages, based it on the island of St. Thomas in the U.S. Virgn Islands. In 2003, Epstein bid to acquire New York magazine. Other bidders were advertising executive Donny Deutsch, investor Nelson Pelt, meda mogul and publisher Mortimer Zuckerman, who had the New York Daily News, and film producer Harvey Weinstein. They were ultimately outbid by Bruce Wasserstein, a longtime Wall Street investor, who paid $55 million. In 2004, Epstein and Zuckerman committed up to 325 million to finance Radar a celebrity and pop culture magazine founded by Meer Roston. Epstein and https:Rablorcepb.mysalesforce.corniserytetiservlet.integrationliid=01N30000000D9Digeicl=5003200001EHPpbaicr I 8.1inkToken=VmpFPSyNakF4T.. . 3143 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0066818 CONFIDENTIAL SDNY GM_00213002 EFTA01372909