EFTA01571806.pdf

GHISLAINE MAXWELL EFTA01571806 EFTA01571807 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 11/1/13 to 11/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 14 16 0000011923.00.0.9E.00001.MAXWE04.20131203 Page 1 of 37 EFTA01571808 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 986,618.54 63,084.55 4,001,238.07 158,958.51 $5,209,899.67 8,229.05 $5,218,128.72 Ending Market Value 1,084,470.72 59,695.64 3,896,207.83 162,193.27 $5,202,567.46 5,316.20 $5,207,883.66 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (17,252.95) 1,261,426.54 (1,261,226.04) ($17,052.45) 1,574.49 8,145.75 $5,202,567.46 5,316.20 $5,207,883.66 EFTA01571809 Period Value 5,209,899.67 Change In Value 97,852.18 (3,388.91) (105,030.24) 3,234.76 ($7,332.21) (2,912.85) ($10,245.06) Year-to-Date Value 8,349,258.16 849,480.50 (4,019,492.11) 14,622,276.47 (15,501,141.00) ($4,048,876.14) (12,649.86) 914,835.30 $5,202,567.46 5,316.20 $5,207,883.66 Estimated 50,794.36 21,432.91 $72,227.27 Current Annual Income Allocation 23% 1% 73% 3% 100% Equity Other Alternative Assets Cash & Fixed Income Asset Allocation Page 2 of 37 EFTA01571810 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 22.58 1,598.18 (4,879.96) 4,833.69 $1,574.49 Year-to-Date Value 14,999.78 11,364.69 (112,795.80) 67,886.31 ($18,545.02) 10,000.00 (4,104.84) $5,895.16 Unrealized Gain/Loss To-Date Value $55,226.96 LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (70,239.07) ($70,239.07) Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Summary by State* EFTA01571811 MA MI Current Period Value Year-to-Date Value 1,410.07 1,410.85 Tax-Exempt Income Summary by State* TX Tax-Exempt Income Current Period Value Year-to-Date Value 3,074.24 $5,895.16 Page 3 of 37 EFTA01571812 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 1,034,682.24 3,878,264.12 92,027.29 $5,004,973.65 Page 4 of 37 EFTA01571813 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Beginning Market Value 363,803.33 11,850.00 152.21 444,460.00 166,353.00 $986,618.54 Ending Market Value 459,317.45 16,110.00 160.27 443,979.00 164,904.00 $1,084,470 72 Current Period Value 1,084,470.72 1,034,682.24 EFTA01571814 49,788.48 50,794.36 1,614.05 4.67% Preferred Stocks Equity as a percentage of your portfolio - 23 % Change In Value 95,514.12 4,260.00 8.06 (481.00) (1,449.00) $97,852.18 Current Allocation 9% 1% 1% 9% 3% 23% US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Concentrated & Other Equity Asset Categories 91.49 95.000 8,691.55 11,403.30 (2,711.75) 76.00 0.87% Page 5 of 37 EFTA01571815 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price US Large Cap Equity BANK OF AMERICA CORP CITIGROUP INC NEW GENERAL MOTORS CO 060505-10-4 BAC 52.92 172967-42-4 C 53.02 CV PFD B 37045V-20-9 SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST TWITTER INC 806857-10-8 SLB 181.00 78462F-10-3 SPY 41.57 90184L-10-2 TWTR Total US Large Cap Equity $459,317.45 $435,852.56 $23,464.89 $7,716.86 $593.75 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP 1.68% 2,000.000 83,140.00 90,320.00 (7,180.00) 1,495.000 270,595.00 250,407.85 20,187.15 5,072.53 1.87% 88.42 113.000 9,991.46 9,524.04 467.42 141.25 EFTA01571816 1.41% 1,000.000 53,020.00 50,000.00 3,020.00 2,375.00 593.75 4.48% 358.000 18,945.36 14,048.52 4,896.84 14.32 0.08% 15.82 944.000 14,934.08 10,148.85 4,785.23 37.76 0.25% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 5.37 3,000.000 16,110.00 18,129.32 (2,019.32) 53.42 3.000 160.27 212.23 (51.96) Page 6 of 37 EFTA01571817 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.83 2,500.000 64,575.00 $443,979.00 62,500.00 $422,578.96 2,075.00 $21,400.04 4,187.50 $31,227.50 6.48% 7.03% 25.12 4,200.000 105,504.00 98,778.96 6,725.04 7,350.00 6.97% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 27.39 10,000.000 273,900.00 261,300.00 12,600.00 19,690.00 7.19% Concentrated & Other Equity JPMORGAN CHASE & CO EFTA01571818 109.94 VAR RT PFD STK 04/30/2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 150,000.000 164,904.00 157,909.17 6,994.83 11,850.00 1,020.30 7.13% Page 7 of 37 EFTA01571819 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 63,084.55 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JE0081VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $59,695.64 $76,999.78 120.70 190.000 22,933.00 31,931.40 122.14 301.000 36,762.64 45,068.38 Quantity Estimated Value Cost Est. Annual Income Accrued Income Ending Estimated Value 59,695.64 Change In Value (3,388.91) Current Allocation 1% Page 8 of 37 EFTA01571820 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 2,755,978.68 135,516.25 320,822.19 627,441.39 161,479.56 $4,001,238.07 Ending Market Value 2,789,302.30 0.00 313,596.00 629,279.37 164,030.16 $3,896,207.83 Current Period Value 3,896,207.83 3,878,264.12 17,943.71 21,432.91 3,702.15 0.42% Change In Value 33,323.62 (135,516.25) (7,226.19) 1,837.98 2,550.60 ($105,030.24) Current Allocation EFTA01571821 52% 6% 12% 3% 73% Non-USD Short Term Non-US Fixed Income Cash US Fixed Income Asset Categories Cash & Fixed Income as a percentage of your portfolio - 73 % Page 9 of 37 EFTA01571822 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 3,369,332.83 311,229.00 215,646.00 $3,896,207.83 % of Bond Portfolio 88% 7% 5% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MMKT FD - MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 2,789,301.30 1.00 2,789,301.30 1.00 $2,789,302.30 2,789,301.30 1.00 $2,789,302.30 $0.00 $278.93 $22.02 0.01% EFTA01571823 278.93 22.02 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 2,789,302.30 311,229.00 215,646.00 558,424.49 21,606.04 $3,896,207.83 % of Bond Portfolio 73% 7% 5% 14% 1% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Page 10 of 37 EFTA01571824 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price Non-USD Short Term JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES Bearer 2537V9-9F-4 AD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES Bearer 2537V9-9P-2 OK Total Non-USD Short Term $313,596.00 $324,220.26 ($10,624.26) $2,616.43 $28.86 US Fixed Income JPM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00BO0FV011 SEDOL BOOFV01 461278-91-3 BP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA 205.77 103.09 105.00 100,000.00 21,606.04 103,090.00 19,023.08 100,000.00 2,582.96 194.37 3,090.00 2,900.00 370.50 1.23% 10,443.11 7.74 80,798.33 81,082.31 EFTA01571825 (283.98) 0.88% 16.35 1,245,711.78 203,682.46 210,263.63 (6,581.17) 1,934.98 21.39 1.02% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 94.46 116,365.46 109,913.54 113,956.63 (4,043.09) 681.45 7.47 0.63% Page 11 of 37 EFTA01571826 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price US Fixed Income GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $629,279.37 $607,236.24 $615,466.89 $22,043.13 $18,537.55 $3,651.27 2.14% 104.28 50,000.00 52,140.00 51,859.21 54,040.00 280.79 2,500.00 944.40 4.65% 108.46 100,000.00 EFTA01571827 108,462.00 106,614.58 110,503.00 1,847.42 5,000.00 1,472.20 4.24% 110.09 50,000.00 55,044.00 53,262.56 55,424.00 1,781.44 2,500.00 416.65 3.99% 105.55 150,000.00 158,329.50 150,000.00 8,329.50 5,400.00 240.00 1.67% 99.62 50,000.00 49,809.50 45,394.50 4,415.00 237.55 13.15 0.63% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 12 of 37 EFTA01571828 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 BP ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 BP Total Non-US Fixed Income $164,030.16 $157,505.32 $6,524.84 $0.00 0.00% 21.47 5,790.00 124,291.87 118,212.32 6,079.55 211.49 187.90 39,738.29 39,293.00 445.29 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 13 of 37 EFTA01571829 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Other Summary Asset Categories Balanced Beginning Estimated Value 158,958.51 Ending Estimated Value 162,193.27 Change In Value 3,234.76 Current Allocation 3% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 162,193.27 92,027.29 4,798.91 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP FD - GBP - A - DIST(HDG) ISIN LU0323456201 287991-93-9 BP 148.87 450.272 67,030.18 1,663.11 ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Page 14 of 37 EFTA01571830 EFTA01571831 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 BP Total Balanced $162,193.27 $92,027.29 $4,798.91 21.82 4,361.513 95,163.09 90,364.18 4,798.91 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Page 15 of 37 EFTA01571832 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 17,190.60 (90,320.00) ($90,320.00) $2,789,301.30 (340,727.85) ($323,537.25) -$0.00 $0.00 $0.00 -119,001.22 $123,643.62 Period Value 2,755,977.68 4,642.40 Year-To-Date Value* -79,088.68 849,480.50 323,460.34 $1,252,029.52 (4,000,000.00) ($4,000,000.00) $0.00 $0.00 INCOME Current Period Value 0.00 EFTA01571833 Year-To-Date Value* -$0.00 $0.00 Current Cost Adjustments Amortization Total Cost Adjustments Period Value $0.00 Year-To-Date Value* (4,104.84) ($4,104.84) Page 16 of 37 EFTA01571834 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - U S Dollar * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/1 11/1 11/12 11/15 11/22 11/22 11/25 11/26 Interest Income Interest Income Corporate Interest Corporate Interest Div Domest Div Domest Spot FX Spot FX Description DEPOSIT SWEEP INTEREST FOR 10/01/13 - 10/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,743,918.27 AS OF 11/01/13 COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE (ID: 222388-20-9) GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 (ID: 36962G-2V-5) BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 (ID: 06050W-DW-2) APACHE CORP @ 0.20 PER SHARE (ID: 037411-10-5) CITIGROUP INC NEW @ 0.01 PER SHARE (ID: 172967-42-4) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL TRY EXCHANGE RATE 2.012000000 DEAL 11/22/13 VALUE 11/25/13 (ID: OTRYPR-AA-5) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE .915400000 DEAL 11/22/13 VALUE 11/26/13 (ID: OAUDPR-AA-8) Page 17 of 37 (100.000) (103.25) 91.54 EFTA01571835 (239,000.000) (124,045.53) 118,787.28 150,000.000 95.000 358.000 0.018 0.20 0.01 2,700.00 19.00 3.58 4,200.000 50,000.000 0.438 0.001 1,837.50 59.38 Quantity Cost Per Unit Amount PRINCIPAL Amount 22.94 INCOME Amount EFTA01571836 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 11/26 Spot FX Total Inflows & Outflows TRADE ACTIVITY Trade Date Settle Date Type Settled Securities Purchased 11/7 Purchase 11/13 Description TWITTER INC @ 45.10 90,200.00 BROKERAGE 120.00 J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2) Quantity 2,000.000 Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) $123,643.62 Quantity Cost Per Unit Amount (950.000) (122.44) PRINCIPAL Amount 122.40 INCOME Amount Per Unit Amount 45.16 Market Cost (90,320.00) Page 18 of 37 EFTA01571837 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Australia Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance OUTFLOWS ** Total Outflows Foreign Exchange - Outflows Ending Cash Balance Period Value -(91.54) ($91.54) -Year-To-Date Value* -(91.54) ($91.54) -Local Value Current Period Value 100.00 (100.00) (100.00) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* --Year-To-Date Value* -(100.00) EFTA01571838 (100.00) -Page 19 of 37 EFTA01571839 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Detail - Australia Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/26 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL AUD EXCHANGE RATE .915400000 DEAL 11/22/13 VALUE 11/26/13 (ID: OAUDPR-AA-8) Quantity 91.540 Amount USD Local Value PRINCIPAL Amount USD Local Value (91.54) (100.00) INCOME Amount USD Local Value Currency Gain/Loss USD (11.71) Page 20 of 37 EFTA01571840 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -66.88 $66.88 (66.88) ($66.88) -Year-To-Date Value* -639.58 $639.58 (639.58) ($639.58) -Local Value Current Period Value 0.00 70.12 70.12 (70.12) (70.12) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01571841 Year-To-Date Value' --Year-To-Date Value' -657.13 657.13 (657.13) (657.13) -Page 21 of 37 EFTA01571842 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 443,978.45 (443,924.94) Year-To-Date Value* 4,856,764.04 (5,311,001.75) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/6 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537L9-9L-2) 11/6 11/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537N9-9N-6) 11/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (14.020) (13.36) (14.02) Page 22 of 37 (14.020) 116,323.380 (13.42) (14.02) 13.36 EFTA01571843 14.02 Quantity 116,309.360 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.42 14.02 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01571844 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/13 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537N9-9N-6) 11/13 11/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/13/2013 MATURITY 11/20/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537Q9-9V-5) 11/20 11/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/20/2013 MATURITY 11/27/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537S9-9S-0) 11/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows (14.030) (13.31) (14.03) $0.00 (14.030) 116,351.430 (13.43) (14.03) 13.31 14.03 (14.020) 116,337.400 (13.36) (14.02) 13.43 14.03 EFTA01571845 Quantity 116,323.380 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.36 14.02 INCOME Amount USD Local Value Currency Gain/Loss USD Page 23 of 37 EFTA01571846 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 11/6 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537N9-9N-6) 11/13 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/13/2013 MATURITY 11/20/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Q9-9V-5) 11/20 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/20/2013 MATURITY 11/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537S9-9S-0) 11/27 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537V9-9F-4) Total Securities Transferred In Securities Transferred Out 11/6 Free Delivery $443,978.45 116,365.460 113,956.63 110,398.42 116,351.430 113,943.32 111,357.06 116,337.400 113,929.89 110,871.44 * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity EFTA01571847 Cost 116,323.380 113,916.53 Transaction Market Value * 111,351.53 JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537L9-9L-2) (116,309.360) 113,903.11 (111,338.11) Page 24 of 37 EFTA01571848 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 11/13 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537N9-9N-6) 11/20 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/13/2013 MATURITY 11/20/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Q9-9V-5) 11/27 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/20/2013 MATURITY 11/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537S9-9S-0) Total Securities Transferred Out ($443,924.94) (116,351.430) 113,943.32 (110,385.11) (116,337.400) 113,929.89 (111,343.64) Quantity Cost (116,323.380) 113,916.53 Transaction Market Value * (110,858.08) Page 25 of 37 EFTA01571849 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Hong Kong Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance OUTFLOWS ** Total Outflows Foreign Exchange - Outflows Ending Cash Balance Period Value -(122.40) ($122.40) -Year-To-Date Value* -(122.40) ($122.40) -Local Value Current Period Value 950.00 (950.00) (950.00) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* --Year-To-Date Value* -(950.00) EFTA01571850 (950.00) -Page 26 of 37 EFTA01571851 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Detail - Hong Kong Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/26 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13 VALUE 11/26/13 (ID: OHKDPR-AA-4) Quantity 122.400 Amount USD Local Value PRINCIPAL Amount USD Local Value (122.40) (950.00) INCOME Amount USD Local Value Currency Gain/Loss USD (0.04) Page 27 of 37 EFTA01571852 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -146.99 $146.99 (146.99) ($146.99) -Year-To-Date Value* -1,792.10 $1,792.10 (1,792.10) ($1,792.10) -Local Value Current Period Value 0.00 895.81 895.81 (895.81) (895.81) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01571853 Year-To-Date Value* --Year-To-Date Value* -10,475.81 10,475.81 (10,475.81) (10,475.81) -Page 28 of 37 EFTA01571854 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 817,448.09 (817,301.10) Year-To-Date Value* 9,765,512.43 (10,190,139.25) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/6 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537L9-9V-0) 11/6 11/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2537N9-9W-6) 11/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (217.880) (35.15) (217.88) Page 29 of 37 (217.840) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,033.810 0.9000% DATED 11/06/2013 MATURITY 11/13/2013 (36.47) (217.84) 35.15 217.88 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,815.970 EFTA01571855 0.9000% DATED 10/30/2013 MATURITY 11/06/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 36.47 217.84 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01571856 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/20 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537R9-9C-6) 11/20 11/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2537T9-9D-2) 11/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 11/6 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537N9-9W-6) (242.170) (39.58) (242.17) $0.00 (217.920) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,469.610 1.0000% DATED 11/20/2013 MATURITY 11/27/2013 (35.79) (217.92) 39.58 242.17 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,251.690 0.9000% DATED 11/13/2013 MATURITY 11/20/2013 Amount USD Local Value PRINCIPAL Amount USD EFTA01571857 Local Value 35.79 217.92 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,245,033.810 210,153.11 Transaction Market Value * 208,413.97 Page 30 of 37 EFTA01571858 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 11/13 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 11/13/2013 MATURITY 11/20/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537R9-9C-6) 11/20 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 11/20/2013 MATURITY 11/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537T9-9D-2) 11/27 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537V9-9P-2) Total Securities Transferred In Securities Transferred Out 11/6 Free Delivery $817,448.09 1,245,711.780 210,263.63 203,607.55 1,245,469.610 210,224.05 204,535.79 Quantity Cost 1,245,251.690 210,188.26 Transaction Market Value * 200,890.78 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 10/30/2013 MATURITY 11/06/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537L9-9V-0) EFTA01571859 11/13 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 11/06/2013 MATURITY 11/13/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537N9-9W-6) (1,245,033.810 ) 210,153.11 (200,855.63) (1,244,815.970 ) 210,116.64 (208,377.50) Page 31 of 37 EFTA01571860 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 11/20 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 11/13/2013 MATURITY 11/20/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537R9-9C-6) 11/27 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.0000% DATED 11/20/2013 MATURITY 11/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537T9-9D-2) Total Securities Transferred Out ($817,301.10) (1,245,469.610 ) 210,224.05 (203,567.97) Quantity Cost (1,245,251.690 ) 210,188.26 Transaction Market Value * (204,500.00) Page 32 of 37 EFTA01571861 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Tax Payments Total Outflows TRADE ACTIVITY Total Trade Activity Settled Securities Purchased $0.00 Ending Cash Balance -Period Value Beginning Cash Balance -1,598.18 $1,598.18 (17,039.08) ($17,039.08) Year-To-Date Value* -9,600.19 $9,600.19 (17,039.08) (21.35) ($17,060.43) (2,588.16) ($2,588.16) -Local Value Current Period Value 9,544.49 1,003.41 1,003.41 (10,547.90) (10,547.90) Year-To-Date Value* -6,158.50 6,158.50 (10,547.90) (13.37) (10,561.27) EFTA01571862 0.00 0.00 (1,666.50) (1,666.50) -Page 33 of 37 EFTA01571863 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary Pound Sterling INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0 00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/13 11/26 Foreign Dividend Description ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 @ 0.1733 PER SHARE (ID: 46578W-92-2) Misc Disbursement GBP DELD TO BARCLAYS BANK PLC GHISLAINE MAXWELL POUND STERLING (ID: OGBPPR-AA-9) Total Inflows & Outflows (10,547.900) (17,039.08) (10,547.90) ($15,440.90) 390.04 $390.04 Quantity 5,790.000 Amount USD Local Value 0.276 0.173 PRINCIPAL Amount USD EFTA01571864 Local Value 1,598.18 1,003.41 INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value* --Page 34 of 37 EFTA01571865 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Turkish Lira New PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income $0.00 OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity (118,787.28) ($118,787.28) Settled Sales/Maturities/Redemptions $0.00 Ending Cash Balance -Period Value -Year-To-Date Value* -10,063.74 $10,063.74 (118,787.28) ($118,787.28) 103,217.82 $103,217.82 -Local Value Current Period Value 239,000.00 0.00 (239,000.00) (239,000.00) Year-To-Date Value* -19,500.00 19,500.00 (239,000.00) (239,000.00) 0.00 0.00 INCOME US Dollar Value EFTA01571866 Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --200,000.00 200,000.00 -Page 35 of 37 EFTA01571867 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Portfolio Activity Summary - Turkish Lira New * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Turkish Lira New INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 11/25 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL TRY EXCHANGE RATE 2.012000000 DEAL 11/22/13 VALUE 11/25/13 (ID: OTRYPR-AA-5) Quantity 118,787.280 Amount USD Local Value PRINCIPAL Amount USD Local Value (118,787.28) (239,000.00) INCOME Amount USD Local Value Currency Gain/Loss USD (5,258.25) Page 36 of 37 EFTA01571868 GHISLAINE MAXWELL ACCT. For the Period 11/1/13 to 11/30/13 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related TURKISH LIRA NEW U S DOLLAR AUSTRALIA DOLLAR U S DOLLAR HONG KONG DOLLAR U S DOLLAR Nov. 22 13 Nov. 25 13 Nov. 22 13 Nov. 26 13 Nov. 22 13 Nov. 26 13 TRY USD AUD USD HKD USD (239,000.00) 118,787.28 (100.00) 91.54 (950.00) 122.40 2.012000 0.915400 7.761500 1.926712 1.032500 7.758902 118,787.28 91.54 122.40 (124,045.53) (103.25) (122.44) (5,258.25) (11.71) (0.04) Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued EFTA01571869 Amount USD Currency G/L Page 37 of 37 EFTA01571870 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01571871 For the Period 11/1/13 to 11/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01571872 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01571873 For the Period 11/1/13 to 11/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01571874 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01571875 For the Period 11/1/13 to 11/30/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A.