EFTA00165620.pdf

Deutsche Asset &r Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium" Private Wealth Premiums" Private Wealth Premium r ' Elite Personal Accounts EhyBusiness Accounts Banking Services O Checking Aces. of Checking Acct O Consumer Debit Carf II O Elite Checking with Interest O Elite Chucking with Interest O Joint Applicant Debit :arc! t Acct. # Acct. N APY Apy O Business Debit Card; O Elite Money Market Deposit VI Elite Mone Market De sit Aect. I Acct. # DeluxoZie kelitogl S :.le # APY API At/co O Cenificate of Deposit O Certificate of Deposit O Name Only Acct. I Met. I Ef Name and Addrt r.s APY APY Term Term O Duplicate Statement Addr ID DB AG NY Preferred O DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. X Acct. State Zip Ciao APY APY O Mailing address (if dit went) Term Term Name Promo term Promo term Addr (087CA deposit account required. (0BTCA deposit account required, along wen a DR AG Preferred Terms alone wan a DB AG Preferred Terms City and Conditions) and Conditional State Zip Cc:le Private Wealth Premium" O Cash Master Sweep Account Internet Banking Services Checking Acct. # O qB Private Wealth Online Plus Elite Money Market Deposit Link to Existing Online Relationship Acct. II APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation O Joint Tenants with Right O Foundation O Limited Liability Comp ay of Survivorship O Joint Tenants in Common O Non-Profit Organization O Partnership O In Trust For/Payable on Attorney Trust Escrow O limited Liability Parini iship O Death/As Trusted for O Trust O Landlord Master Escrow O Estate •Awmcitet NAOSOD00015602-0:(111044 11 et :Met:el] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0001362 EFTA_000 14836 EFTA00165620  AccouivTige and Join/ Application Information Name of Account Tale Joint Applicant Oast namadarst name. rjeddleinitian or last name, first name, middle initial) SociI SecurivNuretoepretAD Numbr Social Security Number or Taxpayer 10 Number o g t oen ly.vav+er- p3 Ad revs Address 5t City. State end Zip Cote- City. State and Zip Cods Nome Telephone Number Business Telephone Number Wort Binh u of Birth Name of Employer Name of Employer Address Address Not applicable Crry, Suss and Zip Code Crry. State and Zip Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires a finan:ial institutions to obtain, verity, and record information that identifies each person who establishes an account, ii vestment or other business relationship with a financial institution. This means that we will ask for your name, address, an: other information that will allow us to identify you. We may also ask to see identifying documents such as a canific its of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against monet laundering and terrorist financing: these rules cantor an active involvement of both asset management firms and their el lints. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their it entiti@e, addresses. source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners 1.• control structures and to collect requisite documentation to substantiate the information. Also, enhanced anti -money hundr ring requirements require that should any of the above personal or institutional information change, our clients wo. Id be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these r tangos. Telephone, Facsimile or Email Instructions 8y signing below, you agree that from time to time you may give instructions by telephone, facsimile or email the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Vertir Instructions being given by person or persons purported to be you is your own. Absent the gross negligence o - willful misconduct of De usche Eank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless D.iTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstooi .tnd unauthorized Verbal Instructions. You understand that OBTCA may, but shall not be required to. seek vetificani in of your verbal. facsimile or email instructions by cell hack In case of doubt, DBTCA may irrits sole discretion refuse to Execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to ext cute your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your or jinal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This dap° i't and any additions to the account shall become the property of each owner as joint tenants, and OBTCA may release the :ntire account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withdrawal reques from any owner during the lifetime of s'l owners. The Bank may be required by service of legal process to remit flood: held In the joint account to satisfy a judgment entered against. or other valid debt incurred by, any owner of the ammo DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of any owner(s) and may I 'eat the account as the sole prooeny of the survivors) aftor the deeth of any owner(s). Unless DBTCA receives wrinen n :tics signed by any owner not to pay or deliver any joint deposit or addition or accrual, OBTCA shall not be liable to a' y owner for continuing to honor checks, orders or withdrawal requests from any owner. Alter the receipt of the notice re rred in the previeus sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 12. Wiril-C101 01:!49.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001363 EFTA_000 14837 EFTA00165621  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditio •r; of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service II you have selected to receive Internet Banking Services, you understand that you will be required to enter j to a separate Internet Banking Services Agreement with DBTCA before you car access the Internet Banking Sen ce. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting dutie applicable to you in any relevant jurisdictions that may arise in connection with assets. income of transactions in your ccourn(s) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it Is your responsibility to fulfill any tax obligations and any other regulatory reporting Maio veritable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your acc mils) and your business relationship with OBTCA. Furthermore. you confirm that the necessary information (to the bey of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settle' Is). beneficiary(ies). partner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise ;N hirelher/ them in connection with your business relationship with DBTCA. Please complete and attach separate W8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to th t. Application and agree to be bound by them. In addition, you agree to notify us immediately of any material cl Inge to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. 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'r ept:K4.n . .tit*: v ), MitlfentrY,1 t 14T 21M0* NOC 56ixtrax0,14 "wt .;:twIrgtimealrinal 41 1;$4.1a4 it/snare:IL_ litMlaoi,a17, ' SAW.Ar 3 t7. W.4.0101 OW ,9.032513 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001364 EFTA_000 14838 EFTA00165622