EFTA01528762.pdf

07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Confidential Page 1 of 7 Asset Account Portfolio July 1 - July 31, 2000 Table of Contents Portfolio Summary Cash and Short Term Equities Trade Activity Account Transactions Account Officers Service Specialist: SCOTT/DENCKER Page 2 3 4 5 6 JEFFREY EPSTEIN LITTLE ST JAMES C/O AMERICAN YACHT HARBOR 6100 RED HOOK QUARTERS #2 ST THOMAS VI 00802 EFTA01528762 07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 2 of 7 Overview Portfolio Summary Market Value USD Jul 31 Cash & Short Term Equities Total Accrued Income Total Portfolio Value Asset Allocation 100% Cash and Short Term 518,758.85 0.00 518,758.85 1,205.02 519,963.87 Income Summary Taxable Interest U.S. Tax Exempt Dividends Total Net Gain/Loss Summary Net Short Term Gain/Loss Total Market Value USD Jun 30 328,237.48 114,000.00 442,237.48 1,092.87 443,330.35 This Period USD 1,092.87 1,092.87 Year to Date USD* 102.09 4,631.22 4,733.31 Tax Cost USD 518,758.85 518,758.85 Estimated Annual Income USD 19,666.14 19,666.14 Yield 3.8 0.0 3.8 Realized This Period USD Realized Year to Date USD* 159,428.50 159,428.50 *Year to date information is calculated on a calendar year basis. EFTA01528763 Unrealized USD 382,113.57 382,113.57 EFTA01528764 07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 3 of 7 Cash and Short Term Summary by Maturity Current Market Value USD Adjusted Cash Balance Total 518,758.85 518,758.85 Estimated Annual Income USD 19,666.14 19,666.14 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Note: indicates position adjusted for Pending Trade Activity. P Cash and Short Term by Type Description Cusip/S&P/Moody's Rating Currency Quantity Cash TAX EXEMPT MONEY MARKET SWEEP FUND (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 3.82% COST OF PENDING PURCHASES PROCEEDS FROM PENDING SALES Adjusted Cash Balance USD USD USD 426,826.93 - 67,000 158,931.92 1.00 1.00 1.00 1.00 1.00 1.00 426,826.93 - 67,000.00 158,931.92 518,758.85 426,826.93 1,205.02 - 67,000.00 158,931.92 518,758.85 1,205.02 16,181.00 - 2,539.97 6,025.11 3.79 EFTA01528765 3.79 3.79 19,666.14 3.79 Unit Cost Adjusted Original Market Price Tax Cost Adjusted Original Current Market Value USD Accrued Interest USD Unrealized Gain/Loss USD Estimated Current Annual Yield/ Income USD YTM % EFTA01528766 07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 4 of 7 Equities Note: indicates position adjusted for Pending Trade Activity. P Equity Holdings in Alphabetical Order Description Cusip/Symbol Currency Quantity Unit Cost Current Market Price Tax Cost Current Market Value USD USD Accrued Dividends USD Estimated Unrealized Gain/Loss USD Annual Dividend Income USD Yield % P P AVICI SYSTEMS INC 05367L-10-9 AVCI USD CORVIS CORP 221009-10-3 CORV Total Equity Important Information about Pricing and Valuations Prices, some of which are provided by pricing services or other sources which we deem reliable, are not guaranteed for accuracy or as realizable values. USD 0 0 0 31.00 36.00 0.00 0.00 0.00 N/A N/A 0.00 N/A N/A 0.0 EFTA01528767 07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 5 of 7 Trade Activity Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: indicates Short Term Realized Gain/Loss indicates Long Term Realized Gain/Loss S L Trade Activity by Type Settlement Date Trade Date Settled Jul 5 Jul 11 Sale Trade Date Estimated Settlement Date Pending Jul 27 Aug 2 Purchase Jul 27 Aug 2 Purchase Jul 28 Aug 2 Sale Jul 28 Aug 2 Sale AVICI SYSTEMS INC CORVIS CORP AVICI SYSTEMS INC CORVIS CORP USD USD USD USD 1,000 1,000 - 1,000 - 1,000 31.00 36.00 92.187 75.00 - 31,000.00 - 36,000.00 87,684.42 71,247.50 MARVELL TECHNOLOGY GROUP LTD USD - 2,000 51.25 97,496.58 - 30,000.00 67,496.58 S Realized Gain/Loss Type EFTA01528768 Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost USD Type Amount USD 159,428.50 0.00 Realized Description Currency Quantity Price/Unit Market Cost/Proceeds Tax Cost Gain/Loss USD - 31,000.00 - 36,000.00 56,684.42 S 35,247.50 S EFTA01528769 07 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York, NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 6 of 7 Account Transactions Cash Activity Summary Amount this Period USD Beginning Balance Credits Dividends Taxable Interest Sweep Account Sales Sales, Maturities, Redemptions Debits Sweep Account Purchases Purchases of Securities Ending Balance *Year to date information is calculated on a calendar year basis. — 98,589.45 .00 - 739,414.96 - 444,500.00 97,496.58 .00 1,092.87 4,631.22 102.09 444,500.00 734,681.65 Amount Year to Date USD* Activity by Date Type Settlement Date Jul 3 Jul 3 Jul 11 Dividend Purchase Sale 1,092.87 - 2,000 Quantity Description TAX EXEMPT MONEY MARKET SWEEP FUND TAX EXEMPT MONEY MARKET SWEEP FUND MARVELL TECHNOLOGY GROUP LTD @ 51.25 102,500.00 BROKERAGE TAX &/OR SEC 5,000.00 3.42 J P MORGAN SECURITIES (EQUITIES) TRADE DATE 07/05/00 Amount USD 1,092.87 EFTA01528770 - 1,092.87 97,496.58 EFTA01528771 07 Settlement Date Jul 11 2000 Morgan Guaranty Trust Company of New York 345 Park Avenue, New York NY 10154-1002 Account Number: JEFFREY EPSTEIN Asset Account Portfolio July 01, 2000 - July 31, 2000 Page 7 of 7 Activity by Date Type continued Quantity Description Purchase 97,496.58 TAX EXEMPT MONEY MARKET SWEEP FUND Amount USD - 97,496.58 In Case of Errors or Questions About Your Electronic Transfers. Telephone us at 1 (800) 576-6221 or write us at 500 Stanton Christiana Road, 1/O PS, Newark, DE 19713-2107 as soon as you can, if you think your statement is wro ng or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statemen t on which the error or problem appeared. (1) Tell us your name and account numb er. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is in error or why you need mor e information. (3) tell us the dollar amount of the suspected error.If you conta ct us orally, you must send us your complaint or question in writing within 10 business days in order to preserve your rights. We will investigate yo ur complaint and will correct any error promptly. If we take more than 10 busine ss days to do this (20 days for purchases using VISA Check Card or for international transactions), we will credit your account for the amount you thin k is in error, so that you will have the use of money during the time it takes u s to complete our investigation. In case of errors or questions about your statement, including your line of cred it. If you think that your statement is incorrect or if you need more information ab out a transaction on your statement including a line of credit transaction, you must write to us on a separate sheet describing the error and send it to: J.P. M organ, Private Client Services, 345 Park Avenue, New York, NY 10154-1002. We must hear from you no later than 60 days after the statement on which the error or problem appeared is sent. You can telephone us at 1-800-576-6221 but doing so will not preserve your rights. In your letter, please provide the following information: (1) your name and acco unt number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. The J.P. Morgan Funds or The J.P. Morgan Institutional Funds or The American Cen tury Funds The J.P. Morgan, J.P.Morgan Institutional, and American Century mutual funds are distributed by Funds Distributor, Inc. J.P. Morgan InvestmentManagement Inc. an d American Century InvestmentManagementserve as investment advisors to their res pectivefund families. Shares of the funds are not bankdeposits and are not guaranteedby anybank, gover nmententity, or the FDIC. Return and share price will fluctuate and redemption v aluemaybe more or less than originalcost. While the moneymarketfunds seekto main tain a stable net asset valueof$1.00 pershare, there is no assurancethat they will continue to do so. Th e estimatedannualincome and dividendyieldfigures for mutual funds representthe f EFTA01528772 unds' most recentincome dividendannualized. If you have chosen one of the sweep mutual funds, you are notified that position s in the Prime Money Market Sweep Fund represent holdings in the J.P. Morgan Pri me Money Market Fund; positions in the Federal Money Market Sweep Fund represent holdings in the J.P. Morgan Federal Money Market Fund; and positions i n the Tax Exempt Money Market Sweep Fund represent holdings in the J.P. Morgan T ax Exempt Money Market Fund. EFTA01528773