EFTA01452366.pdf

31Jan 2014 Paps 2 Of 2 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 3663644361 SOUTHERN EX OPTION 21-Nov.1013 20-Nov-2014 25-Nov.2014 (1.013003300) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 (40.754.M) 710423459 FINANCIAL. LLC 366364438/' SOUTHERN EX OPTION 21-Nov-2013 20-Nov-2014 25-11ov-2014 (21.000001 USD 0 JPY LONG EUICPEAN 0.33 14.851 42 710423461 FINANCIAL, LLC 36i6364436/ SOUTHERN EX OPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 111.FAXt 001 USD 0 JPY LONG EUROPEAN 0.0000 13.02611 710423463 F INANCLAL. LLC 366364436/ SOUTHER! EX OPTION 21-Nov.2013 20-Nov.2014 25-Nov-2014 1.2130001 USD 0 JPY LONG ELRCPEAN 0.0000 11.350 62 710423465 EINANCLAL, LLC 3778178W SOUTHERN EX OPTION 17-Jan -2014 17-Apr-2014 21-A4x-2014 (10.01X000) USD 11.003.00300 CAD SHORT EUROPEAN CALL 1,1003 fn ?.': 2 (.9) 737154817 FINANCIAL, LLC 377817895/ SOUTHERN EX OPTION 17-Jan-2014 17-A4x-2014 21-Apr-2014 (10.COD.CCO001 USD 11.300.003 00 CAD SHORT EUROPEAN CALL 1.133 8085268 737154818 FINANCIAL, LLC Subtotal: (14E 885 51r: Isgat (149,885.57) Statement ID : 182298_20140131_20140203_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109333 CONFIDENTIAL SDNY_GM_00255517 EFTA01452366