EFTA01452505.pdf

enT 12 Feb 2014 Pap 2 012 Deutichs Bark AG SOUTHERN FINANCIAL, LLC RCOirbso Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435f SOJTHERN FX OPTION 21-Nor.2013 20Nov2014 25.1lov.2014 (LOCO DOOM, USD 101.000.000 FY SHORT EUROPEAN CALL 101 0003 (42 115::..1 710423459 FINANCIAL. LLC 366364435/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 13.55760 710423461 FINANCIAL, LLC 366364438/ SOUTHERN FXOPTION 21Nov-2013 20-Nw•2014 25-Nov-2014 121.CtXt CO) USD 0 JPY LONG EUROPEAN 0.0000 11,75256 710423463 FINANCIAL. LLC 366364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov-2014 (21930 C61 USD 0 JPY LONG ELRCPEAN 0.0300 10.12221 710423465 FNANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (1001X000) USD 11.00000D.00 CAD SHORT ELRODEAN CALL 1,100D ;123 YA) NJ 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-Apv2014 21-Apr•2014 110.1X0 0:0 00J USD 11.300003 00 CAD SHORT EUROPEAN CALL 1.1300 24 391 28 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FX OPTION 31-.18n-2014 01.May.2014 07•AMy2014 (90,000.00000) USD 1025000.000 JPY SHORT EL.RCPEAN CALL 102 5003 :! 7n(125 m 745230011 FNANCIAL. LLC Subtotal: 21!: 6192: Isalk (276.257.92) Statement ID:18229820140212 20140213 1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109578 CONFIDENTIAL SDNY_GM_00255762 EFTA01452505