EFTA01456047.pdf

I e an 06 Nov 2014 SOUTHERN FINAN Page 2 0(2 Request 182298 h. As of 06 Nov 14 ate. Deub8:88 Bat AO SOUTHERN FINANCIAL, LLC OS • 00885 Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Nok2013 20-Nov-2014 25-Nov-2014 (1.000 COD CV, USD 101.0%000 JPY SHORT EUROPEAN CALL 1010000 i.1.9 4c.0 15! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-No4014 25-Nov-2014 (21.000.(0) USD 0 JPY LONG EUROPEAN 0.0000 0.01 710423461 FINANCIAL. LLC oikhOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev2014 25-Nov-2014 (21,0/00.00) USD 0 JPY LONG EUROPEAN 0.00DD 000 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 JPY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Mg-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT ELIRCPEAN PUT 6.1603 (3(6.35304) 8344623% FINANCIAL. LLC Subtotal: (424.946 19) Baal: (424,846.19) Statement ID: 182298_29141105_201411071 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0115120 CONFIDENTIAL SDNY_GM_00261304 EFTA01456047