EFTA01453615.pdf

As of 4/2/14 Live Description Trade Date Expiration Notional Cost Basis MTIVI* KM* P/L USDJPY Triple One-Touch 101Call 11/21/2013 11/20/2014 1,000,000 USD' $ - $ 17,745 $ 17,745 USDJPY 102.5 Call 1/31/2014 5/15/2014 10,000,000 USD $190,000 $ 165,000 $ (25,000) USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $257,000 $ 16,721 $ (240,279) Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/19/2014 100,000 bbls $ $ 81,079 $ 81,079 $ 447,000 $ 280,545 $ (166,455) * Not a bid/offer. Mid Mark-to-Market as reported on client's DB Valuation Statement. Closed Initial Unwind Unwind Description Trade Date Trade Date Cost Basis Value P/L USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005 $ 5,005 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111330 CONFIDENTIAL SDNY_GM_00257514 EFTA01453615