EFTA01362901.pdf

From: Aiasha Khokhar Sent: 4/19/2018 5:07:04 PM To: Zack Bunimovich ; Martin Zeman Nina Tona CC: Liam Osullivan Davide-A Sferrazza ; Xavier Avila • Jos ua S os an Subject: RE: Southern Financial - KYC Docs. ill Classification: For Internal use only To add one, For question number 2, the tax form is needed for reporting purposes, it's a requirement to collect tax form as part of KYC and ensures that the client is FATCA compliant as per IRS regulations. Please feel free to reach out if you have any questions / concerns. Thx Best Regards, Aiasha Khokhar From: Aiasha Khokhar Sent: Thursday, April 19 2018 5:00 PM To: Zack Bunimovich Martin Zeman Nina Tona Cc: Liam Osullivan Davide-A Sterrazza Xavier Avila Joshua Shoshan Subject: RE: Southern Financial - KYC Docs. [I] Classification: For Internal use only Hi Zack: Please attach the CRS form to review. However the client must reach out to their tax team for clarification as we are not authorized to give tax advice or help. Client also has to provide a tax form as well. Thanks Best Regards, Aiasha Khokhar From: Zack Bunimovich Sent: Thursday, April 19, 2018 1:22 PM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052585 CONFIDENTIAL SDNY_GM_00198769 EFTA01362901