EFTA01362913.pdf

List of Legal representatives Per attachment "Southern Financial Operating Agreement" (pages 16) • Jeffrey Epstein, Darren K. Indyke, Richard Kahn - Annual report c See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company Inc. Financials June 2017" for latest financial statements Thank you Nina Iona From: Zack Bunimovich Sent: Tuesday, March 13, 2018 11:16 AM To: Martin Zeman Xavier Avila Cc: Nina Tona Rita Shteynberg Mathew Negus Jitan Patel Davide- A Sferrazza Anthony Lentini Subject: RE: SF [II [C) Classification: Confidential Hi Martin, I just received the finalized KYC review yesterday. Even though the entity is opened for other products, it is outside of its KYC review date and is triggering a high risk rating. In order to approve the account, the team will need the following: Ownership - Broken down to 10% (Org chart with %'s of ownership or confirmation from Senior Client Rep explaining the ownership breakdown) Legal Reps — Identify and Verify UBO's - Identify and Verify Source of Funds — Identification & Verification (Annual Report) Source of Wealth — Identify and Verify - Client Contact for Patriot Act disclosure email Formation Document (Cert of Incorp, etc) - Nature of Business Doc Thanks, Zack From: Martin Zeman Sent: Monday, March 12, 2018 10:19 AM To: Zack Bunimovich • Xavier Avila Cc: Nina Tona Rita Shteynberg ; Mathew Negus Jitan Patel Alastair Mackinlay gt Davide- A Sferrazza Subject: RE: SF (II (CI Classification: Confidential Morning Zack, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052601 CONFIDENTIAL SDNY_GM_00198785 EFTA01362913