EFTA01456005.pdf

Counterparty:_Southern Financial LLC Address: lot Oa Raik libookialtarksei. 8 3 Spry, % t_)sAlk cienot . Deutsche Asset & Wealth Management [email protected] Date:Oar:lax _.19(f )4zA 4.1 Re: Contact Information For Purposes of CFTC Regulation 23.701 Dear Sir or Madam: The following contact information is being provided for purposes of your delivery of notices pursuant to CFTC Regulation 23.701 ("CFTC IM Segregation Right Notices"). CFTC 1M Segregation Right Notices for Counterparty may be provided to the person identified below (the "Collateral Contact") using the following contact information. ' I. Collateral Contact Type2 (please select one)3 O Officer responsible for the management of collateral O „....,Chief Risk Officer of the Counterpart), lEr Chief Executive Officer of the Counterparty • Highest-level decision-maker for the Counterparty 11. Collateral Contact Name: 1 -e.cela/. CeSktIon 3..ocAwias. -1.0.4144.1 IgNitsaissuk Collateral Contact E-mail Address: Ice4scaten4tousil. cam.. a Scat taw) r esoni ka.,,,r+ re: .14,,w_sthsci Market participants should note that Collateral Contact information should be updated as appropriate to avoid potential trading disruptions in future years. See CFTC Regulation 23.701(e) (requiring notice at least once per calendar year). CFTC Regulation 23.701(c) states that the notification required pursuant to CFTC Regulation 23.701(a) must be made to an officer of the counterparty responsible for the management of collateral if such an officer has been identified to the swap dealer or major swap participant. If no such person has been identified by the Counterparty, then the notification must be made to (persons using thisform should select accordingly): • the Chief Risk Officer of the counterparty; • or if there is no such officer, the Chief Executive Officer: or • if none, the highest-level decision-maker for the counterparty. 3 Please note that while only one "Collateral Contact Type" should be selected, market participants may provide information for more than one Collateral Contact. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115052 CONFIDENTIAL SDNY_GM_00261236 EFTA01456005