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Deutsche Bank
Wealth Management
Account Agreement
Client(µ
I Butterfly Trust
Address
6100 Red Hook Quarter 83
City State Zip Code Account Tide (Complete ifdiftereM from the Chem above)
1St Thomas, USVI
I I 1 1(1°802
Account Number(µ
1
Important: Please sign and return this account agreement
This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein
as -DBSI"). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has
an interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement
Disclosures and Definitions ("Appendix") carefully. If Client is not willing to be bound by these terms and conditions, Client
should not sign this Account Agreement. Client's signature confirms that Client has read and agrees to the terms of this
Account Agreement and the Appendix annexed hereto. This Account Agreement does not create an investment advisory
relationship between 0BSI and Client under the Investment Advisers Act of 1940, as amended.
I. Client representations
Client certifies that all of the information provided by Client in this Account Agreement is accurate and complete and that
each of the following statements is accurate as to Client and Client's Account
A. Where Client Is a natural person, Client is of legal age:
B. For all accounts:0 no one except the person(s) named on the Accounts), or; if signed in a representative capacity, then no one
except the beneficial owner(s), has any interest in the AccouM(s), (ii) Client is and will remain compliant with all Applicable Laws,
(iii) Client is financially capable of satisfying any obligations undertaken through Client's Account(s), (iv) Client acknowledges that the
purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such
risk and (v) Client has read and understands the terms set forth in this AccountAgreement and those agreements or supplements
incorporated by reference and understands that Client is bound by such terms;
C. Client agrees to notify us in writing if: (i) Client is or becomes an employee, member or immediate family member of
any securities exchange (or corporation of which any exchange owns a majority of the capital stock), Financial Industry
Regulatory Authority, Inc. (FINRA) or of any broker-dealer, or (ii) Client is or becomes a senior officer or immediate family
member of such a person of any bank, savings and loan institution, insurance company, investment company, investment
advisory firm or institution that purchases securities, or other employer whose consent is required to open and maintain
this Account by regulation or otherwise, unless such consent has been provided to DBSI,
Client will promptly notify DBSI in writing if any of the above circumstances change.
II. Terms and conditions that apply to client's account(s)
The following terms and conditions govern Client's Account(s):
1. Rights of DBSI. All rights granted to DBSI under this Account Agreement are granted with the understanding that it C
shall be within the sole discretion of 08SI whether, and in what manner, to exercise such rights. The failure of ()BSI
to exercise any right granted under this Account Agreement shall not be deemed a waiver of such right or any other
right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent, Pershing LLC
(Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client.
2. Cash Account. O581 will classify each Account as a cash brokerage account. 0BSI must separately approve the
opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement.
WM189778 015884.030218 Page 3 of 16
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076227
CONFIDENTIAL SDNY_GM_00222411
EFTA01378946
ℹ️ Document Details
SHA-256
7822b3e87a5d5207b3608b896660a34e4a5fdab5fb1e8a7745c9dfeb5d8e0381
Bates Number
EFTA01378946
Dataset
DataSet-10
Type
document
Pages
1
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