EFTA01367405.pdf

From: Paul Morris Sent: 10/7/2015 1:11 To: Vahe Stepanian .lj Utchford CC: Mane Dwye Subject: RE: SFL and Gra This is just simple brokerage yes? Not all the extra KCP letters etc correct? ---Original Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:59 PM Eastern Standard Time To: Paul Morris; Jj Litchford Cc: Mane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] [I] Classification: For Internal use only Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing so. Is there an alternative you have in mind? Thank you, Vahe From: Paul Morris Sent: Wednesday, October 07, 2015 12:55 PM To: Vahe Stepanian; Jj Utchford Cc: Mane Dwyer Subject: RE: SFL and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? Message--- From: Vahe Stepanian Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Arian Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC dots you have on your end as it relates to this particular entity? We would like to take a look before we send Rich a list of documentation required to open the new acct. Thank you, Vahe ----Original Message--- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0058942 CONFIDENTIAL SONY GM_00205128 EFTA01367405