EFTA01460978.pdf

USPB relationships by size tier - size tier in EUR - data in USD # % of total % total Revenue Q1 % of total Row Labels Relationships relationships CBV Q1 2015 CBVs 2015 (USD) Revenue SHEMESH AVI 1 0% 4,003,528 0% 17,970 0% LAVIALE ROGER 1 0% 4.003,471 0% 12,311 0% BUCKLEY PETER K 1 0% 4,000,999 0% 478 0% MERMEL SYLVIA 1 0% 4,000,240 0% 7,732 0% GRAYSON BRUNS 1 0% 4,000,000 0% 9,300 0% COHEN FAMILY TRUST 1 0% 4,000,000 0% 13,530 0% SILVERSTON HELENE E 1 0% 3,987,474 0% 394 0% GORDON ZORIK 1 0% 3,986,000 0% 19,088 0% ANDREWS ANTOINETTE 1 0% 3,983,227 0% 207 0% MERKSAMER 1 0% 3,969,143 0% 5,783 0% MAHNAZ NAZARIAN 1 0% 3,968,515 0% 19,496 0% SCUTTLEBUTT FARMS L 1 0% 3,956,000 0% 19,562 0% PROSSER/GIFFORD 1 0% 3,954,981 0% 13,551 0% HASKER STEPHEN 1 0% 3,952,018 0% 14,753 0% DAUPHIN AURELIE 1 0% 3,951,146 0% 7,122 0% LEE HAE 1 0% 3,949,999 0% 12,126 0% ANDERMAN A 1 0% 3.936,205 0% 8,770 0% GOLDSTEIN WALT 1 0% 3,933,843 0% 8,554 0% AVERY THOMAS C 1 0% 3,897,900 0% (43) 0% BIANCO 1 0% 3,885,781 0% 4,294 0% MOOCK JEHAN 1 0% 3,876,807 0% 3,215 0% AMIRSALEH MAHYAR 1 0% 3,867,337 0% 3,090 0% LIPE CHRISTINA G 1 0% 3,863.586 0% 4.421 0% INVESTIM 1 0% 3,854,973 0% 5,396 0% CORCORAN HELENA S 1 0% 3,854,280 0% 3,547 0% SPROLE FA 1 0% 3,841,680 0% 11,822 0% WOOD BR 1 0% 3,831,820 0% 6,467 0% ANDERSON KIMBALL 1 0% 3,816,307 0% 11,306 0% BANKS CHARLES 1 0% 3,813,079 0% 7,287 0% SOBIN LOUISE 1 0% 3,808,781 0% 2,517 0% KEMWELL BIOPHARMA I 1 0% 3,800,000 0% 8,709 0% KAPLAN 1 0% 3,778,925 0% 11,513 0% MCROBERTS FRANK C 1 0% 3,761,334 0% 11,592 0% SWOPE MARY H 1 0% 3,757,009 0% 12,204 0% DODDERIDGE MM 1 0% 3,753,691 0% 190 0% CHIORINI FAMILY 1 0% 3,728,149 0% 9,647 0% WAGAR ROBERT 1 0% 3,724,133 0% 8,238 0% CURTIS THOMAS 1 0% 3,723,339 0% 3,008 0% HAY W OAKMAN 1 0% 3,713,709 0% 13,358 0% AHDOOT 1 0% 3,712,500 0% 21,839 0% MCKEEFRY MARK 1 0% 3,712,401 0% 12,590 0% WILLIS LARRY 1 0% 3,711,400 0% (198) 0% COCHIN DE BILLY SUZ 1 0% 3,710,597 0% 9,594 0% HULL PHILIP G 1 0% 3,704,769 0% 12,586 0% SUNPLAIN LTD 1 0% 3,700,000 0% (2,170) 0% THOMAS O'REILLY 1 0% 3.699,730 0% 19,480 0% GORDON M HOLLAND 1 0% 3,699,349 0% 287 0% FREEMAN CS 1 0% 3,694,797 0% 7,601 0% SINGH BHUPINDER 1 0% 3,690,780 0% 17,974 0% DERUFF DAVID 1 0% 3,689,500 0% 7,868 0% HESS FRANK J 1 0% 3,688,171 0% 12,182 0% SOHRAB TARANEH 1 0% 3,686,204 0% 3.079 0% ST THOMAS CHURCH 1 0% 3,681,145 0% 579 0% LEVY MICHAEL A 1 0% 3,679,597 0% 7,761 0% 18/57 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122749 CONFIDENTIAL SDNY_GM_00268933 EFTA01460978