EFTA01363751.pdf

From: Nina Tona Sent: 5/18/2018 1:00:55 PM To: Xavier Avila Davide-A Sferrazza I CC: tan Salters Subject: RE: I WANT TO SPEND TODAY 3.6PM WORKING ON TRACKER, LET'S TALK III Attachments: KYC_NCA Priority List 4.12.18.xlsx Classification: For IMemal use only Xavi — please see attached. Let me know if this is what you are looking for, the first two tabs should be. Thank you Nina Tona KCP products and services are 'mended and availabk only for persons who ore sophisticatedinstitutionalinvestors within the meaning of the FINRA Rule 4512(C)(31 and who are capable of evaluating the strategies, charoctenst,cs and investment risks of, and ex:nosing independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of DliStor its offOates prior to extortion, and the exteution of any tranSOCto00 a idea discussed herein Is conditional on your becoming a diem of Deutsche Sank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP *mentos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presentedfor your information andfor discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent Is strictly forbidden. This communication does not create any legally binding obligation on the port of COSI or any of its affiliates. From: Xavier Avila Sent: Friday, Ma 18, 2018 12:53 PM To: Nina Tona < >; Davide-A Sferrazza Cc: Ian Salters < Subject: RE: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK Ill No problem, can you send us the 2 GM tabs? i.e. the GM accounts and the GM prioritization tabs with the open and closed KYCs/NCAs/extensions? thanks From: Nina Tona Sent: Friday, May 18, 2018 12:44 PM To: Xavier Avila < ,.; Davide-A Sferrazza <lain> Cc: Ian Salters a Subject: RE: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK Hi Xavi — I informed Ian early this week that I will be leaving early today. I'll be heading out around 3pm, apologies but I can't attend as I am unable to make different arrangements. Thank you Nina Tona KCP products and services ore intended and avoiroble onlyfor persons who ore sophisticatedinstitutional investors within the meaning of the FiNFM Rule 4512(CX.3), and who are capable 0 evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evokiating. the ideas and products discussed herein. Trades and transactions ore subject to relevant internal approvals of DWIor its affiliates prior to execution, and the execution of any transaction a idea discussed hereinis conditional on lour becoming a client of Deutsche Bank Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein ore providedfor discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053985 CONFIDENTIAL SDNY_GM_00200169 EFTA01363751