EFTA01362559.pdf

Thank you Nina Tona From: Xavier Avila Sent: Tuesday, March 13, 2018 1:55 PM To: Nina Tona < >; Davide-A Sferrazza Alastair Mackinlay Cc: Martin Zeman >; Joshua Shoshan < >; Billy Obregon >; Ian Salters < Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List llj This is good, below my changes... Let's make sure we collate everyone's priorities....someone reach out to Tazia and co too to see if anything we are missing. From: Nina Tona Sent: Tuesday, March 13, 2018 1:16 PM To: Xavier Avila ; Davide-A Sferrazza >; Alastair Mackinlay Cc: Martin Zeman >; Joshua Shoshan < >; Billy Obregon Subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List DJ Hi Team, Please see the below and advise if the rank priority is correct and help me fill the blanks highlighted in green. Once get your confirmation, I will forward to Mat and Rita to manage. KYC Responsible Responsible Priority WM Client/ New KYC Review Case Target Live Team obcar ID -for -For Rank Account Name KYC Date Manager Due Trades Info/Docs Contact/CM Date 3/: ne KCP O3 Capital Yes pr< LATAM Global Fund Rita 2 ii N/A Xavi A Nina T Shteynberg ASAP Yes pe 3/: car asi Southern KCP US ite Financial LLC WE Zack be: 2 Martin Z Nina T Bunimovich ASAP Yes Fel KCP Tonelle Rita No 3 LATAM Limited Xavi A Nina T Shteynberg ASAP Yes Lis Anschutz rec KCP US Investments Yes pr< Co ser 4 N/A Martin Z Nina T Aisha Khan ASAP Yes Ma CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052030 CONFIDENTIAL SDNY_GM_00198214 EFTA01362559