EFTA01359941.pdf

Jeffrey - Thus far you have bought 72,700 shares of Citi 5.8% pfd at S24.23238. Please let us know if you want to modify. TDS From: Tazia smith/db/dbcom To: "jeffrey E." <[email protected]>, cc: Daniel sabba/db/dbco , Paul morris, Richard Kahn Stewart 01dfield/db/dbco vahe stepanian/db/dbco Date: 10/29/2014 10:57 AM Subject: Re: [C] Classification: confidential Jeffrey - Just tried your cell. You are done on 36,600 at 524.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. (Embedded image moved to file: pic00374.gif) From: Tazia Smith/db/dbcom To: "jeffrey E." cjeevacation@gmail .com>@DEuBAINT, cc: Richard Kahn >, Daniel sabba/db/dbco vahe stepanian/db/dr Pau Morris, Stewart oldfield/ co Date: 10/29/2014 10:02 AM Subject: Re: [c] classification: confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeffrey E." <[email protected]> To: Tazia smith/db/dbco , Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048103 CONFIDENTIAL SDNY_GM_00194287 EFTA01359941