📄 Extracted Text (77 words)
VI. Appendix: Paperwork Checklist
a. ISDA Unilateral
b. DB Dodd Frank Protocol (STINC and SFLLC)
c. KCP Non-Advisory Letter (for STINC and SFLLC)
d. FINRA 2111Institutional Suitability Certificate (for STINC and SFLLC)
e. Options (all 6 entities - SFLLC, STINC, Jeepers, Haze, Personal, Foundation)
f. Structured Solutions (all 6 entities)
g. FX (all 6 entities)
h. Pre-Post Market Trading Form (all 6 entities)
Confidential
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029968
CONFIDENTIAL SDNY_GM_00176152
EFTA01344477
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