EFTA01384716.pdf

HUBUS133 Alpha Group Capital HUDSON BAY FUND LP INVESTOR PROFILE FORM Form PF Investor Type. Under the reporting requirements on Form PF, the Partnership must organize its investors by certain specified investor groups set forth in Form PF. Accordingly. please check below the investor type that best describes the Investor. (Ifthe Investor is acting as agent or nominee for a Beneficial Owner, please check the item that best describes the Beneficial Owner.) Please check one: ❑ Individual that is a United States person— (or a trust of such a person) ❑ Broker-dealer Insurance company ❑❑❑❑❑❑❑❑ Investment company registered with the Securities and Exchange Commission Private fund*" Non-profit Pension plan (other than a governmental pension plan) Banking or thrift institution (proprietary) State or municipal government entity-- (other than a governmental pension plan) State or municipal governmental pension plan Other (please specify): For purposes of Form PF. the term "United States person' has the meaning provided in Rule 205(m}I under the Advisers Act, which includes any natural person that is resident in the United Stater. • For purposes of Form PF, the term 'private fund' means any issuer that would be an investment company as defined in Section 3 of the Company Act but for Section 3(c)( I ) or 3(cX7) of the Company Act. • For purposes of Form PF, the tarn "government entity" means any U.S. gate (including any U.S. gate, the District of Columbia, Puerto Rico. the U.S. Virgin Islands or any other posession of the United States) or political subdivision ofa state, including: (i) any agency, authority or instrumentality of the gate or political subdivision; (ii) a plan or pool of assets controlled by the state or political subdivision or any agency, authority or instnunentality thereof; and (iii) any officer, agent, or employee of the gate or political subdivision or any agency, authority or in.stnunentality thereof, acting in their official capacity. DOC ID 9978671.66 I6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085173 CONFIDENTIAL SONY GM_00231357 EFTA01384716