📄 Extracted Text (15,088 words)
GHISLAINE MAXWELL
1000 VENETIAN WAY APT 801
MIAMI FL 33139-1043
EFTA01566867
EFTA01566868
For the Period 11/1/13 to 11/30/13
Account Summary
Account
Number
Investment Account(s)
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Beginning Net
Market Value
5,218,128.72
430.00
1,917,781.95
1,027,149.23
999,650.02
$9,163,139.92
Ending Net
Market Value
5,207,883.66
430.00
1,922,706.42
1,030,494.11
999,577.42
$9,161,091.61
This account summary is provided for informational purposes and includes
assets at different entities.
(1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit
Insurance Corporation ("FDIC"), except for exchangelisted
options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The
Asset Account Statement reflects brokerage
transactions executed through J.P. Morgan Securities LLC ("JPMS"), see
"Portfolio Activity Detail". Equity securities, fixed income
securities, and listed options transactions are generally cleared through
JPMCC, a wholly owned subsidiary of 3PMS. Please see
"Additional Information About Your Accounts" at the end of the Asset Account
Statement.
(2) Assets held in Margin Account at JPMCC, member Financial Regulatory
Authority ("FINRA") and Securities Insurance Protection
Corporation ("SIPC"). The Margin Account Statement reflects brokerage
transactions executed by JPMS, see "Portfolio Activity
Detail". Such transactions are cleared and carried through JPMCC.
Please see disclosures located at the end of this statement package for
important information relating to each 3.P.Morgan account(s).
EFTA01566869
Change
In Value
(10,245.06)
0.00
4,924.47
3,344.88
(72.60)
($2,048.31)
Start on
Page
4
41
45
57
72
Client News
Please see the enclosed brochure for important
information regarding the tax treatment of debt
securities beginning on January 1, 2014.
Within your asset account, your current amortization
election applies to tax-exempt bonds purchased at a
premium. Changes in legislation for debt securities may
affect this election for securities acquired on or after
January 1, 2014.
0000036351.00.0.9E.00001.MAXWE04.20131203
Consolidated Statement Page 1
EFTA01566870
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566871
For the Period 11/1/13 to 11/30/13
Consolidated Summary
INVESTMENT ACCOUNTS
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
3,038,569.66
680,268.99
5,273,033.37
158,958.51
$9,150,830.53
12,309.39
$9,163,139.92
Ending
Market Value
3,141,230.80
674,481.29
5,171,721.21
162,193.27
$9,149,626.57
11,465.04
$9,161,091.61
Change
In Value
102,661.14
(5,787.70)
(101,312.16)
3,234.76
($1,203.96)
(844.35)
($2,048.31)
Estimated
120,887.95
13,887.52
66,198.66
Current
Annual Income Allocation
34%
7%
57%
2%
$200,974.13
100%
Equity
EFTA01566872
Alternative
Assets
Asset Allocation
Other
Cash &
Fixed Income
Current
Portfolio Activity
Beginning Market Value
Net Contributions/Withdrawals
Income & Distributions
Change in Investment Value
Ending Market Value
Accruals
Market Value with Accruals
Period Value
9,150,830.53
(17,358.10)
9,230.39
6,923.75
$9,149,626.57
11,465.04
$9,161,091.61
Year-to-Date
Value
8,349,688.16
(324,305.15)
82,617.62
1,041,625.94
$9,149,626.57
11,465.04
$9,161,091.61
This Consolidated Summary shows all of your investments at J.P. Morgan other
than investments we hold in trust for you. These investments may be held in
custody or investment
management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a
brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC").
Brokerage and margin accounts are
non-discretionary and all investment decisions are made by the client. J.P.
Morgan Securities LLC ("JPMS") does not provide advice on asset allocation
or investment management
services, nor do its personnel take discretion over any client accounts.
Such advice and services are provided exclusively by the Bank.
Consolidated Statement Page 2
EFTA01566873
For the Period 11/1/13 to 11/30/13
Consolidated Summary
INVESTMENT ACCOUNT(S) YEAR-TO-DATE
Portfolio Activity
GHISLAINE MAXWELL
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Tax Summary
GHISLAINE MAXWELL
GHISLAINE MAXWELL - OAP IHD
GHISLAINE MAXWELL - TAP DYS
GHISLAINE MAXWELL - TAP ARFI
Total Value
Account
IIII
Account
Number
eginning
Market Value
8,349,258.16
430.00
0.00
0.00
0.00
$8,349,688.16
Taxable
Income
(18,545.02)
49,695.62
26,552.59
16,745.27
$74,448.46
Net Contributions/
Withdrawals
(4,048,876.14)
1,733,357.50
995,069.57
996,143.92
($324,305.15)
EFTA01566874
Tax-Exempt
Income
5,895.16
1,108.27
1,165.73
$8,169.16
'Unrealized Gain/Loss represents data from the time of account inception to
the current statement period.
(27,112.21)
(7,279.27)
(4,262.78)
($38,654.26)
Other Income
& Receipts
Income &
Distributions
(12,649.86)
49,695.62
27,660.86
17,911.00
$82,617.62
Change in
Investment Value
914,835.30
133,820.24
7,702.66
(14,732.26)
$1,041,625.94
Realized Gain/Loss
Short-term
Long-term
(70,239.07)
4.44
30.78
($70,203.85)
Ending Market Value
with Accruals
5,207,883.66
430.00
1,922,706.42
1,030,494.11
999,577.42
$9,161,091.61
Unrealized
Gain/Loss'
55,226.96
160,928.01
14,951.15
(10,469.48)
$220,636.64
CONTINUED
EFTA01566875
Consolidated Statement Page 3
EFTA01566876
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL
270 P New York, NY 10017-2014
ACCT.
For t 1/1/13 to 11/30/13
Asset Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Holdings
Equity
Alternative Assets
Cash & Fixed Income
Other Assets
Portfolio Activity
Page
2
5
8
9
14
16
Account Page 1 of 37
Consolidated Statement Page 4
EFTA01566877
GHISLAINE MAXWELL
Account Summary
Asset Allocation
Equity
Alternative Assets
Cash & Fixed Income
Other
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
986,618.54
63,084.55
4,001,238.07
158,958.51
$5,209,899.67
8,229.05
$5,218,128.72
Ending
Market Value
1,084,470.72
59,695.64
3,896,207.83
162,193.27
$5,202,567.46
5,316.20
$5,207,883.66
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Securities Transferred In
Securities Transferred Out
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
(17,252.95)
1,261,426.54
(1,261,226.04)
($17,052.45)
1,574.49
8,145.75
$5,202,567.46
5,316.20
$5,207,883.66
Period Value
EFTA01566878
5,209,899.67
Change
In Value
97,852.18
(3,388.91)
(105,030.24)
3,234.76
($7,332.21)
(2,912.85)
($10,245.06)
Year-to-Date
Value
8,349,258.16
849,480.50
(4,019,492.11)
14,622,276.47
(15,501,141.00)
($4,048,876.14)
(12,649.86)
914,835.30
$5,202,567.46
5,316.20
$5,207,883.66
Estimated
50,794.36
21,432.91
$72,227.27
Current
Annual Income Allocation
23%
1%
73%
3%
100%
Equity
Other
Alternative
Assets
Cash &
Fixed Income
Asset War
ACCT.
For the Period 11/1/13 to 11/30/13
Account 052167006 Page 2 of 37
Consolidated Statement Page 5
EFTA01566879
GHISLAINE MAXWELL
Account Summary
Tax Summary
Domestic Dividends/Distributions
Foreign Dividends
Currency Gain/Loss
Interest Income
Taxable Income
Tax-Exempt Income
Bond Premium Amortization
Tax-Exempt Income
CONTINUED
Current
Period Value
22.58
1,598.18
(4,879.96)
4,833.69
$1,574.49
Year-to-Date
Value
14,999.78
11,364.69
(112,795.80)
67,886.31
($18,545.02)
10,000.00
(4,104.84)
$5,895.16
Unrealized Gain/Loss
To-Date Value
$55,226.96
LT Realized Gain/Loss
Realized Gain/Loss
Current
Period Value
Year-to-Date
Value
(70,239.07)
($70,239.07)
ACCT. Q52167006
For the Period 11/1/13 to 11/30/13
Note: * This summary is for informational purposes only and is not to be
used for any financial or tax purposes. This summary does not include
securities which are taxable at the
federal level but are state exempt. This summary may not include all income
derived from Municipal Securities; Please consult your tax advisor for tax
implications.
1 Other category combines all the remaining Tax Exempt Income generated by
securities in the account which may not have a state affiliation.
Tax-Exempt Income
EFTA01566880
Summary by State*
MA
MI
Current
Period Value
Year-to-Date
Value
1,410.07
1,410.85
Tax-Exempt Income
Summary by State*
TX
Tax-Exempt Income
Current
Period Value
Year-to-Date
Value
3,074.24
$5,895.16
Account 3 of 37
Consolidated Statement Page 6
EFTA01566881
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Account Summary
Cost Summary
Equity
Cash & Fixed Income
Other
Total
CONTINUED
Cost
1,034,682.24
3,878,264.12
92,027.29
$5,004,
Account age 4 of 37
Consolidated Statement Page 7
EFTA01566882
GHISLAINE MAXWELL
Equity Summary
Asset Categories
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Preferred Stocks
Concentrated & Other Equity
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Beginning
Market Value
363,803.33
11,850.00
152.21
444,460.00
166,353.00
$986,618.54
Ending
Market Value
459,317.45
16,110.00
160.27
443,979.00
164,904.00
$1,084,470 72
Current
Period Value
1,084,470.72
1,034,682.24
49,788.48
50,794.36
1,614.05
4.67%
Preferred Stocks
Equity as a percentage of your portfolio - 23 %
Change
In Value
95,514.12
4,260.00
8.06
(481.00)
(1,449.00)
$97,852.18
Current
EFTA01566883
Allocation
9%
1%
1%
9%
3%
23%
US Large Cap Equity
US Small/Mid Cap Equity
Non-US Equity
Concentrated & Other Equity
Asset Categories
ACCT. Q52167006
For the Period 11/1/13 to 11/30/13
Account Page 5 of 37
Consolidated Statement Page 8
EFTA01566884
GHISLAINE MAXWELL
ACCT. llMinn
For the Period 11/1/13 to 11/30/13
Equity Detail
Price
US Large Cap Equity
APACHE CORP
037411-10-5 APA
BANK OF AMERICA CORP
CITIGROUP INC NEW
GENERAL MOTORS CO
060505-10-4 BAC
52.92
172967-42-4 C
53.02
CV PFD B
37045V-20-9
SCHLUMBERGER LTD
SPDR S&P 500 ETF TRUST
TWITTER INC
806857-10-8 SLB
181.00
78462F-10-3 SPY
41.57
90184L-10-2 TWTR
Total US Large Cap Equity
$459,317.45
$435,852.56
$23,464.89
$7,716.86
$593.75
US Small/Mid Cap Equity
GERON CORP
374163-10-3 GERN
1.68%
2,000.000
83,140.00
90,320.00
(7,180.00)
1,495.000
270,595.00
250,407.85
20,187.15
5,072.53
1.87%
88.42
113.000
9,991.46
9,524.04
467.42
141.25
EFTA01566885
1.41%
1,000.000
53,020.00
50,000.00
3,020.00
2,375.00
593.75
4.48%
358.000
18,945.36
14,048.52
4,896.84
14.32
0.08%
15.82
944.000
14,934.08
10,148.85
4,785.23
37.76
0.25%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
91.49
95.000
8,691.55
11,403.30
(2,711.75)
76.00
0.87%
5.37
3,000.000
16,110.00
18,129.32
(2,019,1a1_______
AccounIMINNIRMOVIPage 6 of 37
Consolidated Statement Page 9
EFTA01566886
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Price
Non-US Equity
RIO TINTO PLC
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
Preferred Stocks
CITIGROUP CAPITAL XIII
7 7/8% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V
7% PFD
222388-20-9 CFC PB
3PM CHASE CAPITAL XXIX
6.7% PFD
48125E-20-7 3PM PC
Total Preferred Stocks
25.83
2,500.000
64,575.00
$443,979.00
62,500.00
$422,578.96
2,075.00
$21,400.04
4,187.50
$31,227.50
6.48%
7.03%
25.12
4,200.000
105,504.00
98,778.96
6,725.04
7,350.00
6.97%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
53.42
3.000
160.27
212.23
(51.96)
EFTA01566887
27.39
10,000.000
273,900.00
261,300.00
12,600.00
19,690.00
7.19%
Concentrated & Other Equity
JPMORGAN CHASE & CO
109.94
VAR RT PFD STK 04/30/2049
DTD 04/23/2008
46625H-HA-1 BBB /BA1
150,000.000
164,904.00
157,909.17
6,994.83
11,850.00
1,020.30
7.13%
AccoundlIIIIIIIIIIPage 7 of 37
Consolidated Statement Page 10
EFTA01566888
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Alternative Assets Summary
Beginning
Asset Categories
Hard Assets
Estimated Value
63,084.55
Alternative Assets Detail
Price
Hard Assets
ETFS METAL SECURITIES LTD
ISIN JE0081VS3770 SEDOL BlVS377
131994-91-5
SPDR GOLD TRUST
Total Hard Assets
78463V-10-7 GLD
$59,695.64
$76,999.78
120.70
190.000
22,933.00
31,931.40
122.14
301.000
36,762.64
45,068.38
Quantity
Estimated
Value
Cost
Est. Annual Income
Accrued Income
Ending
Estimated Value
59,695.64
Change
In Value
(3,388.91)
Current
Allocation
1%
AccountS Page 8 of 37
Consolidated Statement Page 11
EFTA01566889
GHISLAINE MAXWELL ACCT
For the Period 11/1/13 to 11/30/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Non-USD Cash
Non-USD Short Term
US Fixed Income
Non-US Fixed Income
Total Value
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Interest
Yield
Market Value
2,755,978.68
135,516.25
320,822.19
627,441.39
161,479.56
$4,001,238.07
Ending
Market Value
2,789,302.30
0.00
313,596.00
629,279.37
164,030.16
$3,896,207.83
Current
Period Value
3,896,207.83
3,878,264.12
17,943.71
21,432.91
3,702.15
0.42%
Change
In Value
33,323.62
(135,516.25)
(7,226.19)
1,837.98
2,550.60
($105,030.24)
Current
Allocation
EFTA01566890
52%
6%
12%
3%
73%
Non-USD Short Term
Non-US Fixed Income
Cash
US Fixed Income
Asset Categories
Cash & Fixed Income as a percentage of your portfolio - 73 %
Account Page 9 of 37
Consolidated Statement Page 12
EFTA01566891
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1-5 years,
10+ years,
Total Value
1
SUMMARY BY TYPE
Market
Value
3,369,332.83
311,229.00
215,646.00
$3,896,207.83
% of Bond
Portfolio
88%
7%
5%
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Note:
A - Bonds purchased at a premium show amortization.
1
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
3PM NY MUNI MMKT FD - MORGAN
FUND 3
7-Day Annualized Yield: .01%
Total Cash
1.00
1.00
2,789,301.30
1.00
2,789,301.30
1.00
$2,789,302.30
2,789,301.30
1.00
$2,789,302.30
$0.00
$278.93
$22.02
0.01%
EFTA01566892
278.93
22.02
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Cash & Fixed Income
Cash
Corporate Bonds
Municipal Bonds
International Bonds
Mutual Funds
Total Value
Market
Value
2,789,302.30
311,229.00
215,646.00
558,424.49
21,606.04
$3,896,207.83
% of Bond
Portfolio
73%
7%
5%
14%
1%
100%
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Account Page 10 of 37
Consolidated Statement Page 13
EFTA01566893
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 t/11.3
Price
Non-USD Short Term
JP MORGAN CHASE BANK - CAD
LONDON TIME DEPOSITS 0.6200%
DATED 11/27/2013 MATURITY 12/04/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2537V9-9F-4 AD
JP MORGAN CHASE BANK - NOK
LONDON TIME DEPOSITS 0.9500%
DATED 11/27/2013 MATURITY 12/04/2013
HELD BY LONDON TREASURY SERVICES
Bearer
2537V9-9P-2 OK
Total Non-USD Short Term
$313,596.00
$324,220.26
($10,624.26)
$2,616.43
$28.86
US Fixed Income
JPM MANAGED RESERVES FD - GBP-C-DIST
ISIN LU0539309053
051398-91-5 BP
ISHARES GBP CORPORATE BOND UCITS ETF
ISIN IE00BO0FV011 SEDOL BOOFV01
461278-91-3 BP
HSBC FINANCE CORP
MEDIUM TERM NOTE 2.9% OCT 15 2015
DTD 10/15/2010
40429X-YB-6 A /BAA
205.77
103.09
105.00
100,000.00
21,606.04
103,090.00
19,023.08
100,000.00
2,582.96
194.37
3,090.00
2,900.00
370.50
1.23%
10,443.11
7.74
80,798.33
81,082.31
EFTA01566894
(283.98)
0.88%
16.35
1,245,711.78
203,682.46
210,263.63
(6,581.17)
1,934.98
21.39
1.02%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
94.46
116,365.46
109,913.54
113,956.63
(4,043.09)
681.45
7.47
0.63%
Account Page 11 of 37
Consolidated Statement Page 14
EFTA01566895
GHISL
ACCT.
For the Period 11/1/13 to 11/30/13
Price
US Fixed Income
GENERAL ELEC CAP CORP
MEDIUM TERM FLOATING RATE NOTE
MAY 11 2016 DTD 05/11/2007
36962G-2V-5 AA+ /A1
BANK OF AMERICA CORP
MEDIUM TERM NOTE
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
A MI ST MUNI BOND AUTH
ST CLEAN WTR REVOLVING FD 5%
OCT 01 2026 DTD 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 @ 100
59455T-PF-3 AAA /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL
DIST PERM SCH GTD FUND UNLIMITED TAX
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 @ 100
090874-FV-5 AAA /AAA
A MA ST HLTH & EDUCTNL FACS AUTH
REVENUE HARVARD UNIV 5% B
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 @ 100
57586C-FW-0 AAA /AAA
Total US Fixed Income
$629,279.37
$607,236.24
$615,466.89
$22,043.13
$18,537.55
$3,651.27
2.14%
104.28
50,000.00
52,140.00
51,859.21
54,040.00
280.79
2,500.00
944.40
4.65%
108.46
100,000.00
EFTA01566896
108,462.00
106,614.58
110,503.00
1,847.42
5,000.00
1,472.20
4.24%
110.09
50,000.00
55,044.00
53,262.56
55,424.00
1,781.44
2,500.00
416.65
3.99%
105.55
150,000.00
158,329.50
150,000.00
8,329.50
5,400.00
240.00
1.67%
99.62
50,000.00
49,809.50
45,394.50
4,415.00
237.55
13.15
0.63%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
AccountIIIIIIIIIIIIPage 12 of 37
Consolidated Statement Page 15
EFTA01566897
GHISLAINE MAXWELL ACCT
For the Period 11/1/13 to 11/30/13
Price
Non-US Fixed Income
BLUEBAY HIGH YIELD BD FD GBP HDG-DB
ISIN LU0222772518
G13289-92-4 BP
ISHARES GBP INDEX-LINKED GILTS
UCITS ETF
ISIN IE00B1FZSD53 SEDOL B1G52V0
46578W-92-2 BP
Total Non-US Fixed Income
$164,030.16
$157,505.32
$6,524.84
$0.00
0.00%
21.47
5,790.00
124,291.87
118,212.32
6,079.55
211.49
187.90
39,738.29
39,293.00
445.29
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 13 of 37
Consolidated Statement Page 16
EFTA01566898
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Other Summary
Asset Categories
Balanced
Beginning
Estimated Value
158,958.51
Ending
Estimated Value
162,193.27
Change
In Value
3,234.76
Current
Allocation
3%
Current
Market Value/Cost
Estimated Value
Tax Cost
Estimated Gain/Loss
Note:
**
Period Value
162,193.27
92,027.29
4,798.91
Unrealized Gain/Loss is shown as "N/A" in cases where we do not have
appropriate cost information for all tax lots comprising the position.
Please contact your J.P. Morgan team for additional
information.
Other Detail
Price
Balanced
JPM INC OPP FD - GBP A - DIST(HDG)
ISIN LU0323456201
287991-93-9 BP
148.87
450.272
67,030.18
1,663.11 **
N/A
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accrual
Account Page 14 of 37
EFTA01566899
Consolidated Statement Page 17
EFTA01566900
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Price
Balanced
PIMCO FUNDS GLOBAL INVESTORS SERIES
- GLOBAL INVESTMENT GRADE CREDIT
FUND
ISIN IE00B3BMD843 SEDOL B3BMD84
695421-91-7 BP
Total Balanced
$162,193.27
$92,027.29
$4,798.91
21.82
4,361.513
95,163.09
90,364.18
4,798.91
Quantity
Value
Adjusted Cost
Original Cost
Unrealized
Gain/Loss
Accruals
Account Page 15 of 37
Consolidated Statement Page 18
EFTA01566901
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - U S Dollar
Beginning Cash Balance
PRINCIPAL
Current
Transactions
INFLOWS
Income
Contributions
Foreign Exchange - Inflows
Total Inflows
OUTFLOWS **
Total Outflows
Withdrawals
$0.00
TRADE ACTIVITY
Settled Sales/Maturities/Redemptions
Settled Securities Purchased
Total Trade Activity
Ending Cash Balance
17,190.60
(90,320.00)
($90,320.00)
$2,789,301.30
(340,727.85)
($323,537.25)
-$0.00
$0.00
$0.00
-119,001.22
$123,643.62
Period
Value
2,755,977.68
4,642.40
Year-To-Date
Value*
-79,088.68
849,480.50
323,460.34
$1,252,029.52
(4,000,000.00)
($4,000,000.00)
$0.00
$0.00
INCOME
Current
Period
Value
0.00
EFTA01566902
Year-To-Date
Value*
-$0.00
$0.00
Current
Cost
Adjustments
Amortization
Total Cost Adjustments
Period Value
$0.00
Year-To-Date
Value*
(4,104.84)
($4,104
Account Page 16 of 37
Consolidated Statement Page 19
EFTA01566903
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - U S Dollar
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
11/1
11/1
11/12
11/15
11/22
11/22
11/25
11/26
Interest Income
Interest Income
Corporate Interest
Corporate Interest
Div Domest
Div Domest
Spot FX
Spot FX
Description
DEPOSIT SWEEP INTEREST FOR 10/01/13 - 10/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$2,743,918.27 AS OF 11/01/13
COUNTRYWIDE CAPITAL V 7% PFD @ 0.4375 PER SHARE
(ID: 222388-20-9)
GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE
NOTE MAY 11 2016 DTD 05/11/2007
(ID: 36962G-2V-5)
BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV
15 2016 DTD 11/04/2010 (ID: 06050W-DW-2)
APACHE CORP @ 0.20 PER SHARE (ID: 037411-10-5)
CITIGROUP INC NEW @ 0.01 PER SHARE
(ID: 172967-42-4)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
TRY EXCHANGE RATE 2.012000000 DEAL 11/22/13
VALUE 11/25/13 (ID: OTRYPR-AA-5)
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE .915400000 DEAL 11/22/13
VALUE 11/26/13 (ID: OAUDPR-AA-8)
Account Q52167006 Page 17 of 37
Consolidated Statement Page 20
(100.000)
(103.25)
EFTA01566904
91.54
(239,000.000)
(124,045.53)
118,787.28
150,000.000
95.000
358.000
0.018
0.20
0.01
2,700.00
19.00
3.58
4,200.000
50,000.000
0.438
0.001
1,837.50
59.38
Quantity
Cost
Per Unit
Amount
PRINCIPAL
Amount
22.94
INCOME
Amount
EFTA01566905
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
11/26
Spot FX
Total Inflows & Outflows
TRADE ACTIVITY
Trade Date
Settle Date
Type
Settled Securities Purchased
11/7
Purchase
11/13
Description
TWITTER INC @ 45.10 90,200.00 BROKERAGE 120.00
J.P. MORGAN SECURITIES LLC (ID: 90184L-10-2)
Quantity
2,000.000
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13
VALUE 11/26/13 (ID: OHKDPR-AA-4)
$123,643.62
Quantity
Cost
Per Unit
Amount
(950.000)
(122.44)
PRINCIPAL
Amount
122.40
INCOME
Amount
Per Unit
Amount
45.16
Market Cost
Accoun Page 18 of 37
Consoll!!!!!"!!!!ement Page 21
EFTA01566906
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to
Portfolio Activity Summary - Australia Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
Ending Cash Balance
Period Value
-(91.54)
($91.54)
-Year-To-Date
Value*
-(91.54)
($91.54)
-Local
Value
Current
Period Value
100.00
(100.00)
(100.00)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
--Year-To-Date
Value*
-(100.00)
EFTA01566907
(100.00)
-Account
Page 19 of 37
Consolidated Statement Page 22
EFTA01566908
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - Australia Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/26
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
AUD EXCHANGE RATE .915400000 DEAL 11/22/13
VALUE 11/26/13 (ID: OAUDPR-AA-8)
Quantity
91.540
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(91.54)
(100.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(11.71)
Account Page 20 of 37
Consolidated Statement Page 23
EFTA01566909
GHISLAINE MAXWELL ACCT. "MI=
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-66.88
$66.88
(66.88)
($66.88)
-Year-To-Date
Value*
-639.58
$639.58
(639.58)
($639.58)
-Local
Value
Current
Period Value
0.00
70.12
70.12
(70.12)
(70.12)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566910
Year-To-Date
Value*
--Year-To-Date
Value*
-657.13
657.13
(657.13)
(657.13)
-Account
Page 21 of 37
Consolidated Statement Page 24
EFTA01566911
GHISLAINE MAXWELL ACCT
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary Canadian Dollar
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
443,978.45
(443,924.94)
Year-To-Date
Value*
4,856,764.04
(5,311,001.75)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/6
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 10/30/2013 MATURITY 11/06/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2537L9-9L-2)
11/6
11/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2537N9-9N-6)
11/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
(14.020)
(13.36)
(14.02)
AccountliIIIIIINIPage 22 of 37
Consolidated Statement Page 25
(14.020)
116,323.380
(13.42)
(14.02)
EFTA01566912
13.36
14.02
Quantity
116,309.360
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.42
14.02
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566913
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/13
Foreign Interest
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2537N9-9N-6)
11/13
11/20
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/13/2013 MATURITY 11/20/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2537Q9-9V-5)
11/20
11/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Foreign Interest
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/20/2013 MATURITY 11/27/2013
HELD BY LONDON TREASURY SERVICES
(ID: 2537S9-9S-0)
11/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR
(ID: OCADPR-AA-6)
Total Inflows & Outflows
(14.030)
(13.31)
(14.03)
$0.00
(14.030)
116,351.430
(13.43)
(14.03)
13.31
14.03
(14.020)
116,337.400
(13.36)
(14.02)
13.43
14.03
EFTA01566914
Quantity
116,323.380
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
13.36
14.02
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Account 052167006 Page 23 of 37
Consolidated Statement Page 26
EFTA01566915
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
11/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537N9-9N-6)
11/13
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/13/2013 MATURITY 11/20/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537Q9-9V-5)
11/20
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/20/2013 MATURITY 11/27/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537S9-9S-0)
11/27
Receipt of Assets
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/27/2013 MATURITY 12/04/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537V9-9F-4)
Total Securities Transferred In
Securities Transferred Out
11/6
Free Delivery
$443,978.45
116,365.460
113,956.63
110,398.42
116,351.430
113,943.32
111,357.06
116,337.400
113,929.89
110,871.44
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
EFTA01566916
Cost
116,323.380
113,916.53
Transaction
Market Value *
111,351.53
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 10/30/2013 MATURITY 11/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537L9-9L-2)
(116,309.360)
113,903.11
(111,338.11
Account Page 24 of 37
Consolidated Statement Page 27
EFTA01566917
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
11/13
Free Delivery
Description
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537N9-9N-6)
11/20
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/13/2013 MATURITY 11/20/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537Q9-9V-5)
11/27
Free Delivery
JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS
0.6200% DATED 11/20/2013 MATURITY 11/27/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537S9-9S-0)
Total Securities Transferred Out
($443,924.94)
(116,351.430)
113,943.32
(110,385.11)
(116,337.400)
113,929.89
(111,343.64)
Quantity
Cost
(116,323.380)
113,916.53
Transaction
Market Value *
(110,858.08)
Account Page 25 of 37
Consolidated Statement Page 28
EFTA01566918
GHISLAINE MAXWELL ACCT.-
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Hong Kong Dollar
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
Ending Cash Balance
Period Value
-(122.40)
($122.40)
-Year-To-Date
Value*
-(122.40)
($122.40)
-Local
Value
Current
Period Value
950.00
(950.00)
(950.00)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Year-To-Date
Value*
--Year-To-Date
Value*
-(950.00)
EFTA01566919
(950.00)
-Account
Page 26 of 37
Consolidated Statement Page 29
EFTA01566920
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Detail - Hong Kong Dollar
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/26
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
HKD EXCHANGE RATE 7.761500000 DEAL 11/22/13
VALUE 11/26/13 (ID: OHKDPR-AA-4)
Quantity
122.400
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(122.40)
(950.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(0.04)
Account age 27 of 37
Consolidated Statement Page 30
EFTA01566921
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Norwegian Krone
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
OUTFLOWS **
Total Outflows
Withdrawals
Ending Cash Balance
Period Value
-146.99
$146.99
(146.99)
($146.99)
-Year-To-Date
Value*
-1,792.10
$1,792.10
(1,792.10)
($1,792.10)
-Local
Value
Current
Period Value
0.00
895.81
895.81
(895.81)
(895.81)
0.00
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
EFTA01566922
Year-To-Date
Value*
--Year-To-Date
Value*
-10,475.81
10,475.81
(10,475.81)
(10,475.81)
-Account
MROOMMOMOO Page 28 of 37
Consolidated Statement Page 31
EFTA01566923
GHISLAINE MAXWELL ACCT.M.Ill
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Norwegian Krone
Current
Securities Transferred In/Out
Securities Transferred In
Securities Transferred Out
Period Value
817,448.09
(817,301.10)
Year-To-Date
Value*
9,765,512.43
(10,190,139.25)
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/6
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2537L9-9V-0)
11/6
11/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2537N9-9W-6)
11/13
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
(217.880)
(35.15)
(217.88.m .
Account Page 29 of 37
Consolidated Statement Page 32
(217.840)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,033.810
0.9000% DATED 11/06/2013 MATURITY 11/13/2013
(36.47)
(217.84)
35.15
217.88
Quantity
EFTA01566924
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,815.970
0.9000% DATED 10/30/2013 MATURITY 11/06/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
36.47
217.84
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
EFTA01566925
GHISLAINE MAXWELL ACCT.IIIIIIIIII
For the Period 11/1/13 to 11/30/13
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/20
Foreign Interest
Description
HELD BY LONDON TREASURY SERVICES
(ID: 2537R9-9C-6)
11/20
11/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Foreign Interest
HELD BY LONDON TREASURY SERVICES
(ID: 2537T9-9D-2)
11/27
Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE
(ID: ONOKPR-AA-1)
Total Inflows & Outflows
SECURITIES TRANSFERRED IN/OUT
Notes:
Settle Date Selection Method
Securities Transferred In
11/6
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537N9-9W-6)
(242.170)
(39.58)
(242.17)
$0.00
(217.920)
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,469.610
1.0000% DATED 11/20/2013 MATURITY 11/27/2013
(35.79)
(217.92)
39.58
242.17
Quantity
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,251.690
0.9000% DATED 11/13/2013 MATURITY 11/20/2013
Amount USD
Local Value
PRINCIPAL
Amount USD
EFTA01566926
Local Value
35.79
217.92
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Quantity
Cost
1,245,033.810
210,153.11
Transaction
Market Value *
208,413
Accounta Page 30 of 37
Consolidated Statement Page 33
EFTA01566927
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred In
11/13
Receipt of Assets
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 11/13/2013 MATURITY 11/20/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537R9-9C-6)
11/20
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 11/20/2013 MATURITY 11/27/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537T9-9D-2)
11/27
Receipt of Assets
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9500% DATED 11/27/2013 MATURITY 12/04/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537V9-9P-2)
Total Securities Transferred In
Securities Transferred Out
11/6
Free Delivery
$817,448.09
1,245,711.780
210,263.63
203,607.55
1,245,469.610
210,224.05
204,535.79
Quantity
Cost
1,245,251.690
210,188.26
Transaction
Market Value *
200,890.78
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 10/30/2013 MATURITY 11/06/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537L9-9V-0)
EFTA01566928
11/13
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 11/06/2013 MATURITY 11/13/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537N9-9W-6)
(1,245,033.810 )
210,153.11
(200,855.63)
(1,244,815.970 )
210,116.64
(208,37
Account Page 31 of 37
Consolidated Statement Page 34
EFTA01566929
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Notes:
* Transaction Market Value is representative of the prior trading day's
market value. This is for informational purposes only and is not to be used
for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type
Settle Date Selection Method
Securities Transferred Out
11/20
Free Delivery
Description
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
0.9000% DATED 11/13/2013 MATURITY 11/20/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537R9-9C-6)
11/27
Free Delivery
JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS
1.0000% DATED 11/20/2013 MATURITY 11/27/2013
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2537T9-9D-2)
Total Securities Transferred Out
($817,301.10)
(1,245,469.610 )
210,224.05
(203,567.97)
Quantity
Cost
(1,245,251.690 )
210,188.26
Transaction
Market Value *
(204,500.00)
Account'age 32 of 37
Consolidated Statement Page 35
EFTA01566930
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value
Current
Transactions
Income
INFLOWS
Total Inflows
OUTFLOWS **
Withdrawals
Tax Payments
Total Outflows
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
-Period
Value
Beginning Cash Balance
-1,598.18
$1,598.18
(17,039.08)
($17,039.08)
Year-To-Date
Value*
-9,600.19
$9,600.19
(17,039.08)
(21.35)
($17,060.43)
(2,588.16)
($2,588.16)
-Local
Value
Current
Period Value
9,544.49
1,003.41
1,003.41
(10,547.90)
(10,547.90)
Year-To-Date
Value*
-6,158.50
6,158.50
(10,547.90)
(13.37)
(10,561.27)
EFTA01566931
0.00
0.00
(1,666.50)
(1,666.50)
-Account
?E• Page 33 of 37
Consolidated Statement Page 36
EFTA01566932
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary Pound Sterling
INCOME
US Dollar Value
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0 00
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Pound Sterling
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/13
11/26
Foreign Dividend
Description
ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN
IE00B1FZSD53 SEDOL B1G52V0 @ 0.1733 PER SHARE
(ID: 46578W-92-2)
Misc Disbursement GBP DELD TO BARCLAYS BANK PLC GHISLAINE MAXWELL
POUND STERLING (ID: OGBPPR-AA-9)
Total Inflows & Outflows
(10,547.900)
(17,039.08)
(10,547.90)
($15,440.90)
390.04
$390.04
Quantity
5,790.000
Amount USD
Local Value
0.276
0.173
PRINCIPAL
Amount USD
EFTA01566933
Local Value
1,598.18
1,003.41
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
Year-To-Date
Value*
--Account
Page 34 of 37
Consolidated Statement Page 37
EFTA01566934
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Turkish Lira New
PRINCIPAL
US Dollar Value
Current
Transactions
Beginning Cash Balance
INFLOWS
Total Inflows
Income
$0.00
OUTFLOWS **
Total Outflows
Foreign Exchange - Outflows
TRADE ACTIVITY
Total Trade Activity
(118,787.28)
($118,787.28)
Settled Sales/Maturities/Redemptions
$0.00
Ending Cash Balance
-Period
Value
-Year-To-Date
Value*
-10,063.74
$10,063.74
(118,787.28)
($118,787.28)
103,217.82
$103,217.82
-Local
Value
Current
Period Value
239,000.00
0.00
(239,000.00)
(239,000.00)
Year-To-Date
Value*
-19,500.00
19,500.00
(239,000.00)
(239,000.00)
0.00
0.00
INCOME
US
Dollar Value
EFTA01566935
Current
Transactions
Beginning Cash Balance
Ending Cash Balance
Period Value
--Year-To-Date
Value*
--Local
Value
Current
Period Value
0.00
0.00
Year-To-Date
Value*
--200,000.00
200,000.00
-Account
a Page 35 of 37
Consolidated Statement Page 38
EFTA01566936
GHISLAINE MAXWELL ACCT.Ian
For the Period 11/1/13 to 11/30/13
Portfolio Activity Summary - Turkish Lira New
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Portfolio Activity Detail - Turkish Lira New
INFLOWS & OUTFLOWS
Per Unit
Type
Settle Date Selection Method
11/25
Spot FX
Description
SPOT CURRENCY TRANSACTION - SELL BUY USD SELL
TRY EXCHANGE RATE 2.012000000 DEAL 11/22/13
VALUE 11/25/13 (ID: OTRYPR-AA-5)
Quantity
118,787.280
Amount USD
Local Value
PRINCIPAL
Amount USD
Local Value
(118,787.28)
(239,000.00)
INCOME
Amount USD
Local Value
Currency
Gain/Loss USD
(5,258.
Account Page 36 of 37
Consolidated Statement Page 39
EFTA01566937
GHISLAINE MAXWELL ACCT.
For the Period 11/1/13 MR
Settled Foreign Exchange Contracts
Currency
Trade Date
Settle Date Counter Currency
Trade Related
TURKISH LIRA NEW
U S DOLLAR
AUSTRALIA DOLLAR
U S DOLLAR
HONG KONG DOLLAR
U S DOLLAR
Nov. 22 13
Nov. 25 13
Nov. 22 13
Nov. 26 13
Nov. 22 13
Nov. 26 13
TRY
USD
AUD
USD
HKD
USD
(239,000.00)
118,787.28
(100.00)
91.54
(950.00)
122.40
2.012000
0.915400
7.761500
1.926712
1.032500
7.758902
118,787.28
91.54
122.40
(124,045.53)
(103.25)
(122.44)
(5,258.25)
(11.71)
(0.04)
Amount
Counter Amount Contract Rate Revaluation Rate
Contracted Base
Amount USD
Revalued
EFTA01566938
Amount USD
Current
Account Page 37 of 37
Consolidated Statement Page 40
EFTA01566939
THIS PAGE INTENTIONALLY LEFT BLANK
EFTA01566940
J.P. Morgan Securities LLC
GHISLAINE MAXWELL
383 M • nue, New York, NY 10179
ACCT.
For the Period 11/1/13 to 11/30/13
Margin Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Transactions cleared and carried through J.P. Morgan Clearing Corp. Three
Chase Metrotech Center, Brooklyn, NY 11245-0001,
(347) 643-2578
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Portfolio Activity
Page
2
4
Account Page 1 of 4
Consolidated Statement Page 41
EFTA01566941
GHISLAINE MAXWELL
Account Summary
MARGIN
Cash
Asset Allocation
Cash & Fixed Income
Market Value
Market Value
0.00
$0.00
Margin
Market Value
430.00
$430.00
Current
Portfolio Activity
Beginning Market Value
Ending Market Value
Period Value
430.00
$430.00
Short
Market Value
0.00
$0.00
Year-to-Date
Value
430.00
$430.00
Total
430.00
$430.00
Estimated
$0.00
Current
Market Value Annual Income Allocation
100%
100%
ACCT. 24155873
For th ' /1/13 to 11/30/13
Accoun Page 2 of 4
Consolidated Statement Page 42
EFTA01566942
GHISLAINE MAXWELL
ACCT.
For the Period 11/1/13 to 11/30/13
Cash & Fixed Income Detail
Quantity
Price
Cash
US DOLLAR
1.00
430.00
Margin
430.00
430.00
Account
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Account Page 3 of 4
Consolidated Statement Page 43
EFTA01566943
GHISLAINE MAXWELL
Portfolio Activity Summary
PRINCIPAL
Current
Transactions
Portfolio Activity Detail
Beginning Cash Balance
Ending Cash Balance
Period Value
430.00
$430.00
Year-To-Date
Value
--INCOME
Current
Period
Value
0.00
$0.00
Year-To-Date
Value
--ACCT.
24155873
For the Period 11/1/13 to 11/30/13
No Activit This Period
Accoun Page 4 of 4
Consolidated Statement Page 44
EFTA01566944
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL - OAP IHD
270 Park Av nu New York, NY 10017-2014
ACCT.
For the Period 11/1/13 to 11/30/13
Investment Management Account
J.P. Morgan Team
James Buckley
Jason Bell
Janet Young
Gina Magliocco
Jason Grosse
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
212/464-1536
212/464-2084
800/634-1318
Table of Contents
Account Summary
Page
2
Holdings
Equity
Portfolio Activity
4
10
AccounIIIIIIIIIIIPage 1 of 12
Consolidated Statement Page 45
EFTA01566945
GHISLAINE MAXWELL - OAP IHD
Account Summary
Asset Allocation
Equity
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,914,506.98
$1,914,506.98
3,274.97
$1,917,781.95
Ending
Market Value
1,916,873.36
$1,916,873.36
5,833.06
$1,922,706.42
Current
ℹ️ Document Details
SHA-256
7979837b72439b3c9a1db397b434b3f1cc10efc3dfd7b801abb664c503a66de8
Bates Number
EFTA01566867
Dataset
DataSet-10
Document Type
document
Pages
153
Comments 0