EFTA01201744.pdf

From: Tazia Smith To: [email protected] Cc: Richard Kahn Subject: Re: [C] Date: Wed, 29 Oct 2014 12:44:28 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12); unnamed(13) Classification: Confidential thanks - will do! Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email Panitrpcirr Per!amt. Front "jeffrey E." leevacationegmailcom> To: Tazia Smi0ldbldbcam@DBAMERICAS. Richard Kahn Dale: 10129/2014 08:43 AM Subject: Re: IC] vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia EFTA01201744 From. Tazia Smith/db/dbcom To: jetirey .4jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn ~>. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia rA n Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Pan-io-pcfr Peiftrein From: Tazia Smith/db/dbcom To: jetirey .4jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn < ).. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] EFTA01201745 Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia IC 5.8 12/31/49 1 24.075 +.168 N24.070 ;24.090T 3 x1 EXCF • At 14:16 Vol 78,687 0 23.911DH 24.099D L 23.880D Val 1.888M EP044023 Pfd 95) Save As 90 Actio- 1 Edr^VIO Table— Line Chart :0;28/20:3 :0/28/20:4 L2St Price une I 1..1:Compare mov. Avgs volume USD !, 1D 3D 1M 6M YTD 1Y SY Max Daily • 7 cc seariwistixty 11 Event 0 + Track -!--Annotate m News-O, Zoom 0-24.500 24.075 24.075 1 • Last Price T High on 06/30/1424.400 I-23.500 -9- Average 22.792 1 Low on 12/11/13 20.590 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 0-20.500 ■ Volume 78687.000 0.4M . rrir ' 1'77 1 . 77" MCI 0.2M I 1 r Fir imelitikattiolumbhisilmiu 78687.000 Dec Mar Jun Sep 2013 2014 VWAP from time of Order Entry: $24.0117 EFTA01201746  IC 5.8 12/31/49 $ 124.075 +.168 N24.070/24.0901 3 x1 EXCI- . At 14:16 Vol 78.691 0 23.911D H 24.099D L 23.880D Val 1.888M EP044023 Pfd a nges VWAP 10:56 10 28/14 Price Filter Calculation Bloomber. Definition M rr 14:23 10 28 14 Vol Filter Amount @ Part% [Calculation (Price) I I VWAP ?MAP Volume Value Traded Trades! Avg Size1 Std Dev Bloomberg 24.0117 67,085 1.611HLN 198 339 0.040044 Custom 0 24.0117 67,085 1.611I1LN 198 339 0.040044 1:1 Summary Z Top Trades (AQR) Price Chart (VAP) 4 Price Table (a 11) Ey Trade Side f IZ By Excharge El PDF Line Bid Volume • Hid Volume Ask Volume • VWAP Tazia Smith I Director Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-101,4 -er Perform. From: Tazia Smith/db/dbcom To: Wray <jeevacation(ggmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to EFTA01201747 participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 $ 1 24.041 +.134 N24.050 /24.080N 4x3 EXCI- . At 13:03 Vol 67.374 0 23.911D H 24.080D L 23.880D Va1 1.616M EP044023 Pfd Line Chart 10125/2013 10/28/2014 Last Price Line 1:1) COrtipare NOV. MISS Volume USD 10 3D lfrt 6M YTD lY SY Max Dally V 7 re. Secunry/Saxly 4 Event + Track Annotate m News 4 Zoom 0-24.500 • Last Price 24.041 24.041 ..1 T High on 06/30/14 24.400 I-23.500 -0- Average 22.792 1 Low on 12/11/13 20.590 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 1 TNVolume 67374.000 rrr- 'sr!' trririn MCI Dec I Mar rlurn 1 Jun Sep : 2013 2014 From: Tazia Smith/db/dbcom To: leffrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn •it ).. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201748  C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd 95) Save As -1(ii Notions - 97) Edit - 98) Table Line Chart -0/2812013 10/25/2014 Last Price A Line 7..1 Compare ”ov. Av;,s volume REM iM 6M YTD 1.• 51, Max Daily • • O.1 Security/Study .4 Event O 4- Track .! Annotate O. ZOOM 24.500 • Last Price 24.000 24.000 T High on 06/30/1424.400 23.500 -0- Average 22.792 Low on 12/11/13 20.590 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M f rti MM I lrrri T I -r- 57452.000 Dec Mar Jun Sep 2013 I 2014 Front Tazia Smithiclbklbcom To: "jeflrey E." <[email protected]>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201749 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01201750  please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. 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