EFTA01358464.pdf

• W-9 • Organization Chart o Per attachment "Southern Financial Operating Agreement" (pages 1, 16) • Southern Trust Company Inc. is the sole member of Southern Financial LLC Jeffrey Epstein is the sole shareholder of Southern Trust Company inc. • UBOs (Owners) that own greater than 10% o Jeffrey Epstein is the sole U80 (see "Organization Chart" above) • The source of funds for the UBOs (owners) that are greater than 10% o Jeffery Epstein began his financial career in the mid 70s as an options trader at Bear Stearns and became a partner in early 80s. Early thereafter, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In the mid 90s, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. His wealth has come from his days at Bear Stearns and his financial management firms. • List of Legal representatives o Per attachment "Southern Financial Operating Agreement" (pages 16) • Jeffrey Epstein, Darren K. Indyke, Richard Kahn • Annual report o See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company inc. Financials June 2017" for latest financial statements • Source of Wealth o As said in above paragraph about the source of funds of any UBO greater than 1096, Jeffery Epstein's wealth has come from his long career at Bear Stearns and his financial management firms. • Client Contact 0 Richard Kahn 0 0 • Formation Document o Attached LLC Documents include the Articles of Organization From: Nina Tona Sent: Tuesday, March 27, 2018 6:02 PM To: Zack Bunimovich •a Xavier Avila Martin Zeman ; Rita Shteynberg Man Patel Cc: Liam Osullivan < ; Mathew Negus , Alastair Mackinlay Davi e-A S errazza < ; Anthony Lentini u ect: : out ern manna LLC - KYC and credit derivatives/convertible bonds onboarding [C] (I) Classification: For Internal use only tie did reach out, not sure if they have responded. Thank you Nina Tona CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0046241 CONFIDENTIAL SDNY GM_00192425 EFTA01358464