EFTA01360887.pdf
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DB12000P - Deutsche Bank Private Bank Alert
Batch Date: 05/29/2013 Alert Date: 05/29/2013
Organization: Southern Financial LLC
Address: Countty United States
Tracking ID: 6229369 Reporting ID: 6229369
Alert #: 7 Alert ID: 1559801.11522860.24893031
Entity Information
Entity ID:
Entity Name: Southern Financial Group
Alias: SFG
Event: SEC - SEC Violations (Insider Trading, Securities Fraud)
ACT - Disciplinary, Regulatory Action
0429/2008, Litigation Release No. 20543/ Securities and Exchange Commission v. Elfindepan. S.A., et al.,
United States District Court for the Middle District of North Carolina, Civil Action No. 1:00CV00742 Final
Judgments Entered Against Elfindepan S.A., Strategic Asset Funds S.A.. and Southem Financial Group for
Fraudulent High-Yield Investment Scam.
Source Information
RDC URL: https://orid.rdc.conVwss/entity.html?entityld=28d4c04c98834f5f5d3f3d53eb346cc4
Source Name: SEC Litigation Releases - 2008, 11/11/2009
Source URL: http://www.sec.govnitigation/litreleases/Irtrelarchive/litarchive2008.shtml
Entity URL: http://www sec.gov/litigationAitreleases/2008/Ir20543.htm
Censistent varli the terms and conditions of your RDC Subscriber Agreement the otormaten contemned in thrsdecumeM Is for alert purposes only and is rot to be lead lee purposes ol detenrsreng an
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Renew& to mete it only te employees reaming such rrelcanatesee and not to release or disci:seat° any other Party The Alert ntennabon contained in the document nay or troy not pertain ti the indrndual
or entity referenced et your inquiry. Page 7 of 10
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049519
CONFIDENTIAL SDNY_GM_00195703
EFTA01360887
ℹ️ Document Details
SHA-256
79fdc0a731bf262536ecd9416c6c1e8965176e229010952d02311c44c860001b
Bates Number
EFTA01360887
Dataset
DataSet-10
Type
document
Pages
1
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