EFTA01521794.pdf

JPMorgan Chase Bank, N.A. CHISLAINE MAXWELL ACCT. 270 Park Avenue, New York, NY 10017-2014 For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team Table of Contents Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and James Buckley Banker Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Jason Bell Investment Specialist Holdings and Net Capital Requirements Janet Young Client Service Team Equity 5 At June 30. 2013, JPMS LLC's net capital of $13.8 billion Gina Maghocco Client Service Team Alternative Assets 8 exceeded the minimum regulatory net capital Jason Grosse Client Service Team Cash 8 Fixed Income 9 requirement of $1.8 billion by $12.0 billion. JPMCC's net Other Assets 14 capital of $6.7 billion was approximately 7.9% of Portfolio Activity 16 aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 Online access www.jamorganonline.com billion. Complete copies of the JPMS LLC's and JPMCC's Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholdercomipmorganchaseifinancial• conditlon.cfm Additionally, you may call 1 to request a hard copy of the statement. J.P.Morgan 00X01304300 ODE 00001 1.IAMEN 20131002 Page 1 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049222 Chase CONFIDENTIAL SDNY_GM_00318420 EFTA01521794