EFTA01401134.pdf

Subject: Re: Fw: Epstein Accounts fI From: Amanda Kirby Date: Wed, 23 Apr 2014 12:31:47 -0400 To: Vahe Stepan Cc: Jay Lipman Classification: For internal use only FYI -- I have copies of most everything we've ever received in terms of account opening. So once you determine what is needed let me know and I will search through my inventory Kind regards, Amanda Kirby (Embedded image moved to file: pic06598.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset 6 Wealth Management 345 Park 54-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic15772.gif) Securities offered through Deutsche Bank Securities Inc. From: To: Cc: Date: 04/22/2014 12:03 PM Subject: Fw: Epstein Accounts (I] Classification: For internal use only JL - need your help to fix this please. The accounts currently have $0.00 balance and we don't expect that change soon, but we need to get this done before month end to avoid sending statements (to the accountants) that say the accounts are closed. To summarize, the accounts in question: N4G025080 N4G025098 N4G025106 N4G025114 EFTA01401134 Please send Amanda and I a summary of what is missing before week's end so that we can get you the info. or documentation. Thank you, Vahe Forwarded by on 04/22/2014 11:59 AM From: To: Cc: , Mo New Accts, Date: 04/22/2014 11:57 AM Subject: Re: Epstein Accounts (I] Classification: For internal use only They were closed due to 2111. Kind regards, Fran Wickman (Embedded image moved to file: pic19331.gif) Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 So ltimore, MD, USA Tel. Fax Mobi Emai (Embedded image moved to file: pic01861.gif) From: To: Cc: Mo New Accts, Date: 04/22/2014 11:26 AM EFTA01401135  Subject: Re: Epstein Accounts (I] Classification: For internal use only Hi Fran - can you please confirm thats why they were closed? We will remediate ASAP, but we want to make sure there isn't pending documentation, etc. Thank you, vahe (Embedded image moved to file: pic28300.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 Tel. Fax Mobi Email From: To: Mo New Accts, Date: 04/22/2014 11:02 AM Subject: Re: Epstein Accounts (I] Classification: For internal use only I believe they were closed due to failing 2111. Please review the accounts for missing info. Kind regards, Fran Wickman (Embedded image moved to file: pic18493.gif) Fran Wickman Deutsche Bank Securities Inc. Private and Institutional Client Services (PICS) 1 South Street, 21202-3298 Baltimore, MD, USA Tel. Fax EFTA01401136 Mobile Email (Embedded image moved to file: pic12041.gif) From: To: Mo New Accts, Cc: Date: 04/21/2014 04:57 PM Subject: Epstein Accounts [I) Classification: For internal use only Hello- Please advise ASAP as to why the following accts. have been closed. EPSTEIN TDS SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 C ose EPSTEIN TDS SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 0080 2 C ose EPSTEIN TDS SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 0080 2 C ose EPSTEIN TDS SOUTHERN TRUST COMPANY INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 0080 2 Close This client has > $150mm in liquid assets with our team and this needs to be rectified ASAP. Thank you, vahe (Embedded image moved to file: pic30649.gif) Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset a Wealth Management 345 Park Avenue - 26th Floor New Tel. Fax EFTA01401137 Mobile Email (Embedded image moved to file: pic23644.gif) EFTA01401138