EFTA01275639.pdf

UBS Financial Services inc. Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 February 2019 CW70056032450219 XI VI 0 GHISLAINE MAXWELL 139A CHARLES ST APT 0233 Account name: GHIStANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indiv.CheckiCar Account number Your Financial Advisor. SCOTT STACK HANiME CASRIEL Phone. Questions about your statement? Call your kr-ran:oar Advisor or the Value of your account RSAA ReSOurCeline at 800-RMA- WOO, on January 31 (3) co February 28 (3) a'ri", Your assets 44,737 65 44,843.54 Visit our website: Your liabilities 0.00 0.00 www.ubtcomanancialservices Value of your account $44,737.65 $44,843.54 Items for your attention Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth verew.annuakreditreportcom. Tracking the value of your account during 2019 Value of your account S Thousands at year end 2018 1419270.55 Net deposits and 716 withdrawals -$4A54.03 Your enestment return Dividend and interest income $27.02 Chance in market yaw 30.00 Value of your moan on Feb 28. 2019 54690.54 Dec 2014 OK 2015 ON kit Oet 7 Dec km tan 2019 Feb 2019 GM 00023248 Member SIPC CNP7001:0305603245 NP7000186856 00033 0219 030575001 Page 1 of 6 CONFIDENTIAL EFTA_00133868 EFTA01275639  Account name: MAA1NELL *DUBS Resource Management Account February 2019 Friendly account name: Ir Account number: E/Car Your Fi nancial Advisor. Srrn STACKMANLYIECASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (S) your account • Cash and money balances may include A Cash and money balances 44,843.54 100.00% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account. VBS FCC insured Deposit Program Sank accounts, UBS AG Stamford Branch deposit C Equities 0.00 0.00% account balances and money market mutual fund sweep balances See the important information D Fixed income 0.00 0.00% about slur statement on the last two pages of this statement for detais about those balances. E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $44,843.54 100.00% A Value of your account U4.843.54 Eye on the markets Percentage change Index February 2019 Year to date S&P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% OW70003009930246 NP7003105856 00033 0219 030575a ll Y_GM_0002201fie 2 of 6 CONFIDENTIAL EFTA_00133869 EFTA01275640  Account name: GHISLAIIVE MAXWELL Your financial Advisor: Resource Management Account (re rl CT At.' I 4 r CC! BS flit nd ly a ccou et natele'ltan&ChneS1Cnr Account number. Change in the value of your account Cash activity summary February 2019 (51 Year to date (I) See Account activity this month lot details_ Balances In your Sweep Options are indudedin the openng and dosing balances vine FDIC insurance applies to deposits at UBS Bank USA and di banks panitipating in the UBS FDIC insured Deposit Progarn. h des not apply to deposits at UBS AG. stariold &arch. S1PC Opening account value $44,737.65 $49,270.55 reelection applies to money market sweep fund hddiros but rut bare deposits SeeImportant inkrunation *Out your statement on the tat tvaa pars cf this document for details Deposits, including investments transferred in 5,262.35 5,991.80 February 2019(5) rear to date (S) Withdrawals and fees, Opening balances $44,737.65 $49,270.55 including investments transferred Additions cut -5,169.41 -10,445.83 Deposits and other funds credited 5,262.35 5,991.80 Dividend and interest income 12.95 27.02 Dividend and interest income 12.95 27.02 dosing account value $44,843.54 $44,843.54 Total additions $5,275.30 $6,018.82 Dividend and interest income earned Subtractions Checks and bill payments -5,169.41 -10,445.83 rot purposes of WS Statement, tarablity of inkiest and dindend income has been determined lion a US Total subtractions sal lePoltir9 CenPeclise. Based upon the residence of the account holder. account type. or product type, -$5,169.41 -$10,445.83 sane interest antra dvidend payments may not be subject to United States (US) arch Puerto Rico (PR) Income tzars TM dent monthy statement .s not intended to be used and cannot be retied upon fa tar Net cash flow $105.89 -$4,427.01 purposes. Clients should refer to the al:VACtie lag atoning formes they receive from UBS annunly, such as the Forms 1099 and the Forms 480, for lac reporting information. n is the practice of UBS to file the Closing balances $44,843.54 444,843.54 ftSpis(Citle lac reporting forted slth the US internd Revenue Sentee and PR Treasury DeparaTent. and in Such forms accurately data fy chiciena &act interest alas eserrpt or tamable income. Pleat consult your inthedual tax preparer. February 2019 (4) Year to dale (1) UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Taxable interest 12.95 16.14 Opening UBS Bank USA Deposit balance Jan 8 846,437.54 Total current year $12.95 $16.14 Closing UBS Bank USA Deposit balance Feb 6 $45,645.97 Prior year adjustment 0.00 10.88 Number of days in nterest period 30 Total dividend & interest $12.95 $27.02 Average daily balance $44,883.85 Interest earned $12.95 Annual percentage yield earned 035% SDNY GM 00023250 C NP7COCE00560824 7 NP7003189356 00033 0219 03057,404 Page 3 of 6 CONFIDENTIAL EFTA_00133870 EFTA01275641  UBS Account name: GHISLAINE MAXWELL Resource Management Account Your 15 medal Advisor: Friendly account name:Indiv CheddCat SCOTT STACK MANLYLE CASRIEL February 2019 Account number: My Choice Rewards Points from UBS Rewards parrs are reflected as of the 26th of the month or theono:business day if the 26th Leis on a vieekendtiolioay Reward, point activity oetars can be found On vomvuesxorafonaneAwxes February 2019 Year to date Opening balance 7,594 7,594 Points earned 3 3 Closing balance 7,597 7,597 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligbitty consderaton None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. CNP7C008005608248NPVC0I86856 EOM co 9 030575004. 21Age 4 of 6 _ _ CONFIDENTIAL EFTA_00133871 EFTA01275642  Resource Management Account Account name: CHISLAINE MAXWELL Your flnandal Advisor: SCOTT STACK MAI1LYLE CASR1EL (S UBS Friendly account name:Indiv CheddCar Account number. Your assets Some prices, income and current yaws sham may be anomie-we. Asa *suit gam encllosses may non be accurately reflected. See important inkismation ow your statement a the end of ths cincurnem fOr more informaion. Cash Cash and money balances Cash and money balances may include avaltile cash balances, UBS Bank USA carout account balances, UBS Ball USA and al UBS FOC instsed Procnyn Bank deposit acojrt baaces are insured by the FDIC ',Albin UBSEDIC insured Frogs-name Balances, UBS AG Stamford Branch &posit account oaances and rroney applicable lents, but are not protected by SIK. U8S AG Stanford Branch deport accourt balances me not insured mean moue fund sweep balances. by MC and at not protected by 51K. Money market sweep balances are protected by Silt but at not insured by the FCC See the important Informetion about )our statement at the end of this docurrent for details about those balances. Orenng teletxe Closing ounce Price per sheet Average Drildend Interest Oats in Hddng on Feb on Feb 28 (I) on Feb 28(t) rate period period Cep /mount (S) UBS BANK USA CEP ACCT 44,737.65 44,843.54 250,000.00 Your total assets Percentage of Cost Strewed Unrechzed value on Feb 28 (Si your account toss (S) anneal income (Si gain or loss (5) Cash Cash and money balances 44343.54 100.00% 44,843.54 Total $44,843.54 100.00% $44,843.54 Account activity this month Date Adhay Description Am3unt (S) Deposits end other fends credited Feb 1 Transfer FM YI 235750100 5262.35 Total deposits end other funds audited 55262.35 Date Activity Description Arroul Dividend and interest income Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210E/19 12.95 Total taxable interest 512.95 Total dividend and interest income $1295 Date Aaltity Description Amen (Si Bill payments Feb 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94 continued next page SDNY GM 00023252 CelP70305005608249 W7000186856 ODOM 0219 030575ia Pap 5 of 6 CONFIDENTIAL EFTA_00133872 EFTA01275643  Account name: GNISIAINE MAXWELL. UBS Resource Management Account February 2019 Friendly account name:Indiy Check/Car Account number: Your %auntie§ Advisor: SCOTT STACK MAIst LYLE CASR1EL Account activity this month kontnveo Date Acutely Descretion Amount (S) sill payments (continued) Feb 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4327.04 Feb 11 Withdrawal ACH WITHDRAWAL Saks Retail 802.43 Total bill payments 45,169.41 Cud Items for your Attention: The new UBS Visa Infinite credit card is here. Packed with exch 14' trawl eft. more rewards and more of what you lore, ncluding extraordinaray personalized service. All stunninglydad in meta/. Visit ubSconavisainfinite Or call us at to learn rrdre imam Payment Due Payment Due Dale Credi itne Avaiatie Credit Lire Outstanding taance Vas Visa credit card(s) payment information for Mardi 23. 2019 12.65 Mar 23. 2019 135,00000 334.997 35 12.65 This eredi cad is enrdied in UBS Pay Credt Cad feature and autcmsticaty te paid Iran your account Your pa/mein is schenited for march 20, 2019 we PrCei0e INS informaten on your UBS visa (teat card sdely as a couitesy io tau The UBS visa credt card and account are nSuedty UB5 Bank USA UBS 8aNc USA Sends you the othcia staemeit tor INS woom and you should mike your payment &Coning to their nStruCtienS. We do not induie your outstanding credt card biance in the vdue d you account yeah UBS Feared Services inc. Date ACIonIy DeSOCUP1 Annunt (I) Money balance activities Jan 31 Balance forward S44,737.65 fob4 Deposit UBS BANK USA DEPOSIT ACCOUNT 5,262.35 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02104119 -4366.98 Feb? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/06,19 12.95 Feb 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/11119 -802.43 Feb 28 Closing MIS Bonk USA Deposit Account $44.84354 The UBS Bank USA Depato Account is your Primary sweep eplepn CNP703080056032S0 N1'7000186856 00003 02 l 9 0305 OWLY_GM_000230,596 6 of 6 End of statement for account number Y CONFIDENTIAL EFTA_00133873 EFTA01275644  Important information about your statement LES inmost Stoats lx. (the Firma U85 Pinata her Iran you to law than 60 days deer the Fon capacity—AM copy of the poky wadrg is available norm a *erre and may riot keep pace with Servird, is a mentor of all arsine' meurily, canfrodity pent you the fat st atement on which the mot or upon request. and omernexcharges. U8S Financial Soden and MS Problem aPP•aied. • Moderate Wry to accept sane rid to retinal and Bank USA re ndrect atsidaries of 1.65 AG and - Provide you- rime and accost number Of any) *Oder the SIPC on:Whore nor the stgplemental tolerate same widely to seek hi-her returns affiliates of UB5Sectsein LLC. The Fimisfreredt — Desabe the error or tie tenter you me unsure protection apply to: • Aggressise: Willing to accept high risk to pnncpal aid statnnet if available upon request. The Firers maul* about. ad explain as <bark as you can whop* • Colon triune* assets controlled by (and added n hid totality to seek noreturns over time. offices aro at: believe e is as ow a dew you need mote your Ararat valor) but Mkt away from 185 Fin:axial • Intemetent Eigitelify Conadraion: N sekotect a riormatim. Services. For dimple certain ID;marse praline portion of the poiHoley for that account may inckide 185 Frtancial Services Ix. — Prodde the dote' arnxem of the suspected era. ndlidinp to-461e amities. arid 00 fives o/ mAul corpses orates, linked liquidly at greater 1200 Hata Boulevard fats registered n the scare of the account holder on dole* Wethooken, NI 07086 The Finn or Cad bsuer vli investigate Tar croni*ant the books of the user or transfer agent), and dill correct am woe pion* For alleged mon • twestment contracts a noes:anent edemas leg, Staternenrhoweholdier This Slat/mint fedlesents the only official record of you innolving UK Visaed/bit cad Ira-nadirs. f we sake tinged partnerships and private placements) lug are We may consolidate all ratted areturn statements with L135 F surreal Services account. Other reared except mote than 10 business days to do this, we wigged* not registered under the Sedates Act of 1933; the sane address in the sane envelope. e 0 because of tat documents. anlanng corniarg data should your daunt la the anoint you thnk sin enol, Botha • Carrnoditits contracts (e.g, foreign exchange and they have genets who alt maintain grot account rot be relied upon t you beim* thee is an error or you sea have the use of the money dreg toe tint deo:usmetal antral* niktng futures contracts relationther was other clients a the sane address. ominron please mon n arncroaSely n twang to the takes in to carplele err imestigation. at commodity opt ion contracts; and you prefer to mere incliddual statements mailed n Brandt Manager of the office wary you account. • Deposit moans (except certificates of depot* at USG FFDFFele totadOPal. you may decline honthoking by Please make all checks payable to the Fema Fe Bak USA, UK AG US. braces rid Baas 6 the calling you aininCial Advisor Although el l•poits shown me Mended to be accurate, trurecdl nSteution notated on the front of this FDIC Insured Deposit Program. statement daathould not be used for to airports Ray statement In addition to regular accuse lees ermines The 51K protection and the stoplimmtal protection do Friendly mcownnome solely on yorpod tax lamb Form 1099.5x9% mg be *best to mintonarse tem charges for bee not apply to there **own if they otherwise pan The Friendly account runt if a ahem:table In.:amine 10125. etc ) when pregame yew tat return. The Form payment kr securities purchases and charges for unpaid • you flattop.% The SK protection at the chosen by you to assist you withyour necordleeprg h *owed by law to report to he *5 al taxable &ideals, amounts n cashaccounts. Accounts that are transferred prokenental protection di not protect against changes has no legal effect on you account is rot Mended to reportable navuaable &Aden& and wad indent to other nstautsns may be subject to a vender fee. n the market rata of yaw investments (Mother as a ndaion. retied are/strategy. prodxt earned on vornties held n you =ant, net padded moat of market movement issuer bankruptcy a otinant a risk voile associated watt your on sale transactions. and con basis on cot* cowed UBS Sweep Option. offended aactrtd and is notation:mid or stwantee that *art seasitkit u35 caters options for 'weeping(ash balances to bad a any frofeialreSuln can of will be achieved. All depose /scants at non-added bads aid a dded Dividend Reinvennwe Program (DRIP) in nth* the risk of kiss. including the risk of Cretwemintions with **Firm barks and rang mad* rnAual lunch (Money Fund). the axe reflected is an average plot You may obtain loss of the entre intedillint You canchange your • Pleaseretrain" dry oral cowerunestions in voting Depose acoant at LetleS Ewe USA and remoteMated the actual price Iran yet, Friar* Advisor. Onk Mole Peen*" accuse names throughOnline Services a by tofurther protect your reties. incl.:kg your riges bags pankPaing en the U8S FPC.Indied Deposit than we purchased Under DRIP, partial shares wig* contatig you Financial Ado*. utter the Secisitin Investor Protection An (WA) Program are FDIC rnsured n accordance vet FOK rules sold ad the cash wit be deposited in yOur acorn The • If theMaxie instioation on the top left of the front For more nilorrnati0n. please vise wwwfdApW. Depose *Mend rentesteint pest %oohed by de issuer may Accown menden' of this 5tattMera is not LES rhombi Services. U85 accounts al UK AG Strive Branch and Pure, of offer from the market ate at AntCh tht partial shares • Veen of your amountemrflofo. Net of assets and financial*** caries you amount as clearing Money Finds are no rand by the FDK. at sold brider by areargernent waft the *Rated incaution • Aran Includes aurae* cash balances. *lean for we Worried you od this relaborithb Wen you Bank deposits ad not protected by SW. Money Find Cordiesliete opened this account. h this List yow lands and shares are peddled by SIK. See 'l85 /nano.* Services 'Inflicted wing' (nt ), and Global Time Deposits, Only whok was maybeheld n yew arrant t you art unrealized marks to model. andCertain assets held muffles am dated a LOS (~cut Sown and rot AccOWI Protector below. reeled to a partial we as aresuh of a dvidend payment the itatecing broker. and youmat make +regal by the Fem. Don not ricked enticed secureislassels a cthowee, the Film we either sell partial tiles at as the end of the prior at anent staWnent periods, or of are error or opmesSn to both firms 1/0:n your request, balances in the bark deposits may be mNa peke or accept in amours determined by private investriltral. invested stock optioni std • As descrbed in the account agreements, you must withdrawn. and shares of a Money hrd may be regained clearing nosy, at credit war accord cairceable nod options notify us of any tiros or fraud iswohirg checks le etated. and the proceeds retuned to you of you seasities accent. • (dares Ebbs debit batinCef, CUPanin; margin reflected on your statement within 30 days after a was Investment objectives lord credit Ent short accant batances. miffed a made evelabh. The nvesIncent objectives and risk profile se spade to • Please dint customer complaints or Further inkfmation about availeble sweep options, each account and may toybetween yon acccum • Casblnoney &Mmes. Taal of wintsted avaiable ✓icldrg current interest rates at yields, 6 availtle at cash balances, plus deposit balances al affiliated red Pim's C In n a Please advise the Firm comply in wring of ay non.afiltned baits, ended:my market mutual And or totfree a 8,00AM. to 6 DO Part wywarnscomswetpraces, from your Fnncal Myna siplicant dirge in your financial season a a by callig 8007621000. sweep balanC04, at the ode of tie statement period ET Matey group r . or in voting to 165 inveurrent <beechen. For each accord held You Pinar.' *mon re., Clem Relations Depaiment Noneorrmodey free credt Waxes into, accord an choose one of the IMoning imestment *knives: nee seryesmed from other balances and the Finn may P.O. Box 766 Linen Car, W 07067 UN Financial Services Wean protection • hada Current (moot infWiner% Stella the The Finn es amender of the Startles Mestor Protection use ay ol these fund ti the wonky course ot • All sweetens shall be deemed corrolete and acarse generation of income cob. barns. These fends re payable Lyon your demand. I not obsided ton days. Corporation (StPC), which protects securities CLISternen • Achiew CapitalAppreciation kerestnents Peeking of es members res to 1502800 (noLdirg 1250,000 for This total is ridded in the ovrent mend closing vide • Fa TTY se or from addle grovel, of anon* rather than the generation of the Le S.: Cal daim for cash). tholanatay brochure mailable tan mom,. Lending information • hoax of errors a denits about an electronic * wen a at wow dor org. The SIPC asset protection Mies apply to all aactints that you hold re a pinata • fecdre Conbonason ofMame anet Capital For detailed Moonshot on the (mm's letxfrg practices hand trans* (UT). ' Vide debit Armitage:in: Investmems seeking both the generation trod dab**. refer to you- Clem Reillicash0 er cod tra-mcbons. Se on or write to LIE6 wasp The Fiet together with cot* affiliates. has Me of Aare at growth of principal. Agreement or Moot* Agreernent and the General ix., Hata It, Ervin loo, Terms and Conditions LOS Statement of Credit Practices Weithanten. W 07086, Attn RMASSA Saves dad** supplement* ire rang. The midi-runt amore payable to all 00kclients. cake** under Overall ride profiles available nAgropmenn andOPCAPund theprotection is $500 melon as of Decimeter 10, 2016. • Conserv/ad. Seeks to mane...tint:A poixtcal, welt C al a write as soon as you can, if you ?hid you low ritk ad vanMy to the Acont overall, even if statement a reale is wrong o f you need tore Subeece to the policy cattions and firratalced cash at the fin is lathe. protected la up to 11.9 makers in the that means the mart does not germ* significant rdornatAn tad a bander on the statement a receipt TM Fint or Card Inter (as ClAcabid must a9gregato for all your accounts het n a particular SDNY_GM_00023254 CONFIDENTIAL EFTA_00133874 EFTA01275645  Important information about your statement (Continued) Your assets - For cenan seesaw racks; in non-conIcemng • Eat (estimated) interne, current yields and rates. — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS Your statement itemizes recoils, and other assets held denomnatont once and wooly (face value) may An est male of ainto! r‘diee n bared on (c.o.,' AG Surrdold Brooch and newaffhoed bads n the accounl al the end of the Statement reread You have been adjusted to facilitate proper vaunt dNidend and intOoKI rates, attuning the securities will Mout, our cash weep poganl. Isis may ask for delveny of fully Paid securities al any tire. To obtain orient quotations. when available. contact be held for one yea- from statement date or until compensation may be per account fee or You may reuse seopties used as loan co/Lowa alter you Fruncol Athos.