EFTA01356174.pdf

From: Keith Buckholz Sent: Tuesday, November 14, 2017 3:12 PM To: Surendra Singh Cc: Srikanta Gouda Nitin-X Sin Collateral Admin-NY ; CUSTOMERBUILD BLO • Sendhil-kumar K FX Middle Office ra Jasper Roxanne Scott (l Halina Laczny FX Middle Offic ; Hiren Mathu RM-PWM Derivatives < ; Enid Ellis Collateral-Assets Newyork u ject: RE: New Derivatives account. [I] Classification: For Internal use only Hi Surendra, Can you please let me know who is asking for this information? We have never provided this information in the past when setting up new DDR accounts. I also don't have access to the requested documents. Thanks. Regards, Keith From: Surendra Singh Sent: Tuesday, November 14, 2017 11:00 AM To: Keith Buckholz Cc: Srikanta Gouda Surendra Singh Nitin-X Singh Collateral Admin-NY • CUSTOMERBUILD BLO , Surendra ing ; Sendhil-kumar K FX Middle Office ; Debra Jasper Roxanne Scott Halina Laczny FX Middle Office iren Mathu RM-PWM Derivatives Enid Ellis Subject: FW: New Derivatives account. [I] Classification: For Internal use only Hello Keith, Relevant team is asking to provide below information to get this request processed further. Request you to provide the same. SIC Code NACE Code KYC Document PCR Document RDC Document Kind regards, Surendra Singh CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041838 CONFIDENTIAL SDNY_GM_00188022 EFTA01356174