EFTA02572044.pdf

From: Paul Barrett < Sent: Friday, November 3, 2017 12:05 PM To: jeffrey E. Subject: Re: RE: So trades done since Sept 20th? The attachment had trades directed by me from when I left JPM. Paul Barrett Alpha Group Capital LLC 142 W 57 <x-apple-data-detectors://0/1> th <x-apple-data-detectors://0/1> Street, 11 <x-apple-data-detectors://0/1> th <x-apple-data-detectors://0/1> Floor, New York, NY 10019 <x-apple-data-detectors://0/1> 646-876-5277 <tel:646-876-5277> (o) On Nov 3, 2017, at 7:36 AM, jeffrey E. <[email protected] <mailto:[email protected]> wrote: sorry, i would like to see only trades initatied since you began. On Fri, Nov 3, 2017 at 7:32 AM, Paul Barrett wrote: Sent it yesterday. Here it is. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277 <tel:646.876.5277> (o) EFTA_R1_01741477 EFTA02572044  Begin forwarded message: From: Paul Barre Date: November 2, 2017 at 11:52:01 AM EDT To: Jeffrey E. <[email protected] <mailto:[email protected]» Cc: Richard Kahn Subject: RE: Jeffrey I apologize but I overstated the returns. The Sept Merrill account statement was wrong and understated the account by $2.5MM (they duplicated a debit to pay for a structured note and the cash was sitting in a settlement account which is not included on the statement). So I used a starting account balance that was too low. This was corrected in October. Corrected: 1st Oct Starting Account value (ex apple): $170.28MM Current Account value (ex apple): $171.6MM Change $1.320MM or 0.78% Attached is a listing of all my trades (both open and closed). Paul 2 EFTA_R1_01741478 EFTA02572045  Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277 <tel:(646)%20876-5277> (o) please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmailcom <mailto:[email protected]> , and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved 3 EFTA_R1_01741479 EFTA02572046