EFTA01521071.pdf

GHISLAINE MAXWELL ACCT. For the Period 211/12 to 2/29/12 Adjusted Tax Cost Unreakzed Est. Annual Income Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield US Fixed Income !SHARES MARKIT IBOX X CORPORATE BOND 194 97 105.00 20471.72 18023.08 1,448.64 SIN lE0OBOOFV011 SEDOL BOOFVOI 227.60 461278-91.3 GBP HSBC FINANCE CORP 96.59 100,000.00 96694.00 100,000.00 (3,406.00) 2,900.00 3.92% MEDIUM TERM NOTE 2.9% OCT 15 2015 1,095.50 DTD 10/15/2010 40429X-YB-6 A /A3 GENERAL ELEC CAP CORP 95.73 50,000.00 47887.00 45,394.50 2,472.50 355.00 1.77% MEDIUM TERM FLOATING RATE NOTE 18.55 MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /AA2 BANK OF AMERICA CORP 92.17 150,000.00 138252.00 150,000.00 (11,748.00) 5,400.00 5.51% MEDIUM TERM NOTE 1,590.00 3.6% NOV 15 2016 DTD 11/042010 06050W-DW-2 A- /BAA BARCLAYS BANK PLC 97.85 150,000.00 146,775.00 150,000 00 (3.225.00) 3,750.00 2.92% MEDIUM TERM NOTE 22/1% OCT 20 2017 1,384.55 DTD 10/20/2010 06740P-VG-8 NA /AA3 A MI ST MUNI BOND AUTH 116.19 50,000.00 58,093.50 55.158 19 293531 2,500.00 3 57% ST CLEAN WTR REVOLVING FD 5% 55,424 00 1,041.65 OCT 01 2026 DTD 11/02/2006 HELD BY OTC BOOK ENTRY ONLY PAR CALL 10/0112016 @ 100 59455T-PF-3 AAA /MA JP Morgan Page 15 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048428 Chase CONFIDENTIAL SDNY_GM_00317626 EFTA01521071