EFTA01519001.pdf

GHISLAINE MAXWELL ACCT. For the Period 10/1/13 to 10/31/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Pike Quantity Value Original Cost GaurvLoss Accrued Div. Yield Non-US Equity RIO TINTO PLC 50.74 3.000 152.21 212.23 (60.02) ISIN G80037188757 SEDOL 0718875 Preferred Stocks CITIGROUP CAPITAL XIII 27.50 10,000.000 275,000.00 261,300.00 13,700.00 19,690.00 7.16% 7 7,8% PFD COUNTRYWIDE CAPITAL V 25.05 4,200.000 105,210.00 98,778.96 6,431.04 7,350.00 6.99% 7% PFD 1.837.50 JPM CHASE CAPITAL XXIX 25.70 2,500.000 84,250.00 62,500.00 1,750.00 4,187 50 6.52% 67% PFD Total Preferred Stocks $444,460.00 $422,578.96 $21,881.04 $31,227.50 7.03% $1.837.50 Concentrated & Other Equity JPMORGAN CHASE & CO 110.90 150,000.000 166,353.00 157,909.17 8.443 S3 11 850 00 7 06% VAR RT PFD STK 04/30/2049 30 85 J.P Morgan Account 'age 01 31 Consolidated Statement Page 10 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046268 Chase CONFIDENTIAL SDNY_GM_00315466 EFTA01519001