EFTA01363770.pdf

BUSINESS CLIENT NAME SCAR ID RTC TYPE PRODUCT AND ENTITY COMMENTS DATE CONFLETED OUTREACH rmschutz Investments Co New KEG Martin 2 Loan • DENY and Dec Loans completed 5/1112018 03Capital Global Fixed Income OUP - Punt:103 Gestao de New KKC/Ottenslon Xavl X DB5i/DBAG Lon Recurs*: Ltd a Fixed Income 0554 5/24/2018 1. Renewal 2 Extension - OTC Southe-n Financial ISC Retention NCA/Extenil on X.ami X Derivatives and GED - DB AG Lon CONPLETE0 5/29/2018 IN PROGRESS MINIS WOW uveputariau *ATM' bell «IWO all -1111 WIT4~080.• ~WM OM 7C...14i ;pia iKtr I Mi. AS: 1.0. Ay... tr., 0, tr. n ire :Ca rineraionin %tut .• a...tar.ctete 4L,> , • • ty, , eaa •01 111 we.. intr. ~is ~At ~Ors ~le VW Ur, hMI4V>ttb.Y,i. ~CWT. al. 2 nil aw .0.. 1 • .S."4. - NY:* MOICW•init tt.. ~at-, •tt mt. tsti. , ttin.tete^ tet~_ta., MlLwvk sills pr. I item( on its pia • ..x. pimw ▪ L'inia4 ...I r11.341 ...0C i Eli- 1%in. Ind :ea Fret .Wit !POO CHI,I7 Mat 11•01•10 MLLN IfflOCIAINIS•11. IIIMISOUUMCIPNOUWOMOITIOS "Afflefla MINOOMICOMMIS P tiiiKr•P • • threw Ia. • 4.1 L i.11411( rain. :1, 4 . 0.0. , nit Kind regards, Nina Tona Associate Business Control Manager, Key Client Partners - Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville, Florida 32256 Tel. Email XCP products ond set ore intended and cnoilabk onlyjar persons who are sophisticated institutional investors within the meaning oj the FINRA Rule 45.12(C)(3). ond who ore capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades ond transactions ore subject to relevant intermit approvals of Dag ot its offihates pnor to execution, and the execution of any transaction video chscussed herern is conditional on tur becoming o them of Deutsche Bonk CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054034 CONFIDENTIAL SDNY GM_00200218 EFTA01363770