EFTA01480495.pdf

r Trovicic r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary Summary Of Findings: Ghislaine Maxwell is a close friend of Jeffrey Epstein and he referred her to us. She had also met with Jes Staley around this same time in 2003. She is a high profile person given her family background (Robert Maxwell, who had been accused of fraud in the UK for allegedly using pension funds for personal debts, among other issues) and the circumstances surrounding her father's death. Because she had no involvement in her fathers company or affairs, we do not feel that this is an issue for PB. She also has authority jointly with Jeffrey Epstein on several accounts. Please note that Mr. Epstein does not have authority on Air Ghislaine, Inc. Jeffrey Epstein is an existing client of PB. In years past, Mr. Epstein was an active brokerage client, particularly in foreign exchange, and as of this year he is a custody-only client. Formerly, Jeffrey Epstein was a money manager to high net worth individuals, most notably Leslie Wexner. Wexner was a JPM client and then retained Epstein in the late 90s. Mr. Wexner terminated his relationship with Epstein in 02/2008. Epstein is well known to several JPM PB employees and to Jes Staley. Mr. Epstein was convicted of a felony charge in 2008 and is currently serving an 18-month prison sentence. Jes Staley conferred with Stephen Cutler and the decision was made to keep Mr. Epstein as a PB client. Staley and PB then decided that his PB relationship will be for banking and custody only. We no longer provide brokerage execution capabilities for Mr. Epstein's accounts. Bear Steams will hold the brokerage relationship with Mr. Epstein. Anticipated Product(s) Others Client Hierarchy Assignments GRAY SHADED AREA CONTAINS SPN/CAS ID ASSIGNMENT INFORMATION Banker SID U043917 Banker BAC: 8634--CHBG FNEN: 01 r Yes a No Does the DDR have Multiple Entities? Client Hierarchy and Additional Entity Assignment: Name Tax ID Existing Linking to CAS Id DM Id Air Ghislaine, Inc. 0220476436 9710670708 Linked to DM Name SPN No CAS ID JEFFREY E. EPSTEIN 7704674 0220476436 Contact Information for each entit named within the Client Hierarchy Table: Associated Entity Date of Birth Goverment issued Tax ID 4 Citizenship 1.0 Obtained Air Ghislaine, Inc. • . 134109791 . Do any of the above entities require a joint SPN? r Yes a No Select Yes, if multiple entitles will share the same account (OMNI, CASH or Olympic) Confidential Treatment Requested by JPM-SDNY-00002665 JPMorgan Chase CONFIDENTIAL SDNY_GM_00271863 EFTA01480495