EFTA01108375.pdf

Trade Date U.S. TRUST e--t Bank of America Private Wealth Management Trust Operations Account Statement PO Box 830269 Dallas, TX 75283 This Statement Covers Mar. 01, 2015 through Mar. 31, 2015 6000286 01AV 1.072 4•AUTO 13 0 4032 10022 -- 303 002116 E Table of Contents Page Account Summary 3 Portfolio Analysis 5 RICHARD D'AGOSTINO C/O ELYSIUM MANAGEMENT LLC Portfolio Detail .6 445 PARK AVE STE 1401 Activity Detail 7 NEW YORK NY 10022-8626 Important Disclosures 8 Account Name: US. TRUST COMPANY OF DELAWARE Messages & LEON BLACK CO TRUSTEE JOSHUA MAX BLACK 2011 Register for Paperless Statements Today! It's convenient, faster and TRUST UNDER AGREEMENT environmentally friendly. DATED DECEMBER 20 3312 If you already view your statements online, you may also register for paperless statements at Account Number: www.fs.ustrust.com. Investment Policy Statement Objective: No Investment Itesponsibility After login, go to the Statements tab and click Change delivery preferences. Then simply Relationship Manager: Write: select the eligible statement cycles you wish to suppress from paper delivery. Jane R Heller- U S TRUST COMPANY OF Fiduciary Spetilliiim DELAWARE If you would like to enroll in online access and choose paperless statements, please contact 1100 N King St DE5-002-04-12 Debra Patterson your advisor or call 1.800.U.S.TRUST M800.878.78781. Wilmington DE 19884 Go Greenl Switch to paperless statements on USTrust.com today. Go online or contact your advisor for more information. Page 1 of 10 21/30 6000286 003O03 1110 0009587 04-091 505 B E_bl EFTA01108375  U.S. TRUST Bank of America Private Wealth Management *** This Page Intentionally Left Blank *** Page 2 of 10 2V30 6000286 003-O03 V 10 0009688 04-O91 505 B E EFTA01108376  Trade Date U.S. TRUST e Bank of America Private Wealth Management Account Summary Account: CO TUA JOSHUA MAX BLACK 20 I I Mar. 01, 2015 through Mar. 31, 2013 Market Value $16,399,317.38 Account Activi Realized Gain/Loss Summary Income Summa YTD Since Fiscal YTD Since Description Current Period 01/01/15 Description Current Period YTD Description Current Period 01/01/15 Beginning Market Value $16.399221.01 S16,399,037.60 Short-term S0.00 $0.00 Interest - Taxable $87.04 $279.92 Income 87.04 279.92 Long-term 0.00 0.00 Total Income $87.04 $279.92 Change in Market Value 923 -0.14 Net Total $0.00 SOSO Ending Market Value $16,399,317.38 $16,399,317.36 Change in Account Value 96.37 279.78 Portfolio Allocation Estimated Current Description Market Value Tax Cost Annual Income Yield Cash/Currency $5,682,621.83 $5,682,525.46 81,079.68 0.01% Cash/Current y30.7% Other Non-Investable 10,716,695.55 10,716,695.55 286,135.77 2.67 Total Assets S16.399,317.38 $16,399,221.01 $287,215.45 1.75% Total $16,399,317.38 $16,399,221.01 6287215.45 Other Non-Investable 65.3% Market Value includes accrued income unless otherwise noted. Page 3 of 10 The amounts shown throughout this statement should not be used in the preparation of tax documents. Detail specifying taxable nature ofincome will be provided with year-end tax documentation. Please consult your tax advisor. 23'30 6000286 093l003 St 10 0009589 04-091 505 B EFTA01108377  Trade Date U.S. TRUST e.-t Bank of America Private Wealth Management Account Summary Account: CO TUA JOSHUA MAX BLACK 2011 Mar. 01, 2015 through Mar. 31, 2015 Cash Summar YTD Since Current Period 01/01/15 Income Cash Principal Cash Income Cash Principe/ Cash Beginning Value 5000 WOO $0.00 E0.00 Income 87.04 0.00 279.92 0.00 Net Automated Money Market Transactions -87.04 0.00 -279.92 0.00 Ending Value MOO 5000 5000 5000 Page 4 of 10 24,30 6000286 003O03 4, 10 0009590 04-091 505 B E EFTA01108378  Trade Date U.S. TRUST e.-t Bank of America Private Wealth Management Portfolio Analysis Account: CO TUA JOSHUA MAX BLACK 2011 Mar. 01, 2015 through Mar. 31, 2015 Portfolio Summary by Asset Class % of % of Estimated Current Description Market Value Account Sector Tax Cost Annual Income Yield Cash/Currency Cash Equivalents 55,682,621.83 34.7% 100.0% $5,682,525.46 $1,079.68 0.01% Total Cash/Currency 55.682.621.63 34.7% 100.0% 5682525.46 $1.079.68 0.01% Other Non-Investable Assets 510,716595.55 65.3% 100.0% $10,716,695.55 $286,135.77 2.67% Total Assets 515399217.38 100.0% $16,399221.01 $287215.45 1.75% Total 516,399,317.38 $16,399221.01 $287215.45 Page 5 of 10 2530 6000286 003O03 510 0009591 04-091 505 B E EFTA01108379 Tr:hie U.S. TRUST e--t Bank of America Private Wealth Management Portfolio Detail Account: CO TLIA JOSHUA MAX BLACK 2o 1 I Mar. 01, 2015 through Mar. 31, 2015 CUSIP Market Valueill/ Accrued Tax Cost/ Unrealized Estimated Cur Yld/ Units Description Sector (2) Market Price Income Average Unit Cost Gain/Loss AnnualIncome YTM Cash Equivalents 1,340.600 CUSTODY BANK OF AMERICA 99Z188676 $1,340.60 $0.03 $1,340.60 $0.00 $0.25 0.01% MONEY MARKET SAVINGS ACCOUNT 1.000 (Income Investment) 5,681,184.860 CUSTODY BANK OF AMERICA 99Z188676 5,681,184.86 96.34 5,681,184.86 0.00 1,079.43 0.01 MONEY MARKET SAVINGS ACCOUNT 1.000 Total Cash Equivalents $5,682,525.46 69637 $5,682,525.46 $0.00 $1,079.68 0.01% Total Cash/Currency $5,682,525.46 69637 $5,682,525.46 $0.00 $1,079.68 0.01% Other Non-Investable Assets 100.000 JMB 2011 TRUST NOTE DTD* 990015794 $10,716,695.55 $0.00 $10,716,695.55 $0.00 $286,135.77 2.67% 11/3W11 FOR $10,716,695.55 10,716,695.550 02.67% INT MAT 11/301 Total Other Non-Investable Assets $10,716,695.55 $0.00 $10,716,695.55 $0.00 $286,135.77 2.67% Total Portfolio $16,399,221.01 69637 $16,399,221.01 $0.00 $287,215.45 1.75% Accrued Income $96.37 Total $16,399,317.38 * US TRUST WILL BE UPDATING THEIR RECORDS FOR THE ABOVE NOTE THAT WAS PAID OFF. US TRUST HAS BEEN CONTACTED. ADA WAS IN CONTACT WITH TEM AS WELL AT THE TIME OF PAYOFF. (1) Market Value in the Portfolio Detail section does not include AccruedIncome. Page 6 of 10 26/30 6000286 0331003 6/ 10 0009592 04-091 505 B E EFTA01108380 Trade Date U.S. TRUST e--t Bank of America Private Wealth Management Activity Detail Account: co TuA josHup, MAX BLACK 2011 Mar. 01, 2015 through Mar. 31, 2015 Short-term Long-term Date Description Income Cash Principal Cash Tax Cost Realized Gain/Loss Realized Gain/Loss Income Interest - Taxable 03/02/15 CUSTODY BANK OF AMERICA 50.02 MONEY MARKET SAVINGS ACCOUNT INCOME FOR MONTH ENDED 02/28/15 03/02/15 CUSTODY BANK OF AMERICA 87.02 MONEY MARKET SAVINGS ACCOUNT INCOME FOR MONTH ENDED 02/28/15 Total Interest - Taxable $87.04 MOO MOO $0.00 50.00 Total Income $87.04 MOO MOO MOO MOO Net Automated Money Market Transactions 03/31/15 CUSTODY BANK OFAMERICA -$87.04 $87.04 MONEY MARKET SAVINGS ACCOUNT MONEY MARKET PURCHASE Total Net Automated Money Market Transactions -$87.04 SOHO $87.04 50.00 MOO Page 7 of 10 27/30 6000286 003O03 7/10 0009593 04.091 505 B E EFTA01108381 Trade Date U.S. TRUST Bank of America Private Wealth Management Important Disclosures Account: co TUA JOSHUA MAX BLACK 201 1 Mar. 01, 2UI5 through Mar. 31, 2UI5 Be sure to read these important disclosures. They may impact your understanding of this account statement and your rights with respect to the account. Statement Content Disclosure This statement was prepared to provide you with a detailed record of information for the period covered by this report. The gairVloss and income figures presented are preliminary and approximate and should not be used for tax preparation. Estimated annual income may differ from actual income received and should not be used for tax preparation. If you have any questions regarding this statement or your account, please call your client team. Assets for which the Bank has Limited or No Responsibility This statement may include assets that are not held and not managed by Bank of America. Assets that are not held and not managed by Bank of America are listed solely for the convenience of the client Bank of America has no responsibility to manage, maintain, safekeep, monitor or value such assets. This statement may also include other assets for which Bank of America has limited or no management responsibility and/or no valuation responsibility pursuant to the terms of the governing document, or client agreements or directions. Real Property, Closely Held Businesses and Oil, Gas and Mineral Interest Market Values for any Real Property and Closely Held Business investments are approximations based on periodic appraisals, assessments or common practices for these types of assets. Such values are updated at intervals set in accordance with our procedures and may differ from a value derived today by the same method. Market values for any Oil, Gas and Mineral interests are calculated from the most recent 12 months' net income from producing interests and include a nominal value for non producing properties. These market values should not be used or relied on for transactional, tax or any purposes other than general information. Auction Rate Securities Notice To holders of Auction Rate Securities: Due to continuing unprecedented conditions in the Auction Rate Securities market the pricing of Auction Rate Securities as reflected on your statement may not be indicative of readily available pricing if you desired to and could liquidate these holdings. Additionally, some Auction Rate Securities may not be priced and will reflect a valuation of unavailable or zero. Thus, these securities will not be included in the account's market valuation total. Common Trust Funds and Collective Investment Fund Disclosure If you are a participant in a Bank of America Common Trust Fund or Collective Investment Fund, a full copy of the most recent audited annual report is available upon request without charge. Unaudited interim reports of Bank of America Common Trust Fund or Collective Investment Fund asset holdings are also available periodically without charge upon reasonable request Please call your client team for a copy. Compliance with Applicable Laws You may not use your account or relationship to the firm to process transactions that are prohibited by law, including, but not limited to, restricted transactions prohibited by the Unlawful Internet Gambling Enforcement Act of 2006. Disclosures continue on the following page Page 8 of 10 28130 6000286 091,903 8110 0509594 04-091 505 BE E EFTA01108382  tal.: I )2:.- U.S. TRUST e.-t Bank of America Private Wealth Management Important Disclosures Account: CO TUA JOSHUA MAX BLACK 2011 Mar. 01, 2013 through Mar. 31, 2013 NYSE Specialist Disclosure U.S. Trust Company of Delaware is associated with a NYSESpecialist which may make a market in a security referenced herein. The Specialistmay have a "longs or 'shortsinventory position and, as a result of being a market maker, may be on the opposite side of transactions on the floor of the NYSE in such security. Affiliate Disclosures Affiliates of Bank of America may provide services relating to certain investments in your account These services may, where appropriate, include underwriting or participating in the syndication of securities purchased for your account and executing brokerage transactions for your account Bank ofAmerica will, where appropriate, invest your account in mutual funds for which affiliates provide investment advice andother services, or in Bank depository vehicles for which the Bank receives a financial benefit. Affiliates are compensated for these services and transactions in accordance with applicable law. The overall investment activities ofBank ofAmerica and its affiliates may limit the investment opportunities for accounts under their management (collectively, the Accounts") in certain markets in which limitations are imposedby regulators upon the amount ofinvestment by affiliatedinvestors, in the aggregate or in individual issuers. From time to time, the Account's activities also may be restricted because of regulatory restrictions applicable to Bank ofAmerica andits affiliates, and/or their internalpolicies. Bank of America Temporary Overnight Deposit IfBank ofAmerica Temporary Overnight Deposit is reflected in the Cash Equivalent section of your statement, cash posted to your account after the trading deadline for your selected cash equivalent asset on a business day during the statement period. These balances are automatically swept into a Bank of America deposit account overnight and then are automatically transferred into your selected cash equivalent asset the following business day. If a market value is associated with the Bank ofAmerica Temporary Overnight Deposit this activity occurred on the last business day during the statement period, otherwise market value will be zero. Trust Owned Life Insurance Policies The value shown for Trust Owned life insurance policies is provided for informationalpurposes only. It is based on the mostrecent policy statements from the issuing companies and has not been updated or independently verified. The value shown is the gross value and does not reflect any potentialliabilities, such as surrender charges, loans, or split•dollar liabilities. Copies of the policy statements, which may provide additional information on liabilities, willbe mailed to you separately. This disclosure does not apply to Institutional Retirement accounts. Page 9 of 10 29130 6000286 003O03 9110 0009595 04-091 505 BE E EFTA01108383  U.S. TRUST '. Bank of America Private Wealth Management *** This Page Intentionally Left Blank *** Page 10 of 10 30130 6000286 003O03 1W 10 0009596 04O91 505 B E EFTA01108384